SUN LIFE FINANCIAL INC — 13F Holdings & Portfolio
CIK 1097362 · latest 13F-HR filed 2026-05-14
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.8M
Long-equity book
Holdings
48
Distinct positions
Period
2026-03-31
Filed 2026-05-14
Q/Q Activity
+13 / −7 / ↑9 / ↓13
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- XTRACKERS S&P 500 SCORED & SCREENED ETF$39.5K +16.4%
- ISHARES MSCI SINGAPORE ETF$8.3K +20.5%
- XTRACKERS HARVEST CSI 300 CHINA A-SHARES ETF$5.9K +54.4%
- ISHARES MSCI THAILAND ETF$2.3K +17.7%
- ISHARES MSCI MALAYSIA ETF$1.2K +12.1%
Top Trims
- SPDR S&P 500 ETF TRUST-$32.2K -7.6%
- ISHARES CORE S&P 500 ETF-$16.2K -5.4%
- INVESCO QQQ TRUST SERIES 1-$11.7K -15.9%
- CRESCENT CAPITAL BDC INC-$4.2K -13.5%
- ISHARES ESG SCREENED S&P 500 ETF-$2.9K -6.6%
New Positions
- SPDR PORTFOLIO S&P 400 MID CAP ETF$23.6K
- WELLTOWER INC$1.1K
- VENTAS INC$487
- INVENTRUST PROPERTIES CORP$400
- PHILIPS EDISON & CO INC$398
Exited Positions
- ISHARES MSCI SOUTH KOREA ETF$141.8K
- VANGUARD SCOTTSDALE FDS$1.7K
- VANGUARD SCOTTSDALE FDS$1.6K
- ISHARES CORE MSCI EUROPE ETF$1.5K
- BOSTON PROPERTIES INC$945
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TRUST | SPY | 78462F103 | $364.5K | 20.69% | 560,441 | SH |
| 2 | XTRACKERS S&P 500 SCORED & SCREENED ETF | SNPE | 233051143 | $280.4K | 15.92% | 4,708,946 | SH |
| 3 | VANGUARD S&P 500 ETF | VOO | 922908363 | $279.7K | 15.88% | 468,158 | SH |
| 4 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $276.5K | 15.70% | 423,331 | SH |
| 5 | ISHARES MSCI TAIWAN ETF | EWT | 46434G772 | $117.2K | 6.65% | 1,652,908 | SH |
| 6 | INVESCO QQQ TRUST SERIES 1 | QQQ | 46090E103 | $62.0K | 3.52% | 107,443 | SH |
| 7 | AAM SLC LOW DURATION INCOME ETF | LODI | 26922B428 | $50.4K | 2.86% | 2,000,000 | SH |
| 8 | AAM CRESCENT CLO ETF | CLOC | 268961844 | $49.6K | 2.82% | 2,000,000 | SH |
| 9 | ISHARES MSCI SINGAPORE ETF | EWS | 46434G780 | $48.8K | 2.77% | 1,729,969 | SH |
| 10 | ISHARES ESG SCREENED S&P 500 ETF | XVV | 46436E569 | $40.5K | 2.30% | 823,040 | SH |
| 11 | CRESCENT CAPITAL BDC INC | CCAP | 225655109 | $27.1K | 1.54% | 2,226,308 | SH |
| 12 | SPDR S&P 500 ETF TRUST | SPY | 78462F103 | $24.2K | 1.38% | 37,248 | SH |
| 13 | SPDR PORTFOLIO S&P 400 MID CAP ETF | SPMD | 78464A847 | $23.6K | 1.34% | 398,410 | SH |
| 14 | ISHARES MSCI INDIA ETF | INDA | 46429B598 | $18.0K | 1.02% | 385,125 | SH |
| 15 | XTRACKERS HARVEST CSI 300 CHINA A-SHARES ETF | ASHR | 233051879 | $16.8K | 0.95% | 514,607 | SH |
| 16 | ISHARES MSCI THAILAND ETF | THD | 464286624 | $15.3K | 0.87% | 220,513 | SH |
| 17 | ISHARES MSCI INDONESIA ETF | EIDO | 46429B309 | $12.6K | 0.72% | 799,013 | SH |
| 18 | ISHARES MSCI MALAYSIA ETF | EWM | 46434G814 | $11.6K | 0.66% | 407,241 | SH |
| 19 | ISHARES MSCI EAFE INDEX FUND | EFA | 464287465 | $7.0K | 0.40% | 72,248 | SH |
| 20 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $5.9K | 0.33% | 8,985 | SH |
| 21 | ISHARES MSCI JAPAN UCITS ETF | EWJ | 46434G822 | $4.8K | 0.28% | 57,372 | SH |
| 22 | SPDR S&P 500 ETF TRUST | SPY | 78462F103 | $4.7K | 0.27% | 7,301 | SH |
| 23 | ISHARES MSCI FRANCE ETF | EWQ | 464286707 | $2.6K | 0.15% | 58,910 | SH |
| 24 | VIVID SEATS INC | SEAT | 92854T209 | $2.5K | 0.14% | 415,529 | SH |
| 25 | ISHARES MSCI UNITED KINGDOM INDEX FUND | EWU | 46435G334 | $2.3K | 0.13% | 51,240 | SH |
| 26 | EQUINIX INC | EQIX | 29444U700 | $1.6K | 0.09% | 1,666 | SH |
| 27 | DIGITAL REALTY TRUST INC | DLR | 253868103 | $1.5K | 0.08% | 8,136 | SH |
| 28 | ISHARES MSCI MEXICO CAPPED ETF | EWW | 464286822 | $1.4K | 0.08% | 18,395 | SH |
| 29 | SIMON PROPERTY GROUP INC | SPG | 828806109 | $1.2K | 0.07% | 6,535 | SH |
| 30 | WELLTOWER INC | WELL | 95040Q104 | $1.1K | 0.06% | 5,760 | SH |
| 31 | PROLOGIS INC | PLD | 74340W103 | $1.0K | 0.06% | 7,682 | SH |
| 32 | FIRST INDUSTRIAL REALTY TRUST INC | FR | 32054K103 | $994 | 0.06% | 17,185 | SH |
| 33 | ISHARES MSCI GERMANY ETF | EWG | 464286806 | $519 | 0.03% | 13,095 | SH |
| 34 | VENTAS INC | VTR | 92276F100 | $487 | 0.03% | 5,949 | SH |
| 35 | INVENTRUST PROPERTIES CORP | IVT | 46124J201 | $400 | 0.02% | 13,122 | SH |
| 36 | PHILIPS EDISON & CO INC | PECO | 71844V201 | $398 | 0.02% | 10,630 | SH |
| 37 | INVESCO S&P 500 EQUAL WEIGHT ETF | RSP | 46137V357 | $313 | 0.02% | 1,636 | SH |
| 38 | EQUITY RESIDENTIAL PROPERTIES | EQR | 29476L107 | $284 | 0.02% | 4,805 | SH |
| 39 | MID-AMERICA APARTMENT COMMUNITIES INC | MAA | 59522J103 | $277 | 0.02% | 2,266 | SH |
| 40 | KITE REALTY GROUP TRUST | KRG | 49803T300 | $263 | 0.01% | 10,705 | SH |
| 41 | AVALONBAY COMMUNITIES INC | AVB | 053484101 | $213 | 0.01% | 1,307 | SH |
| 42 | CAMDEN PROPERTY TRUST | CPT | 133131102 | $213 | 0.01% | 2,181 | SH |
| 43 | REGENCY CENTERS CORP | REG | 758849103 | $134 | 0.01% | 1,773 | SH |
| 44 | KIMCO REALTY CORP | KIM | 49446R109 | $133 | 0.01% | 5,911 | SH |
| 45 | ACADIA REALTY TRUST | AKR | 004239109 | $127 | 0.01% | 6,635 | SH |
| 46 | UDR INC | UDR | 902653104 | $109 | 0.01% | 3,215 | SH |
| 47 | BEASLEY BROADCAST GROUP INC | BBGI | 074014200 | $5 | 0.00% | 1,524 | SH |
| 48 | VIVID SEATS INC | SEATW | 92854T118 | $1 | 0.00% | 19,720 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $1.8M | 48 | 0001104659-26-060809 |
| 2025-12-31 | 2026-02-12 | $1.9M | 43 | 0001104659-26-013960 |
| 2025-09-30 | 2025-11-10 | $2.0M | 39 | 0001104659-25-108855 |