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Frank H. Smalla

CIK 1663087 · Chief Financial Officer · last filed 2023-03-02

Frank H. Smalla is a Chief Financial Officer who has filed 24 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing, for SAM, was dated Mar 2, 2023. Across all open-market trades the lifetime net is −$10.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.10M

Companies

1

Total Filings

24

Lifetime Open-Market Net

-$10.67M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SAM Chief Financial Officer 17,198 $180.18 $3.10M -$10.67M 24 2023-03-02

Recent Filings

24 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-03-02 SAM Mixed +1,349 -$63.5K EDGAR
2023-02-09 SAM Other (J) −70 $0 EDGAR
2023-01-03 SAM Tax (F) −96 -$31.6K EDGAR
2022-03-24 SAM Other (J) −120 $0 EDGAR
2022-03-17 SAM Grant (A) +77 $17.7K EDGAR
2022-03-02 SAM Mixed +619 -$52.5K EDGAR
2022-01-12 SAM Other (J) −84 $0 EDGAR
2022-01-04 SAM Tax (F) −97 -$49.0K EDGAR
2021-09-17 SAM Other (J) −4,768 $0 EDGAR
2021-09-08 SAM Other (J) −866 $0 EDGAR
Showing 1–10 of 24
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.