Lee Financial Co — 13F Holdings & Portfolio
CIK 1391166 · latest 13F-HR filed 2026-04-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$708.8M
Long-equity book
Holdings
211
Distinct positions
Period
2026-03-31
Filed 2026-04-13
Q/Q Activity
+13 / −10 / ↑45 / ↓52
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- FIRST TR EXCHANGE-TRADED FD$3.2M +12.1%
- SPDR GOLD TR$1.8M +5.9%
- WILLIAMS COS INC$1.2M +223.0%
- SCHWAB STRATEGIC TR$903.0K +10.0%
- EATON CORP PLC$829.3K +398.1%
Top Trims
- ISHARES TR-$11.0M -5.9%
- ISHARES TR-$6.9M -87.8%
- ISHARES TR-$4.4M -10.0%
- ISHARES TR-$4.2M -26.0%
- BERKSHIRE HATHAWAY INC DEL-$4.1M -10.7%
New Positions
- TEXAS INSTRS INC$1.2M
- DELL TECHNOLOGIES INC$1.1M
- MICROCHIP TECHNOLOGY INC.$968.1K
- TAIWAN SEMICONDUCTOR MANUFAC$844.6K
- ISHARES TR$732.0K
Exited Positions
- WATSCO INC$1.2M
- MERCK & CO INC$1.1M
- VANGUARD SCOTTSDALE FDS$1.1M
- UNITEDHEALTH GROUP INC$949.4K
- AMERICAN TOWER CORP NEW$910.1K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $176.1M | 24.84% | 269,520 | SH |
| 2 | ISHARES TR | IJH | 464287507 | $94.5M | 13.34% | 1,399,885 | SH |
| 3 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $60.8M | 8.58% | 2,183,679 | SH |
| 4 | ISHARES TR | IVW | 464287309 | $40.1M | 5.66% | 354,513 | SH |
| 5 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $33.9M | 4.78% | 70,683 | SH |
| 6 | SPDR GOLD TR | GLD | 78463V107 | $32.1M | 4.52% | 74,497 | SH |
| 7 | FIRST TR EXCHANGE-TRADED FD | EMLP | 33738D101 | $30.1M | 4.24% | 688,357 | SH |
| 8 | INVESCO QQQ TR | QQQ | 46090E103 | $16.9M | 2.39% | 29,356 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $16.3M | 2.30% | 64,189 | SH |
| 10 | ISHARES TR | SHV | 464288679 | $12.0M | 1.70% | 109,121 | SH |
| 11 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $10.0M | 1.40% | 203,513 | SH |
| 12 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $9.8M | 1.39% | 317,188 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $8.8M | 1.25% | 344,613 | SH |
| 14 | ISHARES TR | DVY | 464287168 | $7.6M | 1.07% | 50,091 | SH |
| 15 | ISHARES TR | IJR | 464287804 | $6.0M | 0.84% | 47,972 | SH |
| 16 | ISHARES TR | ACWI | 464288257 | $5.7M | 0.80% | 40,862 | SH |
| 17 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $5.0M | 0.71% | 82,335 | SH |
| 18 | ISHARES TR | IWP | 464287481 | $4.8M | 0.68% | 37,513 | SH |
| 19 | NEWMONT CORP | NEM | 651639106 | $3.6M | 0.50% | 33,028 | SH |
| 20 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $3.3M | 0.47% | 113,911 | SH |
| 21 | VANGUARD INDEX FDS | VTI | 922908769 | $3.2M | 0.46% | 10,069 | SH |
| 22 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $3.2M | 0.45% | 97,683 | SH |
| 23 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.2M | 0.45% | 18,344 | SH |
| 24 | MICROSOFT CORP | MSFT | 594918104 | $3.1M | 0.44% | 8,360 | SH |
| 25 | EXXON MOBIL CORP | XOM | 30231G102 | $2.9M | 0.40% | 16,843 | SH |
| 26 | BROADCOM INC | AVGO | 11135F101 | $2.5M | 0.36% | 8,168 | SH |
| 27 | PHILIP MORRIS INTL INC | PM | 718172109 | $2.3M | 0.32% | 13,612 | SH |
| 28 | ISHARES TR | IEFA | 46432F842 | $2.2M | 0.31% | 24,658 | SH |
| 29 | TORTOISE CAPITAL SERIES TRUS | TNGY | 890930209 | $2.2M | 0.31% | 211,396 | SH |
| 30 | ENTERGY CORP NEW | ETR | 29364G103 | $2.1M | 0.29% | 18,445 | SH |
| 31 | MICROSOFT CORP | MSFT | 594918104 | $2.1M | 0.29% | 5,558 | SH |
| 32 | CITIZENS FINL GROUP INC | CFG | 174610105 | $2.1M | 0.29% | 34,222 | SH |
| 33 | VANGUARD INDEX FDS | VOO | 922908363 | $1.9M | 0.27% | 3,211 | SH |
| 34 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $1.8M | 0.26% | 73,266 | SH |
| 35 | ONEOK INC NEW | OKE | 682680103 | $1.8M | 0.25% | 19,922 | SH |
| 36 | WALMART INC | WMT | 931142103 | $1.8M | 0.25% | 14,384 | SH |
| 37 | CANADIAN NAT RES LTD MED TER | CNQ | 136385101 | $1.8M | 0.25% | 36,305 | SH |
| 38 | RTX CORPORATION | RTX | 75513E101 | $1.8M | 0.25% | 9,091 | SH |
| 39 | AMAZON COM INC | AMZN | 023135106 | $1.8M | 0.25% | 8,409 | SH |
| 40 | VANGUARD INDEX FDS | VB | 922908751 | $1.6M | 0.23% | 6,290 | SH |
| 41 | ABBVIE INC | ABBV | 00287Y109 | $1.6M | 0.23% | 7,383 | SH |
| 42 | MORGAN STANLEY | MS | 617446448 | $1.6M | 0.22% | 9,555 | SH |
| 43 | ELI LILLY & CO | LLY | 532457108 | $1.5M | 0.22% | 1,685 | SH |
| 44 | ISHARES TR | SCZ | 464288273 | $1.5M | 0.21% | 19,245 | SH |
| 45 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $1.5M | 0.21% | 39,466 | SH |
| 46 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.5M | 0.21% | 5,066 | SH |
| 47 | BROADCOM INC | AVGO | 11135F101 | $1.5M | 0.21% | 4,783 | SH |
| 48 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.5M | 0.21% | 5,019 | SH |
| 49 | ISHARES TR | IVE | 464287408 | $1.4M | 0.20% | 6,851 | SH |
| 50 | FERGUSON ENTERPRISES INC | FERG | 31488V107 | $1.4M | 0.20% | 6,110 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-13 | $708.8M | 211 | 0001172661-26-001475 |
| 2025-12-31 | 2026-01-22 | $741.2M | 205 | 0001172661-26-000266 |