North Star Investment Management Corp.

CIK 1342857 · last filed 2014-11-07

North Star Investment Management Corp. is a corporate insider who has filed 124 SEC Form 4 insider transactions across 3 companies since 2012. Across all open-market trades the lifetime net is +$1.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $5.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$5.60M

Companies

3

Total Filings

124

Lifetime Open-Market Net

$1.37M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
DOVER SADDLERY INC (DOVR) Delisted	10%+ Owner	0	—	—	$155.2K	17	2014-11-07
UUU	10%+ Owner	0	$3.59	$0	$148.5K	9	2014-11-07
ACU	10%+ Owner	98,982	$56.57	$5.60M	$1.06M	45	2014-02-13

Recent Filings

124 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2014-11-07	—	Buy (P)	—	$0
2014-11-07	DOVER SADDLERY INC (DOVR) Delisted	Buy (P)	—	$0	EDGAR
2014-11-07	UUU	Buy (P)	—	$0	EDGAR
2014-02-13	ACU	Other (J)	—	$0	EDGAR
2014-01-23	ACU	Disp (D)	—	$0	EDGAR
2013-12-31	ACU	Disp (D)	—	$0	EDGAR
2013-12-31	DOVER SADDLERY INC (DOVR) Delisted	Disp (D)	—	$0	EDGAR
2013-12-31	UUU	Disp (D)	—	$0	EDGAR
2013-12-17	ACU	Sell (S)	−2,500	-$37.9K	EDGAR
2013-12-06	UUU	Buy (P)	+3,000	$13.7K	EDGAR

Showing 1–10 of 124

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.