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THOMAS K GUBA

CIK 1475027 · last filed 2023-11-24

THOMAS K GUBA is a corporate insider who has filed 76 SEC Form 4 insider transactions across 3 companies since 2010. The most recent filing, for ARR, was dated Nov 24, 2023. Across all open-market trades the lifetime net is +$1.3M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $309.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$309.7K

Companies

3

Total Filings

76

Lifetime Open-Market Net

$1.27M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARR Director 18,645 $16.61 $309.7K $151.2K 59 2023-11-24
JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted Director 7,305 — — $0 7 2016-01-07
Armour Residential REIT, Inc. (ARR.WS) Delisted Director 177,885 — — $1.12M 9 2012-04-11

Recent Filings

76 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-11-24 ARR Exer (M) +540 $0 EDGAR
2023-08-24 ARR Exer (M) +2,600 $0 EDGAR
2023-05-25 ARR Exer (M) +2,600 $0 EDGAR
2023-02-23 ARR Exer (M) +2,600 $0 EDGAR
2023-02-16 ARR Grant (A) — $0 EDGAR
2022-11-25 ARR Exer (M) +700 $0 EDGAR
2022-08-25 ARR Exer (M) +600 $0 EDGAR
2022-05-25 ARR Exer (M) +600 $0 EDGAR
2022-02-25 ARR Exer (M) +600 $0 EDGAR
2021-11-26 ARR Exer (M) +2,950 $0 EDGAR
Showing 1–10 of 76
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.