Alison Nicoll

CIK 1833661 · General Counsel and Secretary · last filed 2022-06-28

Alison Nicoll is a General Counsel and Secretary who has filed 49 SEC Form 4 insider transactions across 1 company since 2020. The most recent filing, for UPST, was dated Jun 28, 2022. Across all open-market trades the lifetime net is −$113.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $12.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$12.60M

Companies

1

Total Filings

49

Lifetime Open-Market Net

-$113.45M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UPST General Counsel and Secretary 412,983 $30.50 $12.60M -$113.45M 49 2022-06-28

Recent Filings

49 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-06-28 UPST Mixed -$591.3K EDGAR
2022-06-10 UPST Mixed -$333.0K EDGAR
2022-06-03 UPST Mixed -$356.1K EDGAR
2022-05-27 UPST Mixed -$297.9K EDGAR
2022-05-24 UPST Exer (M) +138,828 $702.7K EDGAR
2022-05-19 UPST Mixed -$650.9K EDGAR
2022-05-17 UPST Mixed +87,788 $247.5K EDGAR
2022-05-06 UPST Mixed -$667.6K EDGAR
2022-04-29 UPST Mixed -$544.6K EDGAR
2022-04-22 UPST Mixed -$605.3K EDGAR
Showing 110 of 49
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.