COWEN INC.
CIK 1466538 · last filed 2023-04-25
COWEN INC. is a corporate insider who has filed 13 SEC Form 4 insider transactions across 5 companies since 2009. The most recent filing shows the insider bought $1.9M of FSNB.U on Apr 25, 2023. Across all open-market trades the lifetime net is −$13.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $128.1M across reported positions. The firm reports its address in New York, NY. 141 SEC filings were submitted jointly with JEFFREY M SOLOMON.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$128.10M
5
13
-$13.08M
Filer Profile
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Fusion Acquisition Corp. II (FSNB.U) Delisted | 10%+ Owner | 138,648 | $10.50 | $1.46M | $1.86M | 1 | 2023-04-25 |
| IMMR | 10%+ Owner | 1,359,412 | $7.56 | $10.28M | -$23.00M | 1 | 2010-12-22 |
| TOLLGRADE COMMUNICATIONS INC \PA\ (TLGD) Delisted | 10%+ Owner | 794,514 | — | — | $0 | 1 | 2010-05-04 |
| PHOENIX TECHNOLOGIES LTD (PTEC) Delisted | 10%+ Owner | 236,199 | $39.56 | $9.34M | $10.30M | 3 | 2010-02-05 |
| AGYS | 10%+ Owner | 1,032,180 | $114.15 | $117.82M | -$2.25M | 1 | 2009-11-17 |
Recent Filings
13 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-04-25 | Fusion Acquisition Corp. II (FSNB.U) Delisted | Buy (P) | +182,000 | $1.86M | EDGAR |
| 2017-07-18 | — | Sell (S) | −992,008 | -$312.3K | |
| 2017-07-11 | — | Sell (S) | −1,799,656 | -$657.3K | |
| 2017-06-30 | — | Exer (X) | +1,575,000 | $126.0K | |
| 2011-01-07 | — | Sell (S) | −1,268,000 | -$6.94M | |
| 2010-12-22 | IMMR | Sell (S) | −3,770,000 | -$23.00M | EDGAR |
| 2010-05-04 | TOLLGRADE COMMUNICATIONS INC \PA\ (TLGD) Delisted | — | — | $0 | EDGAR |
| 2010-04-19 | — | Sell (S) | −400,000 | -$2.80M | |
| 2010-03-29 | — | Sell (S) | −1,548,800 | -$7.90M | |
| 2010-02-05 | PHOENIX TECHNOLOGIES LTD (PTEC) Delisted | — | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.