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Evensky & Katz LLC — 13F Holdings & Portfolio

CIK 1357867 · latest 13F-HR filed 2026-10-27

Backtest portfolio

Evensky & Katz LLC manages $1.91B in 13F-reported U.S. long-equity assets across 69 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are ITOT (14.23%), DFIC (12.15%), SCHB (11.96%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 1 new position and exited 4; 9 existing positions rose in reported value and 20 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$1.91B

Long-equity book

Holdings
69

Distinct positions

Period
2026-09-30

Filed 2026-10-27

Q/Q Activity
+1 / −4 / ↑9 / ↓20

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
ITOT14.2% · +3%DFIC12.2% · +2%SCHB12.0% · -2%IWV7.4% · -3%AVUV7.0% · -2%DFEM4.8% · +1%VGSH4.3% · +3%VTI4.0% · -2%SPHQ3.4% · -0%VIG3.2% · +0%URTH3.1% · -0%AVMV3.0% · +1%COWZ3.0% · +1%QQQ3.0% · -3%IJJ2.3% · -2%JHMD1.7% · -3%JPST1.5% · +1%SLYV1.3% · -3%AGG0.8% · +7%VOE0.8% · -1%QQQM0.7% · +5%VTHR0.7% · -3%SPTM0.7% · -1%IEMG0.5% · -3%DFUV0.3% · -4%SCHO0.3% · -2%IVV0.3% · +7%MDY0.3% · -0%SPY0.3% · +1%AVDE0.2% · -1%IQLT0.2% · -1%DFAT0.2% · -3%BSV0.2% · +10%IWB0.2% · +0%IJS0.2% · -1%SCHF0.2% · -0%TFI0.2% · +1%DFSV0.1% · -9%AVEM0.1% · -1%SUB0.1% · -0%IWR0.1% · -9%JHSC0.1% · 0%VIOV0.1% · -8%BND0.1% · -2%IDEV0.1% · -1%IJH0.1% · -10%IWS0.1% · -0%JHEM0.1% · 0%SCHX0.1% · +0%IEFA0.1% · -6%IVE0.1% · +0%VOO0.1% · +97%IWM0.0% · -1%ISTB0.0% · +1%SCHE0.0% · -0%SPTS0.0% · +1%SCHA0.0% · -7%MUB0.0% · -16%SHM0.0% · +8%VEA0.0% · +4%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 72.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Oct 6, 2026.

Assets Under Management
$3.21B
Discretionary
$3.21B
Employees
44
Accounts
5,801
Address
4000 PONCE DE LEON BOULEVARD
SUITE 850
CORAL GABLES, FL 33146
Phone
(305) 448-8882
Website
This firm reports 4 disclosure items on its registration.
Name Title / Status Ownership Type
EVENSKY, DAVID, SAMUEL ControlMANAGEMENT COMMITTEE MEMBER
since Jul 2014
10–25%Individual
GANG, TAYLOR, MILTON ControlMANAGEMENT COMMITTEE MEMBER
since Jul 2014
5–10%Individual
GARCIA, DAVID, LEE ControlMANAGEMENT COMMITTEE MEMBER
since Jul 2014
5–10%Individual
HOROWITZ, BRETT, DAVID ControlWEALTH MANAGER
since Jul 2014
10–25%Individual
JONES, LANE, MCMASTER ControlMANAGEMENT COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER
since Jul 2014
10–25%Individual
MCGRATH, MATTHEW, A ControlMANAGEMENT COMMITTEE MEMBER, MANAGING PARTNER
since Jul 2014
10–25%Individual
SALTER, KATHRYN, JEAN ControlMANAGEMENT COMMITTEE MEMBER, CHIEF FINANCIAL OFFICER
since Mar 2019
Less than 5%Individual
Judd, Rebecca, ACHIEF COMPLIANCE OFFICER
since Jan 2026
Less than 5%Individual
SALTER, JOHN, RYANWEALTH MANAGER
since Oct 2020
5–10%Individual
Ownership & leadership changes · 7 filings with changes since Feb 8, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 19, 2026 filing
  • No longer listedBIELOW, MARIA, CHAVES · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Oct 2004
  • AddedJudd, Rebecca, A · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedSALTER, KATHRYN, JEAN · title MANAGEMENT COMMITTEE MEMBER → MANAGEMENT COMMITTEE MEMBER, CHIEF FINANCIAL OFFICER
Mar 31, 2025 filing
  • ChangedHOROWITZ, BRETT, DAVID · title MANAGEMENT COMMITTEE MEMBER → WEALTH MANAGER
May 31, 2022 filing
  • ChangedBIELOW, MARIA, CHAVES · title CHIEF COMPLIANCE OFFICER, OFFICER → CHIEF COMPLIANCE OFFICER
Mar 26, 2021 filing
  • No longer listedEVENSKY & KATZ, INC. · MEMBER · 25–50% · control person · listed since Jan 2007
  • No longer listedEVENSKY, HAROLD, RAY · FOUNDER, MEMBER · Less than 5% · control person · listed since Jul 2014
  • No longer listedEVENSKY, HAROLD, RAY · SHAREHOLDER · 50–75% · indirect via EVENSKY & KATZ, INC. · control person · listed since Oct 1985
  • No longer listedFOLDES, STEVEN, MICHAEL · MANAGEMENT COMMITTEE MEMBER, VICE-CHAIRMAN · Less than 5% · control person · listed since Jul 2014
  • No longer listedKATZ, DEENA, BOONE · FOUNDER, MEMBER · Less than 5% · control person · listed since Jul 2014
  • No longer listedKATZ, DEENA, BOONE · SHAREHOLDER · 50–75% · indirect via EVENSKY & KATZ, INC. · control person · listed since Jun 1990
  • AddedSALTER, JOHN, RYAN · WEALTH MANAGER · 5–10%
  • ChangedBIELOW, MARIA, CHAVES · no longer a control person
  • ChangedGARCIA, DAVID, LEE · ownership Less than 5% → 5–10%
  • ChangedHOROWITZ, BRETT, DAVID · ownership 5–10% → 10–25%
Mar 19, 2019 filing
  • AddedSALTER, KATHRYN, JEAN · MANAGEMENT COMMITTEE MEMBER · Less than 5% · control person
  • ChangedEVENSKY, HAROLD, RAY · title MANAGEMENT COMMITTE MEMBER, CHAIRMAN → FOUNDER, MEMBER
  • ChangedGANG, TAYLOR, MILTON · title SHAREHOLDER, MEMBER → MANAGEMENT COMMITTEE MEMBER; now a control person
  • ChangedKATZ, DEENA, BOONE · title MEMBER, CO-CHAIR → FOUNDER, MEMBER; now a control person
Sep 11, 2014 filing
  • AddedGANG, TAYLOR, MILTON · SHAREHOLDER, MEMBER · 5–10%
  • ChangedEVENSKY, DAVID, SAMUEL · ownership 5–10% → 10–25%
  • ChangedHOROWITZ, BRETT, DAVID · ownership Less than 5% → 5–10%
  • ChangedJONES, LANE, MCMASTER · title MANAGEMENT COMMITTEE MEMBER → MANAGEMENT COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER; ownership 5–10% → 10–25%
  • ChangedMCGRATH, MATTHEW, A · title MANAGEMENT COMMITTEE MEMBER → MANAGEMENT COMMITTEE MEMBER, MANAGING PARTNER; ownership 5–10% → 10–25%
Jul 15, 2014 filing
  • No longer listedEVENSKY & KATZ, INC. · MEMBER · 50–75% · control person · listed since Jan 2007
  • AddedEVENSKY & KATZ, INC. · MEMBER · 25–50% · control person
  • AddedFOLDES, STEVEN, MICHAEL · MANAGEMENT COMMITTEE MEMBER, VICE-CHAIRMAN · Less than 5% · control person
  • AddedGARCIA, DAVID, LEE · MANAGEMENT COMMITTEE MEMBER · Less than 5% · control person
  • AddedHOROWITZ, BRETT, DAVID · MANAGEMENT COMMITTEE MEMBER · Less than 5% · control person
  • ChangedBIELOW, MARIA, CHAVES · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, OFFICER; now a control person
  • ChangedEVENSKY, DAVID, SAMUEL · title MEMBER → MANAGEMENT COMMITTEE MEMBER; now a control person
  • ChangedEVENSKY, HAROLD, RAY · title ELECTED MANAGER → MANAGEMENT COMMITTE MEMBER, CHAIRMAN; now a control person
  • ChangedJONES, LANE, MCMASTER · title MEMBER → MANAGEMENT COMMITTEE MEMBER; ownership Less than 5% → 5–10%; now a control person
  • ChangedKATZ, DEENA, BOONE · title ELECTED MANAGER → MEMBER, CO-CHAIR
  • ChangedMCGRATH, MATTHEW, A · title MEMBER → MANAGEMENT COMMITTEE MEMBER; now a control person
Feb 8, 2012 filing (earliest on record)
  • ListedBIELOW, MARIA, CHAVES · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedEVENSKY & KATZ, INC. · MEMBER · 50–75% · control person
  • ListedEVENSKY, DAVID, SAMUEL · MEMBER · 5–10%
  • ListedEVENSKY, HAROLD, RAY · ELECTED MANAGER · Less than 5%
  • ListedEVENSKY, HAROLD, RAY · SHAREHOLDER · 50–75% · indirect via EVENSKY & KATZ, INC. · control person
  • ListedJONES, LANE, MCMASTER · MEMBER · Less than 5%
  • ListedKATZ, DEENA, BOONE · ELECTED MANAGER · Less than 5%
  • ListedKATZ, DEENA, BOONE · SHAREHOLDER · 50–75% · indirect via EVENSKY & KATZ, INC. · control person
  • ListedMCGRATH, MATTHEW, A · MEMBER · 5–10%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Evensky & Katz LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE S&P TOTAL US STOCK MARKET ITOT 464287150 $272.3M 14.23% 1,637,516 SH
2 DFA INTL CORE EQUITY 2- ETF DFIC 25434V799 $232.6M 12.15% 6,184,354 SH
3 SCHWAB US BROAD MARKET - ETF SCHB 808524102 $229.0M 11.96% 7,811,427 SH
4 ISHARES RUSSELL 3000 INDEX - ETF IWV 464287689 $141.3M 7.38% 327,253 SH
5 AVANTIS SMALL CAP VALUE - ETF AVUV 025072877 $133.9M 7.00% 1,136,871 SH
6 DFA EMERGING MKTS CORE EQUITY 2 - ETF DFEM 25434V732 $91.4M 4.78% 2,301,615 SH
7 VANGUARD SHORT TERM GOVT BOND ETF VGSH 92206C102 $81.8M 4.27% 1,420,520 SH
8 VANGUARD TOTAL STOCK MARKET - ETF VTI 922908769 $76.3M 3.99% 203,944 SH
9 INVESCO S&P 500 QUALITY - ETF SPHQ 46137V241 $64.3M 3.36% 764,289 SH
10 VANGUARD DIVIDEND APPRECIATION - ETF VIG 921908844 $61.3M 3.20% 262,530 SH
11 iSHARES -MSCI WORLD INDEX - ETF URTH 464286392 $59.6M 3.11% 289,036 SH
12 AVANTIS US MID CAP VALUE ETF AVMV 025072133 $58.1M 3.04% 761,325 SH
13 PACER US CASH COWS 100 ETF COWZ 69374H881 $57.3M 3.00% 858,699 SH
14 NASDAQ 100 - ETF QQQ 46090E103 $57.3M 2.99% 77,400 SH
15 ISHARES S&P 400 MID VALUE INDEX - ETF IJJ 464287705 $44.5M 2.33% 323,367 SH
16 JHANCOCK/DFA MULTIFACTOR DEVELOPED INTL JHMD 47804J859 $32.5M 1.70% 732,281 SH
17 JP MORGAN ULTRA-SHORT INCOME ETF JPST 46641Q837 $27.9M 1.46% 553,742 SH
18 SPDR S&P 600 SMALL CAP VALUE IDX - ETF SLYV 78464A300 $25.2M 1.32% 246,399 SH
19 ISHARES TR BARCLAYS AGG BOND - ETF AGG 464287226 $15.7M 0.82% 165,832 SH
20 VANGUARD MID-CAP VALUE - ETF VOE 922908512 $15.5M 0.81% 79,484 SH
21 INVESCO QQQ TRUST - ETF QQQM 46138G649 $13.7M 0.71% 44,885 SH
22 VANGUARD RUSSELL 3000 INDEX - ETF VTHR 92206C599 $13.2M 0.69% 39,489 SH
23 SPDR TOTAL STOCK MARKET ETF SPTM 78464A805 $12.4M 0.65% 135,213 SH
24 ISHARES CORE MSCI EMG MKTS - ETF IEMG 46434G103 $9.0M 0.47% 111,226 SH
25 DFA Tax-Managed US Marketwide Value II DFUV 25434V724 $5.9M 0.31% 107,381 SH
26 SCHWAB SHORT-TERM US TREASURY BOND-ETF SCHO 808524862 $5.2M 0.27% 219,423 SH
27 ISHARES CORE S&P 500 IVV 464287200 $5.0M 0.26% 6,588 SH
28 S&P MID-CAP 400 - ETF MDY 78467Y107 $5.0M 0.26% 7,615 SH
29 S P D R TRUST UNIT SR SPY 78462F103 $4.9M 0.26% 6,437 SH
30 AVANTIS INTERNATIONAL EQUITY ETF AVDE 025072703 $4.8M 0.25% 52,918 SH
31 ISHARES MSCI INT'L QUALITY - ETF IQLT 46434V456 $4.7M 0.24% 93,994 SH
32 DFA TAX-MANAGED US TARGETED VALUE DFAT 25434V609 $4.6M 0.24% 68,871 SH
33 VANGUARD SHORT TERM BD INDEX BSV 921937827 $4.2M 0.22% 54,785 SH
34 RUSSELL 1000 INDEX IWB 464287622 $4.1M 0.21% 9,843 SH
35 ISHARES S&P SMALL-CAP 600 VALUE IJS 464287879 $3.6M 0.19% 28,149 SH
36 SCHWAB INT'L EQUITY - ETF SCHF 808524805 $3.6M 0.19% 130,140 SH
37 SPDR SER TR LEHMAN MUN BD ETF TFI 78468R721 $2.9M 0.15% 67,850 SH
38 DIMENSIONAL US SMALL CAP VALUE ETF DFSV 25239Y170 $2.3M 0.12% 61,569 SH
39 AVANTIS EMERGING MARKETS EQ ETF AVEM 025072604 $2.1M 0.11% 22,831 SH
40 ISHARES SHRT NAT MUN ETF SUB 464288158 $2.1M 0.11% 20,104 SH
41 RUSSELL MID-CAP IWR 464287499 $2.0M 0.11% 18,914 SH
42 JOHN HANCOCK MLTFCTR SML JHSC 47804J842 $1.9M 0.10% 42,913 SH
43 VANGUARD S&P 600 SMALL CAP VALUE- ETF VIOV 921932778 $1.8M 0.09% 16,075 SH
44 VANGUARD TOTAL BOND MARKET BND 921937835 $1.8M 0.09% 25,139 SH
45 ISHARES TRUST CORE MSCI INTL E TF IDEV 46435G326 $1.6M 0.08% 17,826 SH
46 ISHARE CORE S&P MID-CAP - ETF IJH 464287507 $1.4M 0.07% 18,914 SH
47 ISHARES RUSSELL MIDCAP VALUE IWS 464287473 $1.3M 0.07% 8,319 SH
48 JOHN HANCOCK MLTFCTR JHEM 47804J834 $1.2M 0.06% 29,448 SH
49 SCHWAB US LARGE-CAP - ETF SCHX 808524201 $1.1M 0.06% 37,674 SH
50 ISHARES CORE MSCI EAFE - ETF IEFA 46432F842 $1.1M 0.06% 11,414 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-27 $1.91B 69 0001357867-26-000011
2026-06-30 2026-07-22 $1.94B 72 0001357867-26-000008
2026-03-31 2026-04-22 $1.76B 72 0001357867-26-000006
2025-12-31 2026-02-05 $1.77B 72 0001357867-26-000003
Filer Information
Address
4000 PONCE DE LEON BOULEVARD
SUITE 850
CORAL GABLES, FL 33146
Phone
(305) 448-8882
Filing Manager
Evensky & Katz LLC
CORAL GABLES, FL
Signatory
Rebecca A Judd
Chief Compliance Officer