THOMAS K GUBA
CIK 1475027 · last filed 2023-11-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$309.7K
Companies
3
Total Filings
76
Lifetime Open-Market Net
$1.27M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARR | Director | 18,645 | $16.61 | $309.7K | $151.2K | 59 | 2023-11-24 |
| JAVELIN MORTGAGE INVESTMENT CORP. (JMI) Delisted | Director | 7,305 | — | — | $0 | 7 | 2016-01-07 |
| Armour Residential REIT, Inc. (ARR.WS) Delisted | Director | 177,885 | — | — | $1.12M | 9 | 2012-04-11 |
Recent Filings · Page 2 of 8
76 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-08-26 | ARR | Exer (M) | +2,850 | $0 | EDGAR |
| 2021-05-26 | ARR | Exer (M) | +2,850 | $0 | EDGAR |
| 2021-03-01 | ARR | Exer (M) | +2,850 | $0 | EDGAR |
| 2021-01-14 | ARR | Grant (A) | — | $0 | EDGAR |
| 2020-11-24 | ARR | Exer (M) | +2,250 | $0 | EDGAR |
| 2020-08-26 | ARR | Exer (M) | +2,250 | $0 | EDGAR |
| 2020-05-27 | ARR | Exer (M) | +2,250 | $0 | EDGAR |
| 2020-02-25 | ARR | Exer (M) | +2,250 | $0 | EDGAR |
| 2020-01-16 | ARR | Grant (A) | — | $0 | EDGAR |
| 2020-01-06 | ARR | Grant (A) | +923 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.