Top Institutional Investors

COURIER CAPITAL LLC — 13F Holdings & Portfolio

CIK 1015247 · latest 13F-HR filed 2026-10-19

Backtest portfolio

COURIER CAPITAL LLC manages $2.02B in 13F-reported U.S. long-equity assets across 405 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVW (6.21%), IVV (4.33%), AAPL (4.15%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 24 new positions and exited 19; 104 existing positions rose in reported value and 150 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$2.02B

Long-equity book

Holdings
405

Distinct positions

Period
2026-09-30

Filed 2026-10-19

Q/Q Activity
+24 / −19 / ↑104 / ↓150

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
IVW6.2% · -4%IVV4.3% · -3%AAPL4.1% · +2%SPYG3.5% · +4%IVE3.3% · -2%SPYV2.7% · +5%IJH2.6% · +7%MSFT1.9% · +0%VMBS1.8% · +37%IJR1.6% · +4%EFA1.6% · -0%IJJ1.5% · -1%VTV1.5% · +0%IJK1.4% · -2%IWN1.4% · +1%JPM1.2% · -6%VGK1.1% · -10%EMXC1.1% · +5%VNLA1.1% · -1%GOOG1.1% · -5%IDEV0.9% · +19%IWO0.9% · +1%JNJ0.8% · +0%VYMI0.8% · +10%FEZ0.8% · 0%FBND0.8% · +6%RSP0.8% · -13%IEI0.7% · +4%MBB0.7% · -36%IEFA0.7% · -2%HDV0.7% · +6%IEF0.7% · +26%IWM0.7% · -3%SPY0.7% · -4%EFG0.7% · +4%XOM0.6% · -0%CSCO0.6% · -3%AMZN0.6% · -2%USMV0.6% · +10%SGOV0.6% · +2%CVX0.5% · +6%DSCO0.5% · +38%STIP0.5% · +4%BAC0.5% · +1%SPSB0.5% · +13%VEA0.5% · +1%JEPI0.5% · -13%V0.5% · -15%GOOGL0.5% · +5%EFV0.5% · +6%VWO0.5% · -1%IEMG0.4% · +11%VBR0.4% · +0%BRK.B0.4% · +20%ISCF0.4% · +3%CLOA0.4% · +5%ORCL0.4% · -1%FLOT0.4% · -1%IWF0.4% · +30%BND0.4% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 32.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 16, 2026.

Assets Under Management
$3.59B
Discretionary
$3.08B
Employees
26
Accounts
3,857
Address
1114 DELAWARE AVENUE
BUFFALO, NY 14209-1604
Phone
(716) 883-9595
Website
Name Title / Status Ownership Type
FINANCIAL INSTITUTIONS, INC. ControlOWNER (100%)
since Jan 2016
75% or moreDomestic Entity
IGLEWSKI, JAMES, EDWARD ControlPRESIDENT
since Oct 2023
Less than 5%Individual
MOHN, KAREN, ANN ControlCHIEF COMPLIANCE OFFICER
since Feb 2025
Less than 5%Individual
Stronz, Jason, Michael ControlSENIOR MANAGING DIRECTOR
since Oct 2023
Less than 5%Individual
WISINSKI, HEATHER, LYNN ControlSENIOR DIRECTOR OF OPERATIONS
since Jan 2022
Less than 5%Individual
Ownership & leadership changes · 6 filings with changes since Dec 28, 2015

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 27, 2025 filing
  • No longer listedHANLON, THOMAS, JAMES · EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT · Less than 5% · control person · listed since Oct 2023
  • No longer listedWESTERVELT, REBECCA, LEVENGOOD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2023
  • Listed againMOHN, KAREN, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 28, 2024 filing
  • No longer listedMOHN, KAREN, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2019
  • AddedIGLEWSKI, JAMES, EDWARD · PRESIDENT · Less than 5% · control person
  • AddedStronz, Jason, Michael · SENIOR MANAGING DIRECTOR · Less than 5% · control person
  • AddedWESTERVELT, REBECCA, LEVENGOOD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedHANLON, THOMAS, JAMES · title PRESIDENT → EXECUTIVE VICE PRESIDENT, WEALTH MANAGEMENT
Mar 28, 2023 filing
  • AddedWISINSKI, HEATHER, LYNN · SENIOR DIRECTOR OF OPERATIONS · Less than 5% · control person
Mar 30, 2019 filing
  • No longer listedBIRMINGHAM, MARTIN, K · CHAIRMAN/CEO · Less than 5% · control person · listed since Jan 2016
  • No longer listedDUMBLETON, SONIA, MARIE · SECRETARY · Less than 5% · control person · listed since Jan 2016
  • No longer listedKAZ, BRUCE, BRIAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2016
  • No longer listedKLOTZBACH, KEVIN, BRUCE · TREASURER · Less than 5% · control person · listed since Jan 2016
  • No longer listedKreienberg, William, L · PRESIDENT · Less than 5% · control person · listed since Aug 2017
  • AddedMOHN, KAREN, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedHANLON, THOMAS, JAMES · title CHIEF OPERATING OFFICER → PRESIDENT
Mar 29, 2018 filing
  • AddedKreienberg, William, L · PRESIDENT · Less than 5% · control person
Sep 27, 2017 filing
  • AddedHANLON, THOMAS, JAMES · CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedBIRMINGHAM, MARTIN, K · title CHAIRMAN/PRESIDENT → CHAIRMAN/CEO
Dec 28, 2015 filing (earliest on record)
  • ListedBIRMINGHAM, MARTIN, K · CHAIRMAN/PRESIDENT · Less than 5% · control person
  • ListedDUMBLETON, SONIA, MARIE · SECRETARY · Less than 5% · control person
  • ListedFINANCIAL INSTITUTIONS, INC. · OWNER (100%) · 75% or more · control person
  • ListedKAZ, BRUCE, BRIAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedKLOTZBACH, KEVIN, BRUCE · TREASURER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 104 →

Top Trims

Show all 150 →

New Positions

Show all 24 →

Exited Positions

Show all 19 →

COURIER CAPITAL LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVW 464287309 $125.8M 6.21% 884,176 SH
2 ISHARES TR IVV 464287200 $87.6M 4.33% 114,374 SH
3 APPLE INC AAPL 037833100 $83.9M 4.15% 252,062 SH
4 SPDR SERIES TRUST SPYG 78464A409 $70.0M 3.46% 568,726 SH
5 ISHARES TR IVE 464287408 $66.3M 3.28% 290,525 SH
6 SPDR SERIES TRUST SPYV 78464A508 $54.8M 2.71% 895,911 SH
7 ISHARES TR IJH 464287507 $53.2M 2.63% 739,655 SH
8 MICROSOFT CORP MSFT 594918104 $39.1M 1.93% 76,237 SH
9 VANGUARD SCOTTSDALE FDS VMBS 92206C771 $37.4M 1.85% 841,294 SH
10 ISHARES TR IJR 464287804 $31.6M 1.56% 232,035 SH
11 ISHARES TR EFA 464287465 $31.5M 1.56% 303,514 SH
12 ISHARES TR IJJ 464287705 $31.0M 1.53% 224,842 SH
13 VANGUARD INDEX FDS VTV 922908744 $30.9M 1.53% 142,889 SH
14 ISHARES TR IJK 464287606 $28.0M 1.38% 255,572 SH
15 ISHARES TR IWN 464287630 $27.5M 1.36% 131,131 SH
16 JPMORGAN CHASE & CO JPM 46625H100 $23.3M 1.15% 70,490 SH
17 VANGUARD INTL EQUITY INDEX F VGK 922042874 $23.0M 1.14% 264,922 SH
18 ISHARES INC EMXC 46434G764 $22.4M 1.11% 226,174 SH
19 JANUS DETROIT STR TR VNLA 47103U886 $21.7M 1.07% 446,254 SH
20 ALPHABET INC GOOG 02079K107 $21.6M 1.07% 63,311 SH
21 ISHARES TR IDEV 46435G326 $18.2M 0.90% 202,991 SH
22 ISHARES TR IWO 464287648 $18.0M 0.89% 50,412 SH
23 JOHNSON & JOHNSON JNJ 478160104 $17.1M 0.85% 64,658 SH
24 VANGUARD WHITEHALL FDS VYMI 921946794 $16.9M 0.84% 167,347 SH
25 SPDR INDEX SHS FDS FEZ 78463X202 $16.6M 0.82% 246,055 SH
26 FIDELITY MERRIMACK STR TR FBND 316188309 $15.9M 0.78% 366,772 SH
27 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $15.8M 0.78% 75,853 SH
28 ISHARES TR IEI 464288661 $14.9M 0.73% 131,020 SH
29 ISHARES TR MBB 464288588 $14.8M 0.73% 165,130 SH
30 ISHARES TR IEFA 46432F842 $14.6M 0.72% 151,128 SH
31 ISHARES TR HDV 46429B663 $14.2M 0.70% 507,268 SH
32 ISHARES TR IEF 464287440 $13.7M 0.68% 153,951 SH
33 ISHARES TR IWM 464287655 $13.7M 0.68% 49,445 SH
34 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $13.4M 0.66% 17,590 SH
35 ISHARES TR EFG 464288885 $13.3M 0.66% 110,696 SH
36 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $13.1M 0.65% 80,314 SH
37 CISCO SYS INC CSCO 17275R102 $12.8M 0.63% 118,847 SH
38 AMAZON COM INC AMZN 023135106 $12.4M 0.61% 49,595 SH
39 ISHARES TR USMV 46429B697 $11.5M 0.57% 117,998 SH
40 ISHARES TR SGOV 46436E718 $11.4M 0.57% 113,648 SH
41 CHEVRON CORPORATION CVX 166764100 $10.9M 0.54% 53,367 SH
42 DOUBLELINE ETF TRUST DSCO 25861R881 $10.9M 0.54% 445,536 SH
43 ISHARES TR STIP 46429B747 $10.8M 0.53% 107,967 SH
44 BANK OF AMER CORP BAC 060505104 $10.4M 0.52% 191,845 SH
45 SPDR SERIES TRUST SPSB 78464A474 $10.3M 0.51% 349,555 SH
46 VANGUARD TAX-MANAGED FDS VEA 921943858 $10.3M 0.51% 145,728 SH
47 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $9.9M 0.49% 176,960 SH
48 VISA INC V 92826C839 $9.9M 0.49% 27,506 SH
49 ALPHABET INC GOOGL 02079K305 $9.9M 0.49% 28,648 SH
50 ISHARES TR EFV 464288877 $9.8M 0.49% 124,234 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $532.1M 131 0001420506-26-002309
2026-09-30 2026-10-19 $2.02B 405 0001420506-26-002338
2026-06-30 2026-07-16 $2.00B 399 0001420506-26-001243
2026-03-31 2026-04-23 $1.79B 385 0001420506-26-000719
2026-03-31 2026-04-20 $1.79B 385 0001420506-26-000685
Filer Information
Address
1114 DELAWARE AVENUE
BUFFALO, NY 14209-1604
Phone
(716) 883-9595
Filing Manager
COURIER CAPITAL LLC
BUFFALO, NY
Signatory
Karen A. Mohn
Chief Compliance Officer