Home

Kenneth Robert Bertram

CIK 1645281 · CLO & Secretary · last filed 2026-03-06

Kenneth Robert Bertram is a CLO & Secretary who has filed 70 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing, for CAVA, was dated May 21, 2026. Across all open-market trades the lifetime net is −$13.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$4.62M

Companies

2

Total Filings

70

Lifetime Open-Market Net

-$13.42M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CAVA CLO & Secretary 38,153 $61.58 $2.35M -$3.32M 22 2026-03-06
OLLI SVP, General Counsel 28,630 $79.38 $2.27M -$10.11M 37 2021-08-05

Recent Filings

70 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-05-21 CAVA Notice (144) −44,510 -$3.60M EDGAR
2026-03-06 CAVA Sell (S) −15,000 -$1.20M EDGAR
2026-03-05 CAVA Notice (144) −15,000 -$1.20M EDGAR
2026-03-02 CAVA Grant (A) +3,836 $0 EDGAR
2026-01-29 CAVA Sell (S) −994 -$61.8K EDGAR
2026-01-27 CAVA Notice (144) −994 -$62.2K EDGAR
2026-01-23 CAVA Sell (S) −1,074 -$72.4K EDGAR
2026-01-21 CAVA Notice (144) −1,074 -$74.2K EDGAR
2025-12-17 CAVA Grant (A) +47 $2.1K EDGAR
2025-11-28 CAVA Sell (S) −3,788 -$192.1K EDGAR
Showing 1–10 of 70
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.