David M Walker
CIK 1468934 · Chief Risk Officer · last filed 2021-03-25
David M Walker is a Chief Risk Officer who has filed 125 SEC Form 4 insider transactions across 2 companies since 2009. The most recent filing shows the insider sold $1.2M of PFSI on Mar 25, 2021. Across all open-market trades the lifetime net is −$31.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.7M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PFSI price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
UPPER LEVEL
MOORPARK, CA 93021
Holdings By Company
Holdings By Holder
| Symbol | Holder | Shares | Share of Total | Reported |
|---|---|---|---|---|
| PFSI | Direct | 37,550 | 44.5% | 2021-03-25 |
| The Walker Trust 2002 Dated February 13, 2002, As Amended | 46,878 | 55.5% | 2021-03-25 | |
| Total | 84,428 | |||
| PMT | Direct | 837 | 1.1% | 2021-03-16 |
| The Walker Trust 2002 Dated February13, 2002, As Amended | 76,667 | 98.9% | 2021-03-16 | |
| Total | 77,504 |
Recent Filings
125 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-03-25 | PFSI | Sell (S) | −20,000 | -$1.24M | EDGAR |
| 2021-03-17 | PFSI | Sell (S) | −20,000 | -$1.31M | EDGAR |
| 2021-03-16 | PFSI | Tax (F) | −896 | -$58.9K | EDGAR |
| 2021-03-16 | PMT | Tax (F) | −865 | -$17.0K | EDGAR |
| 2021-03-11 | PFSI | Tax (F) | −667 | -$41.1K | EDGAR |
| 2021-03-01 | PFSI | Mixed | +10,162 | -$328.9K | EDGAR |
| 2021-02-25 | PFSI | Sell (S) | −20,000 | -$1.24M | EDGAR |
| 2021-02-19 | PFSI | Sell (S) | −20,000 | -$1.31M | EDGAR |
| 2020-12-16 | PFSI | Grant (A) | — | $0 | EDGAR |
| 2020-11-19 | PFSI | Sell (S) | −20,000 | -$1.13M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).