North Star Investment Management Corp.

CIK 1342857 · last filed 2014-11-07

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.60M

Companies

3

Total Filings

124

Lifetime Open-Market Net

$1.37M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DOVER SADDLERY INC (DOVR) Delisted 10%+ Owner 0 $155.2K 17 2014-11-07
UUU 10%+ Owner 0 $3.59 $0 $148.5K 9 2014-11-07
ACU 10%+ Owner 98,982 $56.57 $5.60M $1.06M 45 2014-02-13

Recent Filings · Page 2 of 13

124 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-12-05 DOVER SADDLERY INC (DOVR) Delisted Buy (P) +200 $1.0K EDGAR
2013-11-18 UUU Buy (P) +5,700 $25.6K EDGAR
2013-11-15 DOVER SADDLERY INC (DOVR) Delisted Buy (P) +8,000 $39.1K EDGAR
2013-11-13 UUU Buy (P) +10,000 $46.2K EDGAR
2013-11-08 UUU Buy (P) +100 $475 EDGAR
2013-10-30 DOVER SADDLERY INC (DOVR) Delisted Buy (P) +590 $2.8K EDGAR
2013-10-29 ACU Buy (P) +7 $114 EDGAR
2013-10-25 DOVER SADDLERY INC (DOVR) Delisted Buy (P) +250 $1.2K EDGAR
2013-10-23 UUU Buy (P) +11,226 $53.2K EDGAR
2013-10-23 ACU Buy (P) +158 $2.3K EDGAR
Showing 1120 of 124
Page 2 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.