Daniel J Frate
CIK 1342542 · Group President AOD, P&L · last filed 2017-07-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$7.12M
Companies
2
Total Filings
21
Lifetime Open-Market Net
-$1.70M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ACIW | Group President AOD, P&L | 144,558 | $49.26 | $7.12M | -$1.70M | 11 | 2017-07-05 |
| NATIONAL CITY CORP (NCCpF) Delisted | Executive Vice President | 134,325 | — | — | $0 | 4 | 2008-12-16 |
Recent Filings · Page 2 of 3
21 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-01-28 | ACIW | Grant (A) | — | $0 | EDGAR |
| 2009-01-05 | — | Other (J) | −195,560 | $0 | |
| 2008-12-16 | NATIONAL CITY CORP (NCCpF) Delisted | Other (J) | — | $0 | EDGAR |
| 2008-08-07 | NATIONAL CITY CORP (NCCpF) Delisted | Grant (A) | +118,812 | $0 | EDGAR |
| 2008-03-03 | NATIONAL CITY CORP (NCCpF) Delisted | Other (J) | +5,073 | $0 | EDGAR |
| 2008-02-28 | NATIONAL CITY CORP (NCCpF) Delisted | Other (J) | +6,547 | $0 | EDGAR |
| 2007-12-18 | — | Mixed | −7,866 | -$130.7K | |
| 2007-11-21 | — | Grant (A) | — | $0 | |
| 2007-03-19 | — | Grant (A) | — | $0 | |
| 2007-02-28 | — | Grant (A) | — | $0 |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.