Thomas J Fallon
CIK 1399121 · Chief Executive Officer · last filed 2026-03-30
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.54M
Companies
4
Total Filings
126
Lifetime Open-Market Net
-$20.18M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HTGC | Director | 163,628 | $15.50 | $2.54M | $965.8K | 36 | 2026-03-30 |
| Infinera Corp (INFN) Delisted | Director | 1,605,062 | $6.64 | $10.66M | -$21.26M | 73 | 2021-06-04 |
| Hercules Capital, Inc. (HTGX) Delisted | Director | 40,859 | — | — | $0 | 10 | 2018-12-10 |
| Hercules Capital, Inc. (HTGZ) Delisted | Director | 27,408 | — | — | $111.6K | 7 | 2016-09-19 |
Recent Filings · Page 2 of 13
126 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-05-25 | HTGC | Mixed | +218 | $2.9K | EDGAR |
| 2023-03-13 | HTGC | Mixed | +10,187 | $130.4K | EDGAR |
| 2022-11-21 | HTGC | Mixed | +220 | $3.1K | EDGAR |
| 2022-08-18 | HTGC | Mixed | +202 | $3.1K | EDGAR |
| 2022-08-01 | HTGC | Mixed | +4,339 | $70.0K | EDGAR |
| 2022-05-26 | HTGC | Grant (A) | +230 | $3.5K | EDGAR |
| 2022-05-13 | HTGC | Mixed | +2,769 | $148.8K | EDGAR |
| 2022-03-18 | HTGC | Grant (A) | +205 | $3.5K | EDGAR |
| 2021-12-27 | HTGC | Grant (A) | +185 | $3.2K | EDGAR |
| 2021-11-19 | HTGC | Grant (A) | +166 | $2.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.