Richard Kardys
CIK 1388768 · Wealth Advisor Sr. Officer · last filed 2017-10-31
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$22.02M
Companies
2
Total Filings
25
Lifetime Open-Market Net
-$4.53M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CULLEN/FROST BANKERS, INC. (CFRpA) Delisted | Wealth Advisor Sr. Officer | 155,885 | — | — | -$2.45M | 11 | 2017-10-31 |
| CFR | Group Executive Vice President | 141,768 | $155.31 | $22.02M | -$2.08M | 14 | 2012-10-24 |
Recent Filings · Page 2 of 3
25 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-10-31 | CULLEN/FROST BANKERS, INC. (CFRpA) Delisted | Grant (A) | — | $0 | EDGAR |
| 2012-10-24 | CFR | Grant (A) | — | $0 | EDGAR |
| 2011-12-05 | CFR | Gift (G) | −981 | $0 | EDGAR |
| 2011-10-27 | CFR | Grant (A) | — | $0 | EDGAR |
| 2011-03-22 | CFR | Tax (F) | −3,464 | -$200.8K | EDGAR |
| 2010-10-28 | CFR | Grant (A) | — | $0 | EDGAR |
| 2010-10-26 | CFR | Tax (F) | −1,032 | -$54.5K | EDGAR |
| 2010-08-20 | CFR | Mixed | — | -$41.0K | EDGAR |
| 2009-10-21 | CFR | Mixed | +3,069 | -$52.3K | EDGAR |
| 2009-08-21 | CFR | Mixed | — | -$97.2K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.