Frank H. Smalla

CIK 1663087 · Chief Financial Officer · last filed 2023-03-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.10M

Companies

1

Total Filings

24

Lifetime Open-Market Net

-$10.67M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SAM Chief Financial Officer 17,198 $180.18 $3.10M -$10.67M 24 2023-03-02

Recent Filings · Page 2 of 3

24 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-03-17 SAM Grant (A) +29 $17.9K EDGAR
2021-03-03 SAM Tax (F) −4 -$4.1K EDGAR
2021-03-02 SAM Grant (A) +274 $0 EDGAR
2021-01-04 SAM Tax (F) −91 -$90.5K EDGAR
2020-09-14 SAM Mixed +4,815 -$3.21M EDGAR
2020-09-11 SAM Mixed −2,969 -$4.53M EDGAR
2020-03-16 SAM Grant (A) +78 $17.4K EDGAR
2020-03-02 SAM Grant (A) +8,812 $0 EDGAR
2020-01-02 SAM Tax (F) −96 -$36.3K EDGAR
2019-03-01 SAM Grant (A) +831 $0 EDGAR
Showing 1120 of 24
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.