Avantax Planning Partners, Inc. — 13F Holdings & Portfolio
CIK 1005441 · latest 13F-HR filed 2026-07-28
Avantax Planning Partners, Inc. manages $4.02B in 13F-reported U.S. long-equity assets across 454 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SCHG (12.59%), SCHV (8.85%), SCHF (5.26%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 43 new positions and exited 24; 211 existing positions rose in reported value and 72 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$4.02B
Long-equity book
Holdings
454
Distinct positions
Period
2026-06-30
Filed 2026-07-28
Q/Q Activity
+43 / −24 / ↑211 / ↓72
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26SCHG12.6% · -0%SCHV8.8% · -0%SCHF5.3% · +4%SCHZ4.6% · +3%SCHD4.3% · -2%JPEF3.8% · +8%JPIB3.0% · +4%SPTL3.0% · +5%AVUV2.7% · +0%AVEM2.6% · -1%XCNY2.3% · -1%MDYV2.2% · +4%JCPB2.0% · +3%JMUB1.7% · +8%MUB1.4% · +8%IWF1.1% · +291%VOO1.1% · -1%FMB1.1% · -1%AAPL1.1% · -1%SLYG1.0% · +6%HYMB1.0% · -2%MDYG1.0% · +8%IDOG1.0% · -1%VXUS0.9% · -1%VIG0.9% · -12%SPYV0.8% · -7%IVW0.6% · -4%JEPI0.6% · +5%IWO0.5% · -5%SLYV0.5% · -4%VTEI0.5% · -2%MSFT0.5% · -2%IWS0.5% · -2%VIGI0.5% · +1%VBK0.4% · -2%NVDA0.4% · -5%DFAE0.4% · -6%AVGO0.4% · -2%JPM0.4% · -0%DE0.4% · +0%CSCO0.4% · -2%IWP0.4% · -4%ABBV0.4% · +1%DFSV0.4% · -5%KO0.3% · -1%TXN0.3% · -2%FAST0.3% · +1%XOM0.3% · +2%VOT0.3% · -3%DON0.3% · +1%MRK0.3% · +2%AMZN0.3% · -1%IEMG0.3% · -2%JNJ0.3% · +3%VWO0.3% · -7%MUNI0.3% · -2%HMOP0.3% · +1%SPY0.3% · -1%HYD0.3% · -3%VLO0.3% · -3%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 50.6%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jun 18, 2026.
Assets Under Management
$7.57B
Discretionary
$7.56B
Employees
261
Accounts
13,797
Address
210 JONES ST
STE. 104
DUBUQUE, IA 52001
STE. 104
DUBUQUE, IA 52001
Phone
(563) 582-2855
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AVANTAX WM HOLDINGS, INC. Control | SOLE SHAREHOLDER since Nov 2024 | 75% or more | Domestic Entity |
| BREGOZZO, MATTHEW, GREGORY Control | CHIEF COMPLIANCE OFFICER since Apr 2024 | Less than 5% | Individual |
| BUCHHEISTER, JEFFREY, ROBERT Control | VICE PRESIDENT since Jun 2025 | Less than 5% | Individual |
| Budevich, Serge Control | VICE PRESIDENT & TAX OFFICER since Aug 2025 | Less than 5% | Individual |
| Gok, Lisa, Anne Control | DIRECTOR/SECRETARY since Jan 2024 | Less than 5% | Individual |
| Gooley, Thomas Control | DIRECTOR since Jan 2024 | Less than 5% | Individual |
| Hanau, Jennifer, Leigh Control | VICE PRESIDENT since Aug 2025 | Less than 5% | Individual |
| LEE, WINNIE, AI-LING Control | ASST. SECRETARY since Jan 2024 | Less than 5% | Individual |
| Mackay, Todd, Christopher Control | VICE PRESIDENT since Oct 2024 | Less than 5% | Individual |
| Molnar, Michael, James Control | VICE PRESIDENT since Dec 2024 | Less than 5% | Individual |
| NEARY, JOSEPH, DANIEL Control | DIRECTOR/VICE PRESIDENT since Jan 2024 | Less than 5% | Individual |
| ROSALEZ, LOUIE, ALAN Control | SR. VICE PRESIDENT since Feb 2012 | Less than 5% | Individual |
| Shores, Allan, Keith Control | TREASURER since Jan 2024 | Less than 5% | Individual |
| Van Havermaat, David, James Control | ASST. SECRETARY since Jan 2024 | Less than 5% | Individual |
| Vays, Tamas Control | ASST. SECRETARY since Dec 2024 | Less than 5% | Individual |
| WATTS, ANDREW, DAVID Control | PRESIDENT since Oct 2024 | Less than 5% | Individual |
| ALLEN, JASON, JEFFREY | VICE PRESIDENT since Apr 2022 | Less than 5% | Individual |
| ARETEC GROUP, INC. Control Indirect owner via AVANTAX, INC. | SOLE SHAREHOLDER since Nov 2023 | 75% or more | Domestic Entity |
| AVANTAX, INC. Control Indirect owner via AVANTAX WM HOLDINGS, INC. | SHAREHOLDER since Dec 2024 | 75% or more | Domestic Entity |
| GC THREE HOLDINGS, INC. Control Indirect owner via GC TWO HOLDINGS, INC. | SOLE SHAREHOLDER since Nov 2023 | 75% or more | Domestic Entity |
| GC TWO HOLDINGS, INC. Control Indirect owner via GC TWO INTERMEDIATE HOLDINGS, INC. | SOLE SHAREHOLDER since Nov 2023 | 75% or more | Foreign Entity |
| GC TWO INTERMEDIATE HOLDINGS, INC. Control Indirect owner via ARETEC GROUP, INC. | SOLE SHAREHOLDER since Nov 2023 | 75% or more | Domestic Entity |
Ownership & leadership changes · 23 filings with changes since Dec 15, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 30, 2026 filing
- No longer listedFRIES, MATTHEW, NEIL KALANI · VICE PRESIDENT · Less than 5% · control person · listed since Oct 2024
Jan 5, 2026 filing
- No longer listedChaffin, Gary, Lynn · TAX OFFICER/VICE PRESIDENT · Less than 5% · control person · listed since Jan 2024
Oct 16, 2025 filing
- No longer listedCarr, Jeremy, Scott · ASST. SECRETARY · Less than 5% · control person · listed since Dec 2024
- AddedBudevich, Serge · VICE PRESIDENT & TAX OFFICER · Less than 5% · control person
- AddedHanau, Jennifer, Leigh · VICE PRESIDENT · Less than 5% · control person
- ChangedGok, Lisa, Anne · title DIRECTOR/CO-SECRETARY → DIRECTOR/SECRETARY
- ChangedShores, Allan, Keith · title CO-TREASURER → TREASURER
Jul 28, 2025 filing
- AddedBUCHHEISTER, JEFFREY, ROBERT · VICE PRESIDENT · Less than 5% · control person
- ChangedChaffin, Gary, Lynn · title TAX OFFICER → TAX OFFICER/VICE PRESIDENT
Mar 30, 2025 filing
- No longer listedAVANTAX HOLDINGS, LLC · SHAREHOLDER · 75% or more · indirect via PROJECT BASEBALL SUB, INC. · control person · listed since Oct 2022
- No longer listedAVANTAX WM HOLDINGS, INC. · MANAGING MEMBER · General partner, trustee or manager · indirect via SPIRIT ACQUISITIONS, LLC. · control person · listed since Jul 2020
- No longer listedAVANTAX, INC. · SHAREHOLDER · 75% or more · indirect via AVANTAX HOLDINGS, LLC · control person · listed since Oct 2022
- No longer listedPROJECT BASEBALL SUB, INC. · SOLE SHAREHOLDER · 75% or more · indirect via AVANTAX WM HOLDINGS, INC. · control person · listed since Sep 2015
- No longer listedSPIRIT ACQUISITIONS, LLC. · SOLE SHAREHOLDER · 75% or more · control person · listed since Jul 2020
- AddedAVANTAX WM HOLDINGS, INC. · SOLE SHAREHOLDER · 75% or more · control person
- AddedAVANTAX, INC. · SHAREHOLDER · 75% or more · indirect via AVANTAX WM HOLDINGS, INC. · control person
- AddedCarr, Jeremy, Scott · ASST. SECRETARY · Less than 5% · control person
- AddedMolnar, Michael, James · VICE PRESIDENT · Less than 5% · control person
- AddedVays, Tamas · ASST. SECRETARY · Less than 5% · control person
- ChangedGok, Lisa, Anne · title CO-SECRETARY → DIRECTOR/CO-SECRETARY
- ChangedNEARY, JOSEPH, DANIEL · title VICE PRESIDENT → DIRECTOR/VICE PRESIDENT
Nov 5, 2024 filing
- No longer listedROD, CHRIS, G · CO-TREASURER · Less than 5% · control person · listed since Jul 2020
- AddedFRIES, MATTHEW, NEIL KALANI · VICE PRESIDENT · Less than 5% · control person
- AddedGooley, Thomas · DIRECTOR · Less than 5% · control person
- AddedWATTS, ANDREW, DAVID · PRESIDENT · Less than 5% · control person
- ChangedMackay, Todd, Christopher · title PRESIDENT → VICE PRESIDENT
Apr 16, 2024 filing
- No longer listedLONER, MELISSA, RILYNN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2023
- AddedBREGOZZO, MATTHEW, GREGORY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 28, 2024 filing
- No longer listedARETEC GROUP, INC. DBA CETERA HOLDINGS · SOLE MEMBER · 75% or more · indirect via AVANTAX, INC. · control person · listed since Nov 2023
- No longer listedGC THREE HOLDINGS, INC. · OWNER · 75% or more · indirect via GC TWO INTERMEDIATE HOLDINGS, INC. · control person · listed since Nov 2023
- No longer listedGC TWO INTERMEDIATE HOLDINGS, INC. · OWNER · 75% or more · indirect via ARETEC GROUP, INC. DBA CETERA HOLDINGS · control person · listed since Oct 2018
- AddedARETEC GROUP, INC. · SOLE SHAREHOLDER · 75% or more · indirect via AVANTAX, INC. · control person
- AddedChaffin, Gary, Lynn · TAX OFFICER · Less than 5% · control person
- AddedGC THREE HOLDINGS, INC. · SOLE SHAREHOLDER · 75% or more · indirect via GC TWO HOLDINGS, INC. · control person
- AddedGC TWO HOLDINGS, INC. · SOLE SHAREHOLDER · 75% or more · indirect via GC TWO INTERMEDIATE HOLDINGS, INC. · control person
- AddedGC TWO INTERMEDIATE HOLDINGS, INC. · SOLE SHAREHOLDER · 75% or more · indirect via ARETEC GROUP, INC. · control person
- AddedGok, Lisa, Anne · CO-SECRETARY · Less than 5% · control person
- AddedLEE, WINNIE, AI-LING · ASST. SECRETARY · Less than 5% · control person
- AddedNEARY, JOSEPH, DANIEL · VICE PRESIDENT · Less than 5% · control person
- AddedShores, Allan, Keith · CO-TREASURER · Less than 5% · control person
- AddedVan Havermaat, David, James · ASST. SECRETARY · Less than 5% · control person
- ChangedMackay, Todd, Christopher · title PRESIDENT/BOARD MEMBER → PRESIDENT
- ChangedROD, CHRIS, G · title SECRETARY/TREASURER → CO-TREASURER
Dec 26, 2023 filing
- AddedARETEC GROUP, INC. DBA CETERA HOLDINGS · SOLE MEMBER · 75% or more · indirect via AVANTAX, INC. · control person
- AddedGC THREE HOLDINGS, INC. · OWNER · 75% or more · indirect via GC TWO INTERMEDIATE HOLDINGS, INC. · control person
- AddedGC TWO INTERMEDIATE HOLDINGS, INC. · OWNER · 75% or more · indirect via ARETEC GROUP, INC. DBA CETERA HOLDINGS · control person
Feb 15, 2023 filing
- No longer listedBruder, Ann, J · BOARD MEMBER · Less than 5% · control person · listed since Jul 2020
- No longer listedGRUHL, IVAN, PAUL · VICE PRESIDENT/CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jan 2018
- No longer listedPAGANO, MICHAEL, ANTHONY · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2021
- AddedALLEN, JASON, JEFFREY · VICE PRESIDENT · Less than 5%
- AddedLONER, MELISSA, RILYNN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Older changes (14 more filings)
Feb 2, 2023 filing
- No longer listedBLUCORA, INC. · SHAREHOLDER · 75% or more · indirect via AVANTAX HOLDINGS, LLC · control person · listed since Oct 2022
- AddedAVANTAX, INC. · SHAREHOLDER · 75% or more · indirect via AVANTAX HOLDINGS, LLC · control person
Nov 16, 2022 filing
- No longer listedAVANTAX HOLDINGS, INC. · SOLE SHAREHOLDER · 75% or more · indirect via PROJECT BASEBALL SUB, INC. · control person · listed since Sep 2015
- No longer listedBLUCORA, INC. · SOLE SHAREHOLDER · 75% or more · indirect via AVANTAX HOLDINGS, INC. · control person · listed since Nov 2004
- AddedAVANTAX HOLDINGS, LLC · SHAREHOLDER · 75% or more · indirect via PROJECT BASEBALL SUB, INC. · control person
- AddedBLUCORA, INC. · SHAREHOLDER · 75% or more · indirect via AVANTAX HOLDINGS, LLC · control person
May 31, 2022 filing
- No longer listedCOSE, BRIAN, DAVID · CHIEF CLIENT DEVELOPMENT OFFICER · Less than 5% · listed since Feb 2011
Mar 22, 2022 filing
- No longer listedKOBES, CHRISTOPHER, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Feb 2016
- ChangedPAGANO, MICHAEL, ANTHONY · title VICE PRESIDENT → CHIEF COMPLIANCE OFFICER
Feb 12, 2021 filing
- No longer listedDEMENT, KEVIN, PAUL · VICE PRESIDENT · Less than 5% · listed since Mar 2013
- No longer listedREADY, JENNIFER, ANN · VICE PRESIDENT · Less than 5% · listed since Oct 2015
- No longer listedRUSS, BRIAN, MICHAEL · VICE PRESIDENT · Less than 5% · listed since Feb 2012
Jul 2, 2020 filing
- No longer listedBURBACH, GREGORY, CARL · DIRECTOR · 10–25% · listed since Nov 1995
- No longer listedDARRAH, JOHN, ROBERT · CHAIRMAN/CEO/DIRECTOR · 5–10% · control person · listed since Mar 2009
- No longer listedDAUGHETEE, JENNIFER, LYNN · TREASURER/DIRECTOR · Less than 5% · listed since Feb 2011
- No longer listedHAUBER, RYAN, JOHN · DIRECTOR · Less than 5% · listed since Feb 2012
- No longer listedHOFFMANN, NATALIE · DIRECTOR · Less than 5% · listed since Feb 2011
- No longer listedROGERS, DOUG · DIRECTOR · Less than 5% · listed since Feb 2011
- No longer listedSCHMITT, KEVIN, RONALD · DIRECTOR · 5–10% · listed since Feb 2011
- No longer listedTHOMAS, KATIE, JO · DIRECTOR · Less than 5% · listed since Mar 2014
- No longer listedTHOMS, JON · DIRECTOR · Less than 5% · listed since Feb 2011
- No longer listedWALLOCH, SCOTT, GLEN · DIRECTOR · Less than 5% · listed since Jan 2018
- No longer listedWELBES, MICHAEL, PETER · DIRECTOR · Less than 5% · listed since Feb 2016
- AddedAVANTAX HOLDINGS, INC. · SOLE SHAREHOLDER · 75% or more · indirect via PROJECT BASEBALL SUB, INC. · control person
- AddedAVANTAX WM HOLDINGS, INC. · MANAGING MEMBER · General partner, trustee or manager · indirect via SPIRIT ACQUISITIONS, LLC. · control person
- AddedBLUCORA, INC. · SOLE SHAREHOLDER · 75% or more · indirect via AVANTAX HOLDINGS, INC. · control person
- AddedBruder, Ann, J · BOARD MEMBER · Less than 5% · control person
- AddedMackay, Todd, Christopher · PRESIDENT/BOARD MEMBER · Less than 5% · control person
- AddedPAGANO, MICHAEL, ANTHONY · VICE PRESIDENT · Less than 5%
- AddedPROJECT BASEBALL SUB, INC. · SOLE SHAREHOLDER · 75% or more · indirect via AVANTAX WM HOLDINGS, INC. · control person
- AddedROD, CHRIS, G · SECRETARY/TREASURER · Less than 5% · control person
- AddedSPIRIT ACQUISITIONS, LLC. · SOLE SHAREHOLDER · 75% or more · control person
- ChangedCOSE, BRIAN, DAVID · title SECRETARY, EVP/NATIONAL SALES MANAGER, DIRECTOR → CHIEF CLIENT DEVELOPMENT OFFICER; ownership 5–10% → Less than 5%; no longer a control person
- ChangedDEMENT, KEVIN, PAUL · title VP → VICE PRESIDENT
- ChangedGRUHL, IVAN, PAUL · title VP, CHIEF INVESTMENT OFFICER → VICE PRESIDENT/CHIEF INVESTMENT OFFICER
- ChangedREADY, JENNIFER, ANN · title VP → VICE PRESIDENT
- ChangedROSALEZ, LOUIE, ALAN · title PRESIDENT/DIRECTOR → SR. VICE PRESIDENT; ownership 10–25% → Less than 5%
- and 1 more
Mar 31, 2018 filing
- No longer listedLEIBFRIED, DALE · DIRECTOR · Less than 5% · listed since Feb 2011
- No longer listedMCCORKINDALE, ANN, SEXTON · CHIEF INVESTMENT OFFICER/DIRECTOR/EVP · 5–10% · control person · listed since Feb 2001
- No longer listedSIEMONSMA, JAMES, PAUL · SVP, DIRECTOR · Less than 5% · listed since Feb 2012
- AddedWALLOCH, SCOTT, GLEN · DIRECTOR · Less than 5%
- ChangedGRUHL, IVAN, PAUL · title VP → VP, CHIEF INVESTMENT OFFICER
Jun 5, 2017 filing
- No longer listedLABONNE, JANICE, YOLAINE · COMPLIANCE OFFICER · Less than 5% · listed since Feb 2012
Mar 22, 2016 filing
- No longer listedHELLE, RONALD, FRANCIS · DIRECTOR · 10–25% · listed since Nov 1995
- No longer listedHERRIG, JAMES, WILFRED · SECRETARY / CHIEF COMPLIANCE OFFICER/DIRECTOR/EVP · 5–10% · control person · listed since Jan 2010
- AddedKOBES, CHRISTOPHER, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5%
- AddedREADY, JENNIFER, ANN · VP · Less than 5%
- AddedWELBES, MICHAEL, PETER · DIRECTOR · Less than 5%
- ChangedCOSE, BRIAN, DAVID · title EVP/NATIONAL SALES MANAGER → SECRETARY, EVP/NATIONAL SALES MANAGER, DIRECTOR; ownership Less than 5% → 5–10%
- ChangedROSALEZ, LOUIE, ALAN · ownership 5–10% → 10–25%
- ChangedSIEMONSMA, JAMES, PAUL · title SVP → SVP, DIRECTOR
Mar 19, 2015 filing
- ChangedCOSE, BRIAN, DAVID · title SVP/DIRECTOR → EVP/NATIONAL SALES MANAGER
- ChangedROSALEZ, LOUIE, ALAN · ownership 10–25% → 5–10%
Mar 20, 2014 filing
- No longer listedMCQUILLEN, ROBERT, REYNOLD · DIRECTOR · 10–25% · listed since Nov 1995
- AddedTHOMAS, KATIE, JO · DIRECTOR · Less than 5%
Mar 27, 2013 filing
- No longer listedHONKAMP, ARNOLD, NICHOLAS · DIRECTOR · Less than 5% · listed since Feb 2012
- No longer listedHOWARD, RICHARD, KENNETH · VICE-PRESIDENT · Less than 5% · listed since Feb 2011
- AddedDEMENT, KEVIN, PAUL · VP · Less than 5%
- ChangedGRUHL, IVAN, PAUL · title VICE PRESIDENT → VP
- ChangedRUSS, BRIAN, MICHAEL · title ASST VP → VP
Mar 26, 2012 filing
- AddedGRUHL, IVAN, PAUL · VICE PRESIDENT · Less than 5%
- AddedHAUBER, RYAN, JOHN · DIRECTOR · Less than 5%
- AddedLABONNE, JANICE, YOLAINE · COMPLIANCE OFFICER · Less than 5%
- AddedRUSS, BRIAN, MICHAEL · ASST VP · Less than 5%
- AddedSIEMONSMA, JAMES, PAUL · SVP · Less than 5%
- ChangedCOSE, BRIAN, DAVID · title DIRECTOR → SVP/DIRECTOR
- ChangedDARRAH, JOHN, ROBERT · title PRESIDENT/CEO/DIRECTOR → CHAIRMAN/CEO/DIRECTOR
- ChangedDAUGHETEE, JENNIFER, LYNN · title TREASURER → TREASURER/DIRECTOR
- ChangedHERRIG, JAMES, WILFRED · title SECRETARY / CHIEF COMPLIANCE OFFICER/DIRECTOR → SECRETARY / CHIEF COMPLIANCE OFFICER/DIRECTOR/EVP
- ChangedHONKAMP, ARNOLD, NICHOLAS · title CHAIRMAN OF THE BOARD → DIRECTOR; no longer a control person
- ChangedMCCORKINDALE, ANN, SEXTON · title CHIEF INVESTMENT OFFICER/DIRECTOR → CHIEF INVESTMENT OFFICER/DIRECTOR/EVP
- ChangedROSALEZ, LOUIE, ALAN · title CHIEF MARKETING OFFICER/DIRECTOR → PRESIDENT/DIRECTOR
- ChangedSCHMITT, KEVIN, RONALD · ownership Less than 5% → 5–10%
Dec 15, 2011 filing (earliest on record)
- ListedBURBACH, GREGORY, CARL · DIRECTOR · 10–25%
- ListedCOSE, BRIAN, DAVID · DIRECTOR · Less than 5% · control person
- ListedDARRAH, JOHN, ROBERT · PRESIDENT/CEO/DIRECTOR · 5–10% · control person
- ListedDAUGHETEE, JENNIFER, LYNN · TREASURER · Less than 5%
- ListedHELLE, RONALD, FRANCIS · DIRECTOR · 10–25%
- ListedHERRIG, JAMES, WILFRED · SECRETARY / CHIEF COMPLIANCE OFFICER/DIRECTOR · 5–10% · control person
- ListedHOFFMANN, NATALIE · DIRECTOR · Less than 5%
- ListedHONKAMP, ARNOLD, NICHOLAS · CHAIRMAN OF THE BOARD · Less than 5% · control person
- ListedHOWARD, RICHARD, KENNETH · VICE-PRESIDENT · Less than 5%
- ListedLEIBFRIED, DALE · DIRECTOR · Less than 5%
- ListedMCCORKINDALE, ANN, SEXTON · CHIEF INVESTMENT OFFICER/DIRECTOR · 5–10% · control person
- ListedMCQUILLEN, ROBERT, REYNOLD · DIRECTOR · 10–25%
- ListedROGERS, DOUG · DIRECTOR · Less than 5%
- ListedROSALEZ, LOUIE, ALAN · CHIEF MARKETING OFFICER/DIRECTOR · 10–25% · control person
- ListedSCHMITT, KEVIN, RONALD · DIRECTOR · Less than 5%
- ListedTHOMS, JON · DIRECTOR · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$68.1M +15.6%
- SCHWAB STRATEGIC TR$43.9M +14.1%
- SCHWAB STRATEGIC TR$30.1M +16.6%
- J P MORGAN EXCHANGE TRADED F$26.2M +20.4%
- AMERICAN CENTY ETF TR$16.0M +18.4%
Top Trims
- EXXON MOBIL CORP-$3.0M -17.8%
- CHEVRON CORPORATION-$2.5M -19.9%
- CONOCOPHILLIPS-$1.8M -22.5%
- VERIZON COMMUNICATIONS INC-$1.7M -15.9%
- BLUEROCK PVT REAL ESTATE FD-$1.5M -26.2%
New Positions
- VIRGIN GALACTIC HOLDINGS INC$2.5M
- PPG INDS INC$851.7K
- SPACE EXPLORATION TECHN CORP$596.2K
- INNO HOLDINGS INC$513.4K
- ISHARES TR$454.7K
Exited Positions
- SLIDE INS HLDGS INC$2.1M
- HONEYWELL INTL INC$837.2K
- AMERICAN CENTY ETF TR$418.4K
- FIRST TR EXCHANGE-TRADED FD$371.4K
- ISHARES TR$345.5K
Avantax Planning Partners, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $506.0M | 12.59% | 14,951,817 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $355.5M | 8.85% | 10,212,910 | SH |
| 3 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $211.2M | 5.26% | 7,624,824 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $184.5M | 4.59% | 7,975,307 | SH |
| 5 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $171.0M | 4.26% | 5,394,015 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JPEF | 46654Q781 | $154.6M | 3.85% | 1,924,120 | SH |
| 7 | J P MORGAN EXCHANGE TRADED F | JPIB | 46641Q852 | $121.8M | 3.03% | 2,518,715 | SH |
| 8 | SPDR SERIES TRUST | SPTL | 78464A664 | $119.3M | 2.97% | 4,547,125 | SH |
| 9 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $107.8M | 2.68% | 864,456 | SH |
| 10 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $102.8M | 2.56% | 1,065,277 | SH |
| 11 | SPDR INDEX SHS FDS | XCNY | 78463X848 | $92.4M | 2.30% | 2,270,916 | SH |
| 12 | SPDR SERIES TRUST | MDYV | 78464A839 | $90.3M | 2.25% | 952,267 | SH |
| 13 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $81.0M | 2.02% | 1,725,261 | SH |
| 14 | J P MORGAN EXCHANGE TRADED F | JMUB | 46641Q647 | $67.6M | 1.68% | 1,335,459 | SH |
| 15 | ISHARES TR | MUB | 464288414 | $57.8M | 1.44% | 537,122 | SH |
| 16 | ISHARES TR | IWF | 464287614 | $45.0M | 1.12% | 362,455 | SH |
| 17 | VANGUARD INDEX FDS | VOO | 922908363 | $44.1M | 1.10% | 64,219 | SH |
| 18 | FIRST TR EXCH TRADED FD III | FMB | 33739N108 | $43.0M | 1.07% | 837,252 | SH |
| 19 | APPLE INC | AAPL | 037833100 | $42.5M | 1.06% | 146,753 | SH |
| 20 | SPDR SERIES TRUST | SLYG | 78464A201 | $42.0M | 1.05% | 352,536 | SH |
| 21 | SPDR SERIES TRUST | HYMB | 78464A284 | $41.9M | 1.04% | 1,646,129 | SH |
| 22 | SPDR SERIES TRUST | MDYG | 78464A821 | $39.0M | 0.97% | 347,928 | SH |
| 23 | ALPS ETF TR | IDOG | 00162Q718 | $38.3M | 0.95% | 929,340 | SH |
| 24 | VANGUARD STAR FDS | VXUS | 921909768 | $38.1M | 0.95% | 445,380 | SH |
| 25 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $36.3M | 0.90% | 153,420 | SH |
| 26 | SPDR SERIES TRUST | SPYV | 78464A508 | $30.9M | 0.77% | 509,111 | SH |
| 27 | ISHARES TR | IVW | 464287309 | $24.8M | 0.62% | 179,987 | SH |
| 28 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $23.5M | 0.58% | 415,889 | SH |
| 29 | ISHARES TR | IWO | 464287648 | $20.5M | 0.51% | 51,994 | SH |
| 30 | SPDR SERIES TRUST | SLYV | 78464A300 | $19.3M | 0.48% | 176,693 | SH |
| 31 | VANGUARD MUN BD FDS | VTEI | 922907738 | $18.9M | 0.47% | 187,307 | SH |
| 32 | MICROSOFT CORP | MSFT | 594918104 | $18.8M | 0.47% | 50,409 | SH |
| 33 | ISHARES TR | IWS | 464287473 | $18.3M | 0.46% | 111,409 | SH |
| 34 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $18.1M | 0.45% | 193,578 | SH |
| 35 | VANGUARD INDEX FDS | VBK | 922908595 | $18.0M | 0.45% | 49,306 | SH |
| 36 | NVIDIA CORPORATION | NVDA | 67066G104 | $17.7M | 0.44% | 88,322 | SH |
| 37 | DIMENSIONAL ETF TRUST | DFAE | 25434V302 | $17.1M | 0.43% | 426,473 | SH |
| 38 | BROADCOM INC | AVGO | 11135F101 | $16.9M | 0.42% | 44,787 | SH |
| 39 | JPMORGAN CHASE & CO | JPM | 46625H100 | $16.4M | 0.41% | 50,234 | SH |
| 40 | DEERE & CO | DE | 244199105 | $16.1M | 0.40% | 25,402 | SH |
| 41 | CISCO SYS INC | CSCO | 17275R102 | $16.1M | 0.40% | 137,106 | SH |
| 42 | ISHARES TR | IWP | 464287481 | $15.7M | 0.39% | 107,070 | SH |
| 43 | ABBVIE INC | ABBV | 00287Y109 | $15.4M | 0.38% | 61,376 | SH |
| 44 | DIMENSIONAL ETF TRUST | DFSV | 25434V815 | $15.3M | 0.38% | 393,241 | SH |
| 45 | COCA COLA CO | KO | 191216100 | $14.0M | 0.35% | 171,923 | SH |
| 46 | TEXAS INSTRS INC | TXN | 882508104 | $13.8M | 0.34% | 46,385 | SH |
| 47 | FASTENAL CO | FAST | 311900104 | $13.7M | 0.34% | 286,202 | SH |
| 48 | EXXON MOBIL CORP | XOM | 30231G102 | $13.7M | 0.34% | 100,232 | SH |
| 49 | VANGUARD INDEX FDS | VOT | 922908538 | $13.6M | 0.34% | 44,532 | SH |
| 50 | WISDOMTREE TR | DON | 97717W505 | $13.3M | 0.33% | 235,598 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-28 | $4.02B | 454 | 0001005441-26-000003 |
| 2026-03-31 | 2026-05-04 | $3.64B | 435 | 0001005441-26-000002 |
| 2025-12-31 | 2026-02-05 | $3.58B | 437 | 0001005441-26-000001 |
Filer Information
Address
3390 ASBURY ROADDUBUQUE, IA 52002
Phone
(563) 582-2855
Filing Manager
Avantax Planning Partners, Inc.
DUBUQUE, IA
Signatory
Will Yousey
Compliance Analyst