PENINSULA CAPITAL MANAGEMENT, LP

CIK 1386397 · last filed 2013-07-23

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.33M

Companies

7

Total Filings

40

Lifetime Open-Market Net

-$18.46M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EPM Director 1,148,546 $3.77 $4.33M -$7.40M 13 2013-07-23
Mattersight Corp (ELOY) Delisted 10%+ Owner 1,873,776 $3.23M 9 2009-12-17
IONA TECHNOLOGIES PLC (IONA) Delisted 10%+ Owner 6,052,911 $14.72M 4 2008-02-15
MEDIWARE INFORMATION SYSTEMS INC (MEDW) Delisted 10%+ Owner 1,206,704 -$19.64M 1 2008-01-23
GTSI CORP (GTSI) Delisted 10%+ Owner 1,020,224 -$2.68M 11 2007-12-12
Access to Money, Inc. (TRMM) Delisted 10%+ Owner 2,002,479 $1.10M 1 2007-05-23
GOLDLEAF FINANCIAL SOLUTIONS INC. (GFSI) Delisted 10%+ Owner 1,344,300 -$7.79M 1 2007-04-04

Recent Filings · Page 2 of 4

40 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-03-31 EPM Sell (S) −157,138 -$722.8K EDGAR
2009-12-17 Mattersight Corp (ELOY) Delisted Other (J) −609,148 $0 EDGAR
2009-10-09 EPM Sell (S) −123,612 -$369.6K EDGAR
2009-10-05 EPM Sell (S) −416,250 -$1.23M EDGAR
2009-06-12 Mattersight Corp (ELOY) Delisted Buy (P) +2,560 $20.5K EDGAR
2008-10-31 Mattersight Corp (ELOY) Delisted Buy (P) +10,200 $33.3K EDGAR
2008-10-27 Mattersight Corp (ELOY) Delisted Mixed $0 EDGAR
2008-10-03 Mattersight Corp (ELOY) Delisted Buy (P) +8,013 $36.1K EDGAR
2008-04-21 Mattersight Corp (ELOY) Delisted Buy (P) +31,878 $248.1K EDGAR
2008-04-11 Mattersight Corp (ELOY) Delisted Buy (P) +150,798 $1.20M EDGAR
Showing 1120 of 40
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.