RIVERNORTH CAPITAL MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 1447578 · latest 13F-HR filed 2026-08-14

RIVERNORTH CAPITAL MANAGEMENT, LLC manages $2.10B in 13F-reported U.S. long-equity assets across 585 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MHD (6.78%), MQY (3.91%), PSUS (3.71%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 156 new positions, exited 113, added to 119, and trimmed 136.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$2.10B

Long-equity book

Holdings

585

Distinct positions

Period

2026-06-30

Filed 2026-08-14

Q/Q Activity

+156 / −113 / ↑119 / ↓136

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Firm Profile & Key People
Name Title / Status Ownership Type

Quarter-over-quarter changes

Share-count changes vs the prior 13F.

Top Adds (vs prior quarter)

  • BLACKROCK TAX MUNICPAL BD TR$22.5M +594.6%
  • BLACKROCK SCIENCE & TECHNOLO$12.3M +37.2%
  • BLUE OWL TECHNOLOGY FIN CORP$12.3M +45.4%
  • SIXTH STREET SPECIALTY LENDI$11.3M +211.3%
  • GUGGENHEIM STRATEGIC OPPORTU$8.3M +39.9%
Show all 119 →

Top Trims

  • COHEN & STEERS INFRASTRUCTUR-$14.2M -89.9%
  • INVESCO MUNICIPAL TRUST-$14.2M -33.9%
  • BLACKROCK MUNIHLDNGS CALI-$11.8M -50.1%
  • INVESCO MUN OPPORTUNIT TR-$9.2M -35.3%
  • BLACKROCK MULTI SECTOR INC T-$9.2M -60.0%
Show all 136 →

New Positions

  • PERSHING SQUARE USA LTD$78.1M
  • GABELLI EQUITY TR INC$37.4M
  • VANGUARD MUN BD FDS$27.4M
  • PERSHING SQUARE INC$14.8M
  • NUVEEN MUN HIGH INCOME OPPOR$11.1M
Show all 156 →

Exited Positions

  • FS KKR CAP CORP$21.3M
  • COMPASS INC$20.3M
  • MORGAN STANLEY DIRECT LENDIN$14.7M
  • OAKTREE SPECIALTY LENDING$14.5M
  • CARLYLE SECURED LENDING INC$13.9M
Show all 113 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 BLACKROCK MUNIHOLDINGS FD IN MHD 09253N104 $142.6M 6.78% 11,987,371 SH
2 BLACKROCK MUNIYILD QULT FD I MQY 09254F100 $82.3M 3.91% 7,094,331 SH
3 PERSHING SQUARE USA LTD PSUS 71531T105 $78.1M 3.71% 2,089,216 SH
4 BLACKROCK MUNIYIELD QUALITY MYI 09254E103 $52.9M 2.51% 4,760,961 SH
5 BLACKROCK CORPOR HI YLD FD I HYT 09255P107 $47.3M 2.25% 5,529,831 SH
6 BLACKROCK SCIENCE & TECHNOLO BSTZ 09260K101 $45.4M 2.16% 1,511,481 SH
7 BLUE OWL TECHNOLOGY FIN CORP OTF 095924106 $39.2M 1.86% 3,788,852 SH
8 GABELLI EQUITY TR INC GAB 362397101 $37.4M 1.78% 6,609,367 SH
9 ISHARES TR MUB 464288414 $36.7M 1.74% 340,663 SH
10 PIMCO MUN INCOME FD II PML 72200W106 $34.1M 1.62% 4,482,914 SH
11 FS SPECIALTY LENDING FD FSSL 644323107 $31.2M 1.48% 2,800,048 SH
12 GUGGENHEIM STRATEGIC OPPORTU GOF 40167F101 $29.1M 1.38% 2,666,430 SH
13 INVESCO MUNICIPAL TRUST VKQ 46131J103 $27.6M 1.31% 2,749,965 SH
14 VANGUARD MUN BD FDS VTEB 922907746 $27.4M 1.30% 541,385 SH
15 FS CREDIT OPPORTUNITIES CORP FSCO 30290Y101 $27.2M 1.29% 5,444,012 SH
16 BLACKROCK TAX MUNICPAL BD TR BBN 09248X100 $26.2M 1.25% 1,622,646 SH
17 LIBERTY ALL STAR EQUITY FD USA 530158104 $25.2M 1.20% 4,332,937 SH
18 BLACKROCK TECH AND PRIVATE E BTX 09260Q108 $24.7M 1.18% 2,737,496 SH
19 PIMCO CALIF MUN INCOME FD PCQ 72200N106 $23.1M 1.10% 2,575,012 SH
20 PIMCO DYNAMIC INCOME STRATEG PDX 69346N107 $22.9M 1.09% 1,101,509 SH
21 SABA CAPITAL INCOME & OPPORT SABA 880198205 $22.6M 1.08% 2,711,592 SH
22 WESTERN ASSET MANAGED MUNS F MMU 95766M105 $18.3M 0.87% 1,757,452 SH
23 INVESCO MUN OPPORTUNIT TR VMO 46132C107 $16.8M 0.80% 1,703,324 SH
24 SIXTH STREET SPECIALTY LENDI TSLX 83012A109 $16.6M 0.79% 969,599 SH
25 BLACKROCK MUNIYIELD N Y QUAL MYN 09255E102 $16.5M 0.78% 1,624,077 SH
26 EATON VANCE MUN BD FD EIM 27827X101 $15.1M 0.72% 1,512,949 SH
27 PERSHING SQUARE INC PS 71531U102 $14.8M 0.70% 450,000 SH
28 FIRST TR HIGH YIELD OPPRT 20 FTHY 33741Q107 $14.0M 0.67% 1,022,036 SH
29 BLACKROCK HEALTH SCIENCES TE BMEZ 09260E105 $13.4M 0.64% 873,816 SH
30 BLUE OWL CAPITAL CORPORATION OBDC 69121K104 $13.0M 0.62% 1,192,576 SH
31 BNY MELLON STRATEGIC MUNS IN LEO 05588W108 $13.0M 0.62% 2,006,388 SH
32 SABA CAPITAL INCOME & OPRNT BRW 78518H202 $12.2M 0.58% 1,861,414 SH
33 ALLIANCEBERNSTEIN NATL MUN I AFB 01864U106 $12.0M 0.57% 1,047,724 SH
34 ROYCE MICRO-CAP TR INC RMT 780915104 $11.9M 0.57% 813,982 SH
35 GRAF GLOBAL CORP TONT G4036C106 $11.9M 0.57% 1,097,311 SH
36 BNY MELLON STRATEGIC MUN BD DSM 09662E109 $11.8M 0.56% 1,920,587 SH
37 BLACKROCK MUNIHLDNGS CALI MUC 09254L107 $11.7M 0.56% 1,066,052 SH
38 ROYCE SMALL CAP TRUST INC RVT 780910105 $11.2M 0.53% 607,243 SH
39 BLACKROCK MUN TARGET TERM TR BTT 09257P105 $11.2M 0.53% 493,001 SH
40 NUVEEN MUN HIGH INCOME OPPOR NMZ 670682103 $11.1M 0.53% 1,049,891 SH
41 PUTNAM MUN OPPORTUNITIES TR PMO 746922103 $10.0M 0.48% 949,042 SH
42 NEUBERGER MUN FD INC NBH 64124P101 $9.9M 0.47% 937,491 SH
43 WESTERN ASSET INTER MUNI SBI 958435109 $9.7M 0.46% 1,231,561 SH
44 KAYNE ANDERSON ENERGY INFRST KYN 486606106 $9.6M 0.46% 697,198 SH
45 BLACKROCK MUNIASSETS FD INC MUA 09254J102 $9.5M 0.45% 868,104 SH
46 BLACKROCK MUNIYIELD PA QUALI MPA 09255G107 $9.3M 0.44% 814,371 SH
47 NEUBERGER HIGH YIELD ST FD I NHS 64128C106 $8.6M 0.41% 1,371,413 SH
48 ABERDEEN MUN INCOME FD MFM 552738106 $8.5M 0.40% 1,509,877 SH
49 CRESCENT CAP BDC INC CCAP 225655109 $7.7M 0.36% 702,796 SH
50 PIMCO NEW YORK MUN FD II PNI 72200Y102 $7.4M 0.35% 1,044,735 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $2.10B 585 0001398344-26-014659
2026-03-31 2026-05-15 $2.00B 542 0001398344-26-009303
2025-12-31 2026-02-17 $2.12B 477 0001398344-26-003293
2025-09-30 2025-11-14 $1.75B 479 0001398344-25-020996
Filer Information
Address
360 S. ROSEMARY AVE
SUITE 1420
WEST PALM BEACH, FL 33401
Phone
(561) 484-7185
Filing Manager
RIVERNORTH CAPITAL MANAGEMENT, LLC
WEST PALM BEACH, FL
Signatory
Marcus Collins
Chief Compliance Officer