Thomas J Fallon

CIK 1399121 · Chief Executive Officer · last filed 2026-03-30

Thomas J Fallon is a Chief Executive Officer who has filed 126 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider bought $104.4K of HTGC on Mar 30, 2026. Across all open-market trades the lifetime net is −$20.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$2.54M

Companies

4

Total Filings

126

Lifetime Open-Market Net

-$20.18M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HTGC Director 163,628 $15.50 $2.54M $965.8K 36 2026-03-30
Infinera Corp (INFN) Delisted Director 1,605,062 $6.64 $10.66M -$21.26M 73 2021-06-04
Hercules Capital, Inc. (HTGX) Delisted Director 40,859 $0 10 2018-12-10
Hercules Capital, Inc. (HTGZ) Delisted Director 27,408 $111.6K 7 2016-09-19

Recent Filings

126 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-03-30 HTGC Buy (P) +7,300 $104.4K EDGAR
2026-02-27 HTGC Buy (P) +20,000 $284.0K EDGAR
2026-02-25 HTGC Buy (P) +10,000 $149.8K EDGAR
2026-02-19 HTGC Buy (P) +20,000 $317.6K EDGAR
2025-05-09 HTGC Buy (P) +5,976 $104.8K EDGAR
2024-08-08 HTGC Mixed +5,723 $104.9K EDGAR
2024-06-24 HTGC Mixed +3,030 $60.0K EDGAR
2023-11-27 HTGC Mixed +149 $2.4K EDGAR
2023-09-11 HTGC Grant (A) +5,656 $89.9K EDGAR
2023-08-28 HTGC Mixed +144 $2.4K EDGAR
Showing 110 of 126
Page 1 of 13
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.