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MIKE BROOKS

CIK 904913 · Chairman of the Board · last filed 2023-12-14

MIKE BROOKS is a Chairman of the Board who has filed 31 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for RCKY, was dated Dec 14, 2023. Across all open-market trades the lifetime net is −$2.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $11.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$11.12M

Companies

1

Total Filings

31

Lifetime Open-Market Net

-$2.66M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RCKY Director 228,170 $48.74 $11.12M -$2.66M 30 2023-12-14

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-12-14 RCKY Mixed — -$13.1K EDGAR
2023-12-13 RCKY Notice (144) −4,000 -$117.1K EDGAR
2023-11-09 RCKY Gift (G) −3,560 $0 EDGAR
2023-10-03 RCKY Grant (A) +1,224 $0 EDGAR
2023-07-05 RCKY Grant (A) +857 $0 EDGAR
2023-04-04 RCKY Grant (A) +780 $0 EDGAR
2023-01-03 RCKY Grant (A) +762 $0 EDGAR
2022-12-01 RCKY Exer (M) +4,000 $75.6K EDGAR
2022-11-28 RCKY Gift (G) −1,150 $0 EDGAR
2022-10-04 RCKY Grant (A) +398 $0 EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.