Sam Bhaumik
CIK 1395226 · EVP-Silicon Valley Banking · last filed 2015-10-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.07M
Companies
2
Total Filings
31
Lifetime Open-Market Net
-$242.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SQUARE 1 FINANCIAL INC (SQBK) Delisted | EVP-Silicon Valley Banking | 0 | — | — | $50.0K | 5 | 2015-10-08 |
| HTGC | Senior Managing Director | 196,274 | $15.64 | $3.07M | -$292.8K | 26 | 2011-09-20 |
Recent Filings · Page 3 of 4
31 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-12-28 | HTGC | Sell (S) | −5,000 | -$52.0K | EDGAR |
| 2009-03-19 | HTGC | Grant (A) | +30,000 | $0 | EDGAR |
| 2008-11-14 | HTGC | Grant (A) | +500 | $3.1K | EDGAR |
| 2008-11-12 | HTGC | Grant (A) | +500 | $3.5K | EDGAR |
| 2008-09-16 | HTGC | Grant (A) | +500 | $4.9K | EDGAR |
| 2008-08-19 | HTGC | Grant (A) | +3,000 | $0 | EDGAR |
| 2008-08-11 | HTGC | Grant (A) | +3,000 | $0 | EDGAR |
| 2008-06-10 | HTGC | Buy (P) | +100 | $994 | EDGAR |
| 2008-05-16 | HTGC | Buy (P) | +500 | $5.1K | EDGAR |
| 2008-02-27 | HTGC | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.