Thomas J Fallon
CIK 1399121 · Chief Executive Officer · last filed 2026-03-30
Thomas J Fallon is a Chief Executive Officer who has filed 126 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $104.4K of HTGC on Mar 30, 2026. Across all open-market trades the lifetime net is −$20.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.5M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$2.54M
4
126
-$20.18M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HTGC | Director | 163,628 | $15.50 | $2.54M | $965.8K | 36 | 2026-03-30 |
| Infinera Corp (INFN) Delisted | Director | 1,605,062 | $6.64 | $10.66M | -$21.26M | 73 | 2021-06-04 |
| Hercules Capital, Inc. (HTGX) Delisted | Director | 40,859 | — | — | $0 | 10 | 2018-12-10 |
| Hercules Capital, Inc. (HTGZ) Delisted | Director | 27,408 | — | — | $111.6K | 7 | 2016-09-19 |
Recent Filings
126 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-03-30 | HTGC | Buy (P) | +7,300 | $104.4K | EDGAR |
| 2026-02-27 | HTGC | Buy (P) | +20,000 | $284.0K | EDGAR |
| 2026-02-25 | HTGC | Buy (P) | +10,000 | $149.8K | EDGAR |
| 2026-02-19 | HTGC | Buy (P) | +20,000 | $317.6K | EDGAR |
| 2025-05-09 | HTGC | Buy (P) | +5,976 | $104.8K | EDGAR |
| 2024-08-08 | HTGC | Mixed | +5,723 | $104.9K | EDGAR |
| 2024-06-24 | HTGC | Mixed | +3,030 | $60.0K | EDGAR |
| 2023-11-27 | HTGC | Mixed | +149 | $2.4K | EDGAR |
| 2023-09-11 | HTGC | Grant (A) | +5,656 | $89.9K | EDGAR |
| 2023-08-28 | HTGC | Mixed | +144 | $2.4K | EDGAR |