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PENINSULA CAPITAL MANAGEMENT, LP

CIK 1386397 · last filed 2013-07-23

PENINSULA CAPITAL MANAGEMENT, LP is a corporate insider who has filed 40 SEC Form 4 insider transactions across 7 companies since 2007. The most recent filing shows the insider sold $1.5M of EPM on Jul 23, 2013. Across all open-market trades the lifetime net is −$18.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.33M

Companies

7

Total Filings

40

Lifetime Open-Market Net

-$18.46M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EPM Director 1,148,546 $3.77 $4.33M -$7.40M 13 2013-07-23
Mattersight Corp (ELOY) Delisted 10%+ Owner 1,873,776 — — $3.23M 9 2009-12-17
IONA TECHNOLOGIES PLC (IONA) Delisted 10%+ Owner 6,052,911 — — $14.72M 4 2008-02-15
MEDIWARE INFORMATION SYSTEMS INC (MEDW) Delisted 10%+ Owner 1,206,704 — — -$19.64M 1 2008-01-23
GTSI CORP (GTSI) Delisted 10%+ Owner 1,020,224 — — -$2.68M 11 2007-12-12
Access to Money, Inc. (TRMM) Delisted 10%+ Owner 2,002,479 — — $1.10M 1 2007-05-23
GOLDLEAF FINANCIAL SOLUTIONS INC. (GFSI) Delisted 10%+ Owner 1,344,300 — — -$7.79M 1 2007-04-04

Recent Filings

40 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-07-23 EPM Sell (S) −127,368 -$1.53M EDGAR
2012-08-28 EPM Sell (S) −293,930 -$2.37M EDGAR
2011-09-12 EPM Buy (P) +600,000 $4.10M EDGAR
2010-12-29 EPM Sell (S) −200,000 -$1.25M EDGAR
2010-10-14 EPM Sell (S) −90,198 -$550.3K EDGAR
2010-10-05 EPM Sell (S) −149,382 -$929.1K EDGAR
2010-09-29 EPM Sell (S) −60,000 -$349.8K EDGAR
2010-06-29 EPM Sell (S) −70,000 -$377.3K EDGAR
2010-04-21 EPM Sell (S) −94,338 -$547.7K EDGAR
2010-04-13 EPM Sell (S) −248,882 -$1.27M EDGAR
Showing 1–10 of 40
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.