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Richard A Freeman

CIK 1494714 · last filed 2019-01-02

Richard A Freeman is a corporate insider who has filed 17 SEC Form 4 insider transactions across 4 companies since 2010. The most recent filing shows the insider sold $113.8K of CTR on Jan 2, 2019. Across all open-market trades the lifetime net is +$425.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $21.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$21.4K

Companies

4

Total Filings

17

Lifetime Open-Market Net

$425.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted 82 $40.25 $3.3K $75.7K 3 2019-01-02
ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted 0 $44.64 $0 $31.8K 5 2019-01-02
EMO 404 $52.99 $21.4K $46.1K 5 2018-12-28
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted 5,188 — — $271.3K 4 2016-12-28

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-01-02 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Sell (S) −14,955 -$113.8K EDGAR
2019-01-02 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Sell (S) −31,420 -$318.0K EDGAR
2018-12-28 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Sell (S) −26,611 -$261.6K EDGAR
2018-12-28 EMO Sell (S) −34,854 -$264.4K EDGAR
2016-12-28 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted Sell (S) −1,131 -$10.5K EDGAR
2016-12-21 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted Sell (S) −45,000 -$398.1K EDGAR
2016-12-21 ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted Sell (S) −844 -$10.5K EDGAR
2016-12-21 ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Sell (S) −6,601 -$99.4K EDGAR
2016-12-21 EMO Sell (S) −3,155 -$40.5K EDGAR
2015-06-17 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted Buy (P) +25,000 $371.8K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.