Steven M Gordon

CIK 1591580 · COO of Subsidiary · last filed 2015-06-16

Steven M Gordon is a COO of Subsidiary who has filed 4 SEC Form 4 insider transactions across 1 company since 2013. The most recent filing shows the insider sold $1.0M of HTLD on Jun 16, 2015. Across all open-market trades the lifetime net is −$5.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $11.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$11.33M

Companies

1

Total Filings

4

Lifetime Open-Market Net

-$5.28M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
HTLD	COO of Subsidiary	964,089	$11.75	$11.33M	-$5.28M	4	2015-06-16

Recent Filings

4 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-06-16	HTLD	Sell (S)	−50,000	-$1.03M	EDGAR
2015-06-12	HTLD	Sell (S)	−200,000	-$4.25M	EDGAR
2015-06-10	HTLD	Grant (A)	+607,372	$0	EDGAR
2013-11-13	HTLD	Grant (A)	+606,717	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.