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Manuel A Henriquez

CIK 1329390 · Chairman & CEO · last filed 2019-05-22

Manuel A Henriquez is a Chairman & CEO who has filed 203 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider was granted $422.0K of HTGC on May 22, 2019. Across all open-market trades the lifetime net is −$2.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $29.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$29.43M

Companies

5

Total Filings

203

Lifetime Open-Market Net

-$2.20M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HTGC Chairman & CEO 1,881,919 $15.64 $29.43M $565.4K 52 2019-05-22
Hercules Capital, Inc. (HTGX.CL) Delisted Chairman & CEO 1,249,994 — — $0 2 2019-02-04
Hercules Capital, Inc. (HTGX) Delisted Chairman & CEO 679,218 — — $0 23 2018-11-21
Hercules Capital, Inc. (HTGZ.CL) Delisted President & CEO 351,865 — — $0 1 2017-01-26
Hercules Capital, Inc. (HTGZ) Delisted President & CEO 1,956,532 — — -$2.77M 124 2017-01-12

Recent Filings

203 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-22 HTGC Grant (A) +32,138 $422.0K EDGAR
2019-04-11 HTGC Disp (D) −9,509 -$120.2K EDGAR
2019-03-13 HTGC Grant (A) +28,766 $387.5K EDGAR
2019-02-04 Hercules Capital, Inc. (HTGX.CL) Delisted Grant (A) +570,776 $7.50M EDGAR
2019-01-11 Hercules Capital, Inc. (HTGX.CL) Delisted Tax (F) −39,865 -$480.7K EDGAR
2018-11-21 Hercules Capital, Inc. (HTGX) Delisted Grant (A) +17,773 $218.3K EDGAR
2018-11-21 Hercules Capital, Inc. (HTGX) Delisted Grant (A) +14,933 $200.4K EDGAR
2018-10-15 Hercules Capital, Inc. (HTGX) Delisted Disp (D) −13,780 -$176.4K EDGAR
2018-08-21 Hercules Capital, Inc. (HTGX) Delisted Grant (A) +14,912 $200.4K EDGAR
2018-07-12 Hercules Capital, Inc. (HTGX) Delisted Disp (D) −13,780 -$178.2K EDGAR
Showing 1–10 of 203
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.