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Alice Connell

CIK 1472543 · last filed 2016-07-06

Alice Connell is a corporate insider who has filed 13 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for RPTpD, was dated Jul 6, 2016. Across all open-market trades the lifetime net is +$20.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $133.2K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$133.2K

Companies

4

Total Filings

13

Lifetime Open-Market Net

$20.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RPT Realty (RPTpD) Delisted Director 6,868 $57.13 $392.4K $0 2 2016-07-06
ESRT Director 1,205 $5.44 $6.6K $20.0K 4 2016-06-02
Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Director 19,988 — — $0 3 2013-04-03
ARI Director 11,788 $10.74 $126.6K $0 4 2012-04-04

Recent Filings

13 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-07-06 RPT Realty (RPTpD) Delisted Grant (A) +3,811 $0 EDGAR
2016-06-02 ESRT Grant (A) — $0 EDGAR
2015-11-18 RPT Realty (RPTpD) Delisted Grant (A) +3,057 $49.6K EDGAR
2015-06-18 ESRT Grant (A) — $0 EDGAR
2014-08-25 ESRT Buy (P) +1,205 $20.0K EDGAR
2013-10-09 ESRT Grant (A) — $0 EDGAR
2013-04-03 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Grant (A) +2,826 $0 EDGAR
2013-03-01 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Grant (A) +5,000 $0 EDGAR
2012-08-13 Apollo Commercial Real Estate Finance, Inc. (ARIpA) Delisted Grant (A) +374 $0 EDGAR
2012-04-04 ARI Grant (A) +2,396 $0 EDGAR
Showing 1–10 of 13
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.