Frank H. Smalla
CIK 1663087 · Chief Financial Officer · last filed 2023-03-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.10M
Companies
1
Total Filings
24
Lifetime Open-Market Net
-$10.67M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SAM | Chief Financial Officer | 17,198 | $180.18 | $3.10M | -$10.67M | 24 | 2023-03-02 |
Recent Filings · Page 2 of 3
24 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-03-17 | SAM | Grant (A) | +29 | $17.9K | EDGAR |
| 2021-03-03 | SAM | Tax (F) | −4 | -$4.1K | EDGAR |
| 2021-03-02 | SAM | Grant (A) | +274 | $0 | EDGAR |
| 2021-01-04 | SAM | Tax (F) | −91 | -$90.5K | EDGAR |
| 2020-09-14 | SAM | Mixed | +4,815 | -$3.21M | EDGAR |
| 2020-09-11 | SAM | Mixed | −2,969 | -$4.53M | EDGAR |
| 2020-03-16 | SAM | Grant (A) | +78 | $17.4K | EDGAR |
| 2020-03-02 | SAM | Grant (A) | +8,812 | $0 | EDGAR |
| 2020-01-02 | SAM | Tax (F) | −96 | -$36.3K | EDGAR |
| 2019-03-01 | SAM | Grant (A) | +831 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.