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RCG HOLDINGS LLC

CIK 1050154 · last filed 2013-06-13

RCG HOLDINGS LLC is a corporate insider who has filed 69 SEC Form 4 insider transactions across 13 companies since 2007. The most recent filing, for COWN, was dated Jun 13, 2013. Across all open-market trades the lifetime net is −$75.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $107.9M across reported positions. The firm reports its address in New York, NY. 284 SEC filings were submitted jointly with C4S & CO LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$107.87M

Companies

13

Total Filings

69

Lifetime Open-Market Net

-$75.79M

Filer Profile

Reported Address
599 LEXINGTON AVENUE
20TH FLOOR
NEW YORK, NY 10022
Phone
(212) 201-4823
State of Incorporation
DE
Formerly Known As
RAMIUS LLC (2008–2009)
RAMIUS CAPITAL GROUP LLC (2001–2008)
Related Filers
C4S & CO LLC — 284 joint filings, latest 2011-01-24
PETER A COHEN — 282 joint filings, latest 2011-01-24
JEFFREY M SOLOMON — 282 joint filings, latest 2011-01-24
MORGAN B STARK — 282 joint filings, latest 2011-01-24
THOMAS W STRAUSS — 281 joint filings, latest 2011-01-24
RCG STARBOARD ADVISORS, LLC — 233 joint filings, latest 2009-11-02
Parche, LLC — 188 joint filings, latest 2009-10-02
STARBOARD VALUE & OPPORTUNITY MASTER FUND LTD — 187 joint filings, latest 2009-11-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COWEN INC. (COWN) Delisted Director 1,881,796 $38.99 $73.37M -$1.42M 4 2013-06-13
IMMR 10%+ Owner 1,246,286 $7.40 $9.22M -$13.87M 4 2010-12-17
DISK 10%+ Owner 1,859,347 $38.61 $71.79M $0 1 2010-01-15
TOLLGRADE COMMUNICATIONS INC \PA\ (TLGD) Delisted 10%+ Owner 335,244 — — $2.50M 6 2010-01-06
CPI CORP (CPY) Delisted 10%+ Owner 350,049 — — $1.95M 18 2009-12-30
PHOENIX TECHNOLOGIES LTD (PTEC) Delisted 10%+ Owner 669,810 $39.56 $26.50M $2.01M 2 2009-12-02
AGYS 10%+ Owner 257,025 $104.49 $26.86M -$4.95M 7 2009-10-20
KENSEY NASH CORP (KNSY) Delisted Director 64,862 — — -$38.65M 9 2009-02-02
Rand Logistics, Inc. (RLOGU) Delisted 10%+ Owner 975,549 — — -$917.2K 1 2008-10-06
S1 CORP /DE/ (SONE) Delisted 10%+ Owner 29,922 — — -$1.05M 3 2008-10-03
LENOX GROUP INC (LNX) Delisted 10%+ Owner 1,501,964 — — -$503.8K 1 2008-05-01
ASHWORTH INC (ASHW) Delisted 10%+ Owner 315,902 — — $2.96M 1 2007-04-05
SCHULMAN A INC (SHLM) Delisted 133,575 — — -$23.83M 3 2007-02-01

Recent Filings

69 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-06-13 COWEN INC. (COWN) Delisted Other (J) −8,518,685 $0 EDGAR
2011-03-10 COWEN INC. (COWN) Delisted Other (J) −959,805 $0 EDGAR
2010-12-30 COWEN INC. (COWN) Delisted Other (J) −3,676,072 $0 EDGAR
2010-12-17 IMMR Sell (S) −475,200 -$2.87M EDGAR
2010-12-15 IMMR Sell (S) −1,752,104 -$10.72M EDGAR
2010-08-09 IMMR Sell (S) −32,048 -$190.9K EDGAR
2010-07-29 IMMR Sell (S) −15,280 -$89.4K EDGAR
2010-04-08 — Sell (S) −2,835,920 -$35.60M
2010-03-16 — Sell (S) −100,000 -$925.0K
2010-03-11 — Sell (S) −2,720,000 -$17.41M
Showing 1–10 of 69
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.