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Jai Agarwal

CIK 1619416 · CHIEF FINANCIAL OFFICER · last filed 2023-08-08

Jai Agarwal is a CHIEF FINANCIAL OFFICER who has filed 14 SEC Form 4 insider transactions across 3 companies since 2014. The most recent filing shows the insider had shares withheld for taxes covering $73.6K of CMTG on Aug 8, 2023. Across all open-market trades the lifetime net is −$98.6K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $247.7K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$247.7K

Companies

3

Total Filings

14

Lifetime Open-Market Net

-$98.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CMTG CHIEF FINANCIAL OFFICER 33,193 $1.94 $64.4K $0 2 2023-08-08
ARI CFO, Treasurer and Secretary 27,120 $6.76 $183.3K -$131.6K 11 2021-04-29
Investcorp Credit Management BDC, Inc. (CMFN) Delisted CFO and Treasurer 2,400 — — $33.0K 1 2014-09-16

Recent Filings

14 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-08-08 CMTG Tax (F) −6,807 -$73.6K EDGAR
2022-06-16 CMTG Grant (A) +40,000 $0 EDGAR
2021-04-29 ARI Sell (S) −15,000 -$228.1K EDGAR
2021-01-12 ARI Tax (F) −4,475 -$48.4K EDGAR
2020-12-29 ARI Grant (A) +14,413 $0 EDGAR
2020-01-10 ARI Tax (F) −3,794 -$69.0K EDGAR
2019-12-31 ARI Grant (A) +8,697 $0 EDGAR
2019-01-08 ARI Tax (F) −2,096 -$35.1K EDGAR
2019-01-03 ARI Grant (A) +14,100 $0 EDGAR
2018-05-22 ARI Buy (P) +3,800 $96.5K EDGAR
Showing 1–10 of 14
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.