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Melanie Grace

CIK 1653448 · General Counsel & CCO · last filed 2021-08-20

Melanie Grace is a General Counsel & CCO who has filed 70 SEC Form 4 insider transactions across 5 companies since 2015. The most recent filing, for HTGC, was dated Aug 20, 2021. Current disclosed insider exposure totals $1.2M across reported positions. 72 SEC filings were submitted jointly with HERCULES TECHNOLOGY GROWTH CAPITAL INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.17M

Companies

5

Total Filings

70

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
C/O HERCULES TECHNOLOGY GROWTH CAPITAL
400 HAMILTON AVENUE, SUITE 310
PALO ALTO, CA 94301
Related Filers
HERCULES TECHNOLOGY GROWTH CAPITAL INC — 72 joint filings, latest 2021-09-27
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HTGC General Counsel & CCO 66,127 $17.63 $1.17M $0 37 2021-08-20
Hercules Capital, Inc. (HTGX.CL) Delisted General Counsel & CCO 53,702 — — $0 2 2019-02-04
Hercules Capital, Inc. (HTGX) Delisted General Counsel & CCO 38,647 — — $0 25 2018-11-21
Hercules Capital, Inc. (HTGZ.CL) Delisted General Counsel & CCO 21,221 — — $0 1 2017-01-26
Hercules Capital, Inc. (HTGZ) Delisted General Counsel & CCO 16,517 — — $0 5 2017-01-12

Recent Filings

70 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-08-20 HTGC Mixed +464 $7.9K EDGAR
2021-08-03 HTGC Mixed −531 -$9.2K EDGAR
2021-07-27 HTGC Tax (F) −304 -$5.2K EDGAR
2021-07-15 HTGC Tax (F) −271 -$4.7K EDGAR
2021-05-21 HTGC Mixed +462 $7.8K EDGAR
2021-05-04 HTGC Mixed −470 -$8.2K EDGAR
2021-04-15 HTGC Tax (F) −271 -$4.6K EDGAR
2021-03-17 HTGC Mixed +462 $7.7K EDGAR
2021-02-02 HTGC Mixed −10,784 -$164.8K EDGAR
2021-02-02 HTGC Mixed −467 -$6.9K EDGAR
Showing 1–10 of 70
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.