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Sam Bhaumik

CIK 1395226 · EVP-Silicon Valley Banking · last filed 2015-10-08

Sam Bhaumik is an EVP-Silicon Valley Banking who has filed 31 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing, for SQBK, was dated Oct 8, 2015. Across all open-market trades the lifetime net is −$242.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.07M

Companies

2

Total Filings

31

Lifetime Open-Market Net

-$242.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SQUARE 1 FINANCIAL INC (SQBK) Delisted EVP-Silicon Valley Banking 0 — — $50.0K 5 2015-10-08
HTGC Senior Managing Director 196,274 $15.64 $3.07M -$292.8K 26 2011-09-20

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-10-08 SQUARE 1 FINANCIAL INC (SQBK) Delisted Disp (D) −50,370 $0 EDGAR
2015-08-31 SQUARE 1 FINANCIAL INC (SQBK) Delisted Mixed +31,689 $108.0K EDGAR
2015-03-04 SQUARE 1 FINANCIAL INC (SQBK) Delisted Mixed +1,047 -$15.4K EDGAR
2014-11-18 SQUARE 1 FINANCIAL INC (SQBK) Delisted Mixed −1,379 -$29.6K EDGAR
2014-03-31 SQUARE 1 FINANCIAL INC (SQBK) Delisted Buy (P) +2,778 $50.0K EDGAR
2011-09-20 HTGC Tax (F) −689 -$6.5K EDGAR
2011-08-18 HTGC Tax (F) −689 -$6.3K EDGAR
2011-08-16 HTGC Tax (F) −276 -$2.5K EDGAR
2011-07-19 HTGC Tax (F) −689 -$7.1K EDGAR
2011-06-21 HTGC Tax (F) −689 -$7.1K EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.