Kenneth Robert Bertram
CIK 1645281 · CLO & Secretary · last filed 2026-03-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.62M
Companies
2
Total Filings
70
Lifetime Open-Market Net
-$13.42M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 2 of 7
70 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-11-26 | CAVA | Notice (144) | −3,788 | -$192.1K | EDGAR |
| 2025-10-01 | CAVA | Sell (S) | −3,771 | -$222.0K | EDGAR |
| 2025-09-29 | CAVA | Notice (144) | −3,771 | -$236.1K | EDGAR |
| 2025-06-26 | CAVA | Grant (A) | +169 | $10.7K | EDGAR |
| 2025-06-18 | CAVA | Sell (S) | −2,198 | -$165.2K | EDGAR |
| 2025-06-16 | CAVA | Notice (144) | −2,198 | -$163.9K | EDGAR |
| 2025-03-04 | CAVA | Grant (A) | +3,419 | $0 | EDGAR |
| 2025-01-29 | CAVA | Sell (S) | −678 | -$84.3K | EDGAR |
| 2025-01-27 | CAVA | Notice (144) | −678 | -$84.7K | EDGAR |
| 2025-01-23 | CAVA | Sell (S) | −958 | -$114.2K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.