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Jessica T Baron

CIK 1522682 · CFO · last filed 2015-06-11

Jessica T Baron is a CFO who has filed 164 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing shows the insider had shares withheld for taxes covering $3.4K of HTGZ on Jun 11, 2015. Across all open-market trades the lifetime net is −$565.0K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.6M across reported positions. 178 SEC filings were submitted jointly with HERCULES TECHNOLOGY GROWTH CAPITAL INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.65M

Companies

2

Total Filings

164

Lifetime Open-Market Net

-$565.0K

Filer Profile

Reported Address
C/O HERCULES TECHNOLOGY GROWTH CAPITAL
400 HAMILTON AVENUE, SUITE 310
PALO ALTO, CA 94301
Related Filers
HERCULES TECHNOLOGY GROWTH CAPITAL INC — 178 joint filings, latest 2015-06-11
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Hercules Capital, Inc. (HTGZ) Delisted CFO 98,269 — — -$565.0K 137 2015-06-11
HTGC Chief Financial Office 93,538 $17.63 $1.65M $0 27 2012-04-25

Recent Filings

164 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-06-11 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −274 -$3.4K EDGAR
2015-06-05 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −425 -$5.4K EDGAR
2015-05-28 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −196 -$2.5K EDGAR
2015-05-11 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −274 -$3.5K EDGAR
2015-04-28 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −196 -$2.7K EDGAR
2015-04-24 Hercules Capital, Inc. (HTGZ) Delisted Sell (S) −2,000 -$28.1K EDGAR
2015-04-16 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −3,289 -$45.4K EDGAR
2015-04-13 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −4,516 -$62.1K EDGAR
2015-03-31 Hercules Capital, Inc. (HTGZ) Delisted Tax (F) −344 -$4.7K EDGAR
2015-03-24 Hercules Capital, Inc. (HTGZ) Delisted Sell (S) −2,000 -$28.0K EDGAR
Showing 1–10 of 164
Page 1 of 17
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.