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Richard Kardys

CIK 1388768 · Wealth Advisor Sr. Officer · last filed 2017-10-31

Richard Kardys is a Wealth Advisor Sr. Officer who has filed 25 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for CFRpA, was dated Oct 31, 2017. Across all open-market trades the lifetime net is −$4.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $22.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$22.02M

Companies

2

Total Filings

25

Lifetime Open-Market Net

-$4.53M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Wealth Advisor Sr. Officer 155,885 — — -$2.45M 11 2017-10-31
CFR Group Executive Vice President 141,768 $155.31 $22.02M -$2.08M 14 2012-10-24

Recent Filings

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-10-31 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Mixed +2,013 -$76.8K EDGAR
2016-12-20 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Gift (G) −2,734 $0 EDGAR
2016-10-25 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Mixed +2,601 -$73.3K EDGAR
2016-09-19 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Gift (G) −2,116 $0 EDGAR
2016-09-14 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Gift (G) −2,116 $0 EDGAR
2016-07-29 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Mixed — -$432.8K EDGAR
2015-12-09 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Gift (G) −1,013 $0 EDGAR
2015-10-28 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Mixed +2,979 -$74.2K EDGAR
2015-08-24 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Mixed — -$152.1K EDGAR
2014-10-29 CULLEN/FROST BANKERS, INC. (CFRpA) Delisted Mixed +2,979 -$86.5K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.