Ramius LLC

CIK 1475770 · last filed 2011-01-07

Ramius LLC is a corporate insider who has filed 20 SEC Form 4 insider transactions across 3 companies since 2009. Across all open-market trades the lifetime net is −$21.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.5M across reported positions. The firm reports its address in New York, NY. 83 SEC filings were submitted jointly with C4S & CO LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$3.54M

Companies

3

Total Filings

20

Lifetime Open-Market Net

-$21.02M

Filer Profile

Reported Address

599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY 10022

Phone

(212) 845-7900

State of Incorporation

Formerly Known As

Ramius LLC (2009–2013)

Related Filers

C4S & CO LLC — 83 joint filings, latest 2011-01-24

PETER A COHEN — 83 joint filings, latest 2011-01-24

JEFFREY M SOLOMON — 83 joint filings, latest 2011-01-24

MORGAN B STARK — 83 joint filings, latest 2011-01-24

THOMAS W STRAUSS — 83 joint filings, latest 2011-01-24

RAMIUS ADVISORS LLC — 82 joint filings, latest 2011-01-24

COWEN INC. — 81 joint filings, latest 2011-01-24

RAMIUS ENTERPRISE MASTER FUND LTD — 81 joint filings, latest 2011-01-24

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
IMMR	10%+ Owner	478,214	$7.40	$3.54M	-$18.55M	5	2010-12-17
PHOENIX TECHNOLOGIES LTD (PTEC) Delisted	10%+ Owner	0	$39.56	$0	$1.34M	3	2010-11-24
CPI CORP (CPY) Delisted	10%+ Owner	350,049	—	—	-$3.82M	4	2009-12-30

Recent Filings

20 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2011-01-07	—	Sell (S)	−951,000	-$5.20M
2010-12-17	IMMR	Sell (S)	−415,800	-$2.51M	EDGAR
2010-12-14	—	Sell (S)	−480,000	-$2.40M
2010-12-13	IMMR	Sell (S)	−561,496	-$3.42M	EDGAR
2010-11-24	PHOENIX TECHNOLOGIES LTD (PTEC) Delisted	Disp (D)	−35,724,500	$0	EDGAR
2010-11-08	IMMR	Sell (S)	−20,000	-$123.0K	EDGAR
2010-11-01	IMMR	Sell (S)	−2,077,024	-$12.50M	EDGAR
2010-07-07	—	Exer (X)	+280,744	$0
2010-07-07	—	—	—	$0
2010-07-01	—	Sell (S)	−92,490	-$462.4K

Showing 1–10 of 20

Page 1 of 2 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.