HERCULES TECHNOLOGY GROWTH CAPITAL INC

CIK 1280784 · last filed 2015-01-29

HERCULES TECHNOLOGY GROWTH CAPITAL INC is a corporate insider who has filed 7 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing, for BOX, was dated Jan 29, 2015. Current disclosed insider exposure totals $23.3M across reported positions. The firm reports its address in San Mateo, CA. 257 SEC filings were submitted jointly with Scott Bluestein.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$23.29M

Companies

1

Total Filings

7

Lifetime Open-Market Net

$0

Filer Profile

Reported Address

1 NORTH B STREET
SUITE 2000
SAN MATEO, CA 94401

Phone

(650) 289-3060

State of Incorporation

Formerly Known As

HERCULES TECHNOLOGY GROWTH CAPITAL INC (2004–2016)

Related Filers

Scott Bluestein — 257 joint filings, latest 2026-07-13

Manuel A Henriquez — 218 joint filings, latest 2019-05-22

Jessica T Baron — 178 joint filings, latest 2015-06-11

Parag Shah — 166 joint filings, latest 2014-12-08

ROBERT P BADAVAS — 102 joint filings, latest 2026-06-23

Melanie Grace — 72 joint filings, latest 2021-09-27

Allyn C Woodward — 60 joint filings, latest 2018-05-23

Thomas J Fallon — 57 joint filings, latest 2026-03-30

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
BOX	10%+ Owner	661,695	$35.19	$23.29M	$0	1	2015-01-29

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-01-29	BOX	Mixed	—	$0	EDGAR
2011-01-19	—	Mixed	−5,588,833	-$26.55M
2010-06-09	—	Sell (S)	−30,458	-$130.2K
2010-06-08	—	Sell (S)	−355,000	-$1.59M
2010-06-07	—	Sell (S)	−145,000	-$630.4K
2010-06-04	—	Sell (S)	−155,000	-$729.3K
2010-06-03	—	Mixed	−192,454	-$1.07M

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.