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Manuel A Henriquez

CIK 1329390 · Chairman & CEO · last filed 2019-05-22

Manuel A Henriquez is a Chairman & CEO who has filed 203 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider was granted $422.0K of HTGC on May 22, 2019. Across all open-market trades the lifetime net is −$2.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $33.2M across reported positions. 218 SEC filings were submitted jointly with HERCULES TECHNOLOGY GROWTH CAPITAL INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$33.18M

Companies

5

Total Filings

203

Lifetime Open-Market Net

-$2.20M

Filer Profile

Reported Address
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE, SUITE 310
PALO ALTO, CA 94301
Related Filers
HERCULES TECHNOLOGY GROWTH CAPITAL INC — 218 joint filings, latest 2019-05-22
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HTGC Chairman & CEO 1,881,919 $17.63 $33.18M $565.4K 52 2019-05-22
Hercules Capital, Inc. (HTGX.CL) Delisted Chairman & CEO 1,249,994 — — $0 2 2019-02-04
Hercules Capital, Inc. (HTGX) Delisted Chairman & CEO 679,218 — — $0 23 2018-11-21
Hercules Capital, Inc. (HTGZ.CL) Delisted President & CEO 351,865 — — $0 1 2017-01-26
Hercules Capital, Inc. (HTGZ) Delisted President & CEO 1,956,532 — — -$2.77M 124 2017-01-12

Recent Filings

203 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-22 HTGC Grant (A) +32,138 $422.0K EDGAR
2019-04-11 HTGC Disp (D) −9,509 -$120.2K EDGAR
2019-03-13 HTGC Grant (A) +28,766 $387.5K EDGAR
2019-02-04 Hercules Capital, Inc. (HTGX.CL) Delisted Grant (A) +570,776 $7.50M EDGAR
2019-01-11 Hercules Capital, Inc. (HTGX.CL) Delisted Tax (F) −39,865 -$480.7K EDGAR
2018-11-21 Hercules Capital, Inc. (HTGX) Delisted Grant (A) +17,773 $218.3K EDGAR
2018-11-21 Hercules Capital, Inc. (HTGX) Delisted Grant (A) +14,933 $200.4K EDGAR
2018-10-15 Hercules Capital, Inc. (HTGX) Delisted Disp (D) −13,780 -$176.4K EDGAR
2018-08-21 Hercules Capital, Inc. (HTGX) Delisted Grant (A) +14,912 $200.4K EDGAR
2018-07-12 Hercules Capital, Inc. (HTGX) Delisted Disp (D) −13,780 -$178.2K EDGAR
Showing 1–10 of 203
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.