WYNNEFIELD CAPITAL INC — 13F Holdings & Portfolio
CIK 1251567 · latest 13F-HR filed 2026-08-14
WYNNEFIELD CAPITAL INC manages $145.4M in 13F-reported U.S. long-equity assets across 8 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NATR (37.09%), CDRE (23.63%), LFCR (16.98%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 0 new positions and exited 1; 3 existing positions rose in reported value and 4 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 100%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jun 15, 2026.
SUITE 509
NEW YORK, NY 10123
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| LANDES, JOSHUA, HAIM Control | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER since Nov 1992 | 50–75% | Individual |
| LIU, W. ALEX Control | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER since Jan 2018 | Less than 5% | Individual |
| OBUS, NELSON, JAY Control | PRESIDENT since Nov 1992 | 50–75% | Individual |
Ownership & leadership changes · 2 filings with changes since Feb 13, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedLIU, W. ALEX · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER
- No longer listedWASSERMAN, FREDERICK, GERALD · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Feb 2012
- AddedLIU, W. ALEX · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedLANDES, JOSHUA, HAIM · EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER · 50–75% · control person
- ListedOBUS, NELSON, JAY · PRESIDENT · 50–75% · control person
- ListedWASSERMAN, FREDERICK, GERALD · CHIEF COMPLIANCE OFFICER · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- LIFECORE BIOMEDICAL INC$7.2M +41.1%
- TECHPRECISION CORP$966.9K +74.1%
- QUEST RESOURCE HOLDING CORP$191.4K +5.9%
Top Trims
- NATURES SUNSHINE PRODS INC-$5.4M -9.1%
- DLH HOLDINGS CORP-$2.1M -9.8%
- AGNICO EAGLE MINERS LTD-$1.7M -23.6%
- GLOBAL X FDS GLOBAL X SIL-$315.5K -14.0%
WYNNEFIELD CAPITAL INC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NATURES SUNSHINE PRODS INC | NATR | 639027101 | $53.9M | 37.09% | 2,473,686 | SH |
| 2 | CADRE HOLDINGS INC | CDRE | 12763L105 | $34.4M | 23.63% | 1,205,000 | SH |
| 3 | LIFECORE BIOMEDICAL INC | LFCR | 514766104 | $24.7M | 16.98% | 4,703,216 | SH |
| 4 | DLH HOLDINGS CORP | DLHC | 23335Q100 | $19.3M | 13.29% | 3,681,421 | SH |
| 5 | AGNICO EAGLE MINERS LTD | AEM | 008474108 | $5.4M | 3.73% | 35,000 | SH |
| 6 | QUEST RESOURCE HOLDING CORP | QRHC | 74836W203 | $3.4M | 2.37% | 2,734,349 | SH |
| 7 | TECHPRECISION CORP | TPCS | 878739200 | $2.3M | 1.56% | 433,605 | SH |
| 8 | GLOBAL X FDS GLOBAL X SIL | SIL | 37954Y848 | $1.9M | 1.33% | 25,000 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $145.4M | 8 | 0001104659-26-097115 |
| 2026-03-31 | 2026-05-15 | $147.5M | 9 | 0001104659-26-062491 |
| 2025-12-31 | 2026-02-13 | $177.8M | 12 | 0001104659-26-015166 |
| 2025-09-30 | 2025-11-14 | $166.4M | 15 | 0001104659-25-112530 |
STE 509
NEW YORK, NY 10123