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Parag Shah

CIK 1395073 · Senior Managing Director · last filed 2014-12-08

Parag Shah is a Senior Managing Director who has filed 154 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing shows the insider had shares withheld for taxes covering $35.3K of HTGZ on Dec 8, 2014. Across all open-market trades the lifetime net is −$5.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.19M

Companies

2

Total Filings

154

Lifetime Open-Market Net

-$5.45M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Hercules Capital, Inc. (HTGZ) Delisted Senior Managing Director 249,562 — — -$2.58M 105 2014-12-08
HTGC Senior Managing Director 268,030 $15.64 $4.19M -$2.87M 49 2012-04-25

Recent Filings

154 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-12-08 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −2,272 -$35.3K EDGAR
2014-12-03 Hercules Capital, Inc. (HTGZ) Delisted Sell (S) −22,500 -$344.9K EDGAR
2014-12-01 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −505 -$7.9K EDGAR
2014-11-20 Hercules Capital, Inc. (HTGZ) Delisted Sell (S) −22,500 -$351.7K EDGAR
2014-11-10 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −716 -$11.5K EDGAR
2014-11-03 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −424 -$6.6K EDGAR
2014-10-21 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −716 -$10.3K EDGAR
2014-10-03 Hercules Capital, Inc. (HTGZ) Delisted Sell (S) −22,500 -$322.4K EDGAR
2014-09-30 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −424 -$6.1K EDGAR
2014-09-09 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −716 -$11.0K EDGAR
Showing 1–10 of 154
Page 1 of 16
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.