Home

Stephen Lasota

CIK 1477552 · CHIEF FINANCIAL OFFICER · last filed 2023-03-01

Stephen Lasota is a CHIEF FINANCIAL OFFICER who has filed 63 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for COWNL, was dated Mar 1, 2023. Across all open-market trades the lifetime net is −$975.6K, making them a net seller over the disclosed history. 66 SEC filings were submitted jointly with COWEN INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

4

Total Filings

63

Lifetime Open-Market Net

-$975.6K

Filer Profile

Reported Address
599 LEXINGTON AVENUE
NEW YORK, NY 10022
Related Filers
COWEN INC. — 66 joint filings, latest 2023-03-01
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COWEN INC. (COWNL) Delisted CHIEF FINANCIAL OFFICER 0 $25.22 $0 -$502.7K 14 2023-03-01
COWEN INC. (COWNZ) Delisted Chief Financial Officer 259,801 $25.19 $6.54M -$526.8K 19 2021-03-12
COWEN INC. (COWN.L) Delisted Chief Financial Officer 651,411 — — -$46.1K 9 2016-05-18
COWEN INC. (COWN) Delisted Chief Financial Officer 152,978 $38.99 $5.96M $100.0K 21 2014-07-30

Recent Filings

63 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-03-01 COWEN INC. (COWNL) Delisted Mixed −279,952 -$10.41M EDGAR
2022-09-06 COWEN INC. (COWNL) Delisted Tax (F) −2,393 -$92.0K EDGAR
2022-03-14 COWEN INC. (COWNL) Delisted Mixed +38,946 -$1.09M EDGAR
2022-02-22 COWEN INC. (COWNL) Delisted Grant (A) +9,649 $0 EDGAR
2021-12-02 COWEN INC. (COWNL) Delisted Tax (F) −2,271 -$79.8K EDGAR
2021-09-02 COWEN INC. (COWNL) Delisted Tax (F) −1,139 -$41.5K EDGAR
2021-07-29 COWEN INC. (COWNL) Delisted Sell (S) −1,433 -$57.3K EDGAR
2021-07-15 COWEN INC. (COWNL) Delisted Sell (S) −11,067 -$445.4K EDGAR
2021-06-03 COWEN INC. (COWNL) Delisted Tax (F) −1,789 -$72.3K EDGAR
2021-05-18 COWEN INC. (COWNL) Delisted Tax (F) −2,200 -$90.8K EDGAR
Showing 1–10 of 63
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.