Richard A Freeman
CIK 1494714 · last filed 2019-01-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$21.4K
Companies
4
Total Filings
17
Lifetime Open-Market Net
$425.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | 82 | $40.25 | $3.3K | $75.7K | 3 | 2019-01-02 | |
| ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | 0 | $44.64 | $0 | $31.8K | 5 | 2019-01-02 | |
| EMO | 404 | $52.99 | $21.4K | $46.1K | 5 | 2018-12-28 | |
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted | 5,188 | — | — | $271.3K | 4 | 2016-12-28 |
Recent Filings · Page 2 of 2
17 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-12-15 | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA) Delisted | Buy (P) | +20,000 | $308.2K | EDGAR |
| 2012-06-27 | ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | Buy (P) | +10,000 | $200.0K | EDGAR |
| 2011-09-16 | EMO | Buy (P) | +4,000 | $71.8K | EDGAR |
| 2011-09-14 | EMO | Buy (P) | +6,000 | $107.3K | EDGAR |
| 2011-08-08 | EMO | Buy (P) | +10,000 | $171.9K | EDGAR |
| 2011-06-09 | ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Buy (P) | +10,000 | $210.8K | EDGAR |
| 2010-06-28 | ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Buy (P) | +25,000 | $500.0K | EDGAR |
Showing 11–17 of 17
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.