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John J Holmes

CIK 1576457 · CHIEF OPERATING OFFICER · last filed 2023-03-01

John J Holmes is a CHIEF OPERATING OFFICER who has filed 42 SEC Form 4 insider transactions across 4 companies since 2013. The most recent filing, for COWNL, was dated Mar 1, 2023. Across all open-market trades the lifetime net is −$1.9M, making them a net seller over the disclosed history. 47 SEC filings were submitted jointly with COWEN INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

4

Total Filings

42

Lifetime Open-Market Net

-$1.90M

Filer Profile

Reported Address
COWEN GROUP, INC.
599 LEXINGTON AVENUE
NEW YORK, NY 10022
Related Filers
COWEN INC. — 47 joint filings, latest 2023-03-01
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COWEN INC. (COWNL) Delisted CHIEF OPERATING OFFICER 0 $25.22 $0 -$1.05M 15 2023-03-01
COWEN INC. (COWNZ) Delisted Chief Operating Officer 230,095 $25.19 $5.80M -$570.6K 14 2021-03-12
COWEN INC. (COWN.L) Delisted Chief Operating Officer 528,270 — — -$276.6K 7 2016-05-18
COWEN INC. (COWN) Delisted Chief Administrative Officer 123,388 $38.99 $4.81M $0 6 2014-07-30

Recent Filings

42 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-03-01 COWEN INC. (COWNL) Delisted Mixed −245,602 -$9.00M EDGAR
2022-09-06 COWEN INC. (COWNL) Delisted Tax (F) −2,590 -$99.6K EDGAR
2022-03-14 COWEN INC. (COWNL) Delisted Mixed +35,407 -$1.18M EDGAR
2022-02-22 COWEN INC. (COWNL) Delisted Grant (A) +10,453 $0 EDGAR
2021-12-02 COWEN INC. (COWNL) Delisted Tax (F) −2,581 -$90.6K EDGAR
2021-09-02 COWEN INC. (COWNL) Delisted Tax (F) −1,292 -$47.1K EDGAR
2021-07-29 COWEN INC. (COWNL) Delisted Sell (S) −1,434 -$57.4K EDGAR
2021-07-15 COWEN INC. (COWNL) Delisted Sell (S) −11,066 -$445.3K EDGAR
2021-06-03 COWEN INC. (COWNL) Delisted Tax (F) −1,874 -$75.7K EDGAR
2021-05-18 COWEN INC. (COWNL) Delisted Tax (F) −2,826 -$116.6K EDGAR
Showing 1–10 of 42
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.