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RIVERNORTH CAPITAL MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 1447578 · latest 13F-HR filed 2026-05-15

Backtest portfolio

RIVERNORTH CAPITAL MANAGEMENT, LLC manages $2.00B in 13F-reported U.S. long-equity assets across 542 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are MHD (7.05%), MQY (4.34%), MYI (2.76%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 200 new positions, exited 135, added to 74, and trimmed 145.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$2.00B

Long-equity book

Holdings

542

Distinct positions

Period

2026-03-31

Filed 2026-05-15

Q/Q Activity

+200 / −135 / ↑74 / ↓145

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • BLACKROCK MUNIHOLDINGS FD IN$92.1M +188.0%
  • BLACKROCK MUNIYILD QULT FD I$59.2M +214.6%
  • BLACKROCK MUNIYIELD QUALITY$36.2M +190.1%
  • ISHARES TR$26.0M +267.7%
  • FS KKR CAP CORP$16.8M +367.9%
Show all 74 →

Top Trims

  • INVESCO MUNICIPAL TRUST-$13.9M -25.0%
  • BLACKROCK ETF TRUST II-$13.1M -84.2%
  • COHEN & STEERS INFRASTRUCTUR-$13.0M -45.1%
  • INVESCO MUN OPPORTUNIT TR-$12.7M -32.8%
  • PIMCO CORPORATE & INCOME OPP-$12.6M -78.5%
Show all 145 →

New Positions

  • BLACKROCK CORPOR HI YLD FD I$50.3M
  • FS CREDIT OPPORTUNITIES CORP$20.4M
  • COMPASS INC$20.3M
  • BLACKROCK TECH AND PRIVATE E$17.0M
  • PIMCO NEW YORK MUN FD II$7.2M
Show all 200 →

Exited Positions

  • PIMCO DYNAMIC INCOME FD$50.0M
  • BLACKROCK MUNIYIELD FD INC$48.3M
  • BLACKROCK MUNI INCOME TR II$41.2M
  • BLACKROCK MUN INCOME TR$31.3M
  • BLACKROCK MUNIVEST FD II INC$25.0M
Show all 135 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 BLACKROCK MUNIHOLDINGS FD IN MHD 09253N104 $141.1M 7.05% 12,505,825 SH
2 BLACKROCK MUNIYILD QULT FD I MQY 09254F100 $86.7M 4.34% 7,899,355 SH
3 BLACKROCK MUNIYIELD QUALITY MYI 09254E103 $55.2M 2.76% 5,254,333 SH
4 BLACKROCK CORPOR HI YLD FD I HYT 09255P107 $50.3M 2.51% 5,899,602 SH
5 INVESCO MUNICIPAL TRUST VKQ 46131J103 $41.8M 2.09% 4,387,056 SH
6 ISHARES TR MUB 464288414 $35.8M 1.79% 336,951 SH
7 BLACKROCK SCIENCE & TECHNOLO BSTZ 09260K101 $33.1M 1.65% 1,493,937 SH
8 PIMCO MUN INCOME FD II PML 72200W106 $32.2M 1.61% 4,251,528 SH
9 FS SPECIALTY LENDING FD FSSL 644323107 $29.0M 1.45% 2,315,114 SH
10 LIBERTY ALL STAR EQUITY FD USA 530158104 $28.8M 1.44% 5,196,239 SH
11 BLUE OWL TECHNOLOGY FIN CORP OTF 095924106 $27.0M 1.35% 2,176,269 SH
12 INVESCO MUN OPPORTUNIT TR VMO 46132C107 $26.0M 1.30% 2,732,276 SH
13 PIMCO DYNAMIC INCOME STRATEG PDX 69346N107 $25.1M 1.26% 1,138,597 SH
14 SABA CAPITAL INCOME & OPPORT SABA 880198205 $23.8M 1.19% 2,857,603 SH
15 BLACKROCK MUNIHLDNGS CALI MUC 09254L107 $23.5M 1.17% 2,258,360 SH
16 PIMCO CALIF MUN INCOME FD PCQ 72200N106 $21.6M 1.08% 2,512,000 SH
17 FS KKR CAP CORP FSK 302635206 $21.3M 1.07% 2,097,170 SH
18 GUGGENHEIM STRATEGIC OPPORTU GOF 40167F101 $20.8M 1.04% 1,888,335 SH
19 FS CREDIT OPPORTUNITIES CORP FSCO 30290Y101 $20.4M 1.02% 4,008,422 SH
20 COMPASS INC COMP 20464U100 $20.3M 1.02% 941 SH
21 BLACKROCK MUN TARGET TERM TR BTT 09257P105 $20.0M 1.00% 881,402 SH
22 WESTERN ASSET MANAGED MUNS F MMU 95766M105 $19.9M 1.00% 1,938,808 SH
23 BLACKROCK TECH AND PRIVATE E BTX 09260Q108 $17.0M 0.85% 2,570,038 SH
24 BLACKROCK MUNIYIELD N Y QUAL MYN 09255E102 $16.5M 0.83% 1,722,732 SH
25 COHEN & STEERS INFRASTRUCTUR UTF 19248A109 $15.8M 0.79% 612,176 SH
26 BLUE OWL CAPITAL CORPORATION OBDC 69121K104 $15.8M 0.79% 1,426,822 SH
27 EATON VANCE MUN BD FD EIM 27827X101 $15.7M 0.79% 1,610,948 SH
28 BLACKROCK MULTI SECTOR INC T BIT 09258A107 $15.3M 0.76% 1,218,113 SH
29 MORGAN STANLEY DIRECT LENDIN MSDL 61774A103 $14.7M 0.73% 1,052,351 SH
30 OAKTREE SPECIALTY LENDING OCSL 67401P405 $14.5M 0.72% 1,279,906 SH
31 CARLYLE SECURED LENDING INC CGBD 872280102 $13.9M 0.70% 1,272,507 SH
32 FIRST TR HIGH YIELD OPPRT 20 FTHY 33741Q107 $13.8M 0.69% 1,019,633 SH
33 SABA CAPITAL INCOME & OPRNT BRW 78518H202 $13.5M 0.68% 2,003,606 SH
34 BNY MELLON STRATEGIC MUNS IN LEO 05588W108 $12.5M 0.62% 1,985,192 SH
35 CLOUGH GLOBAL OPPORTUNITIES GLO 18914E106 $12.4M 0.62% 2,234,485 SH
36 GRAF GLOBAL CORP GRAF G4036C106 $11.8M 0.59% 1,098,048 SH
37 BLACKROCK HEALTH SCIENCES TE BMEZ 09260E105 $11.6M 0.58% 809,196 SH
38 ALLIANCEBERNSTEIN NATL MUN I AFB 01864U106 $11.3M 0.57% 1,061,484 SH
39 MFS HIGH YIELD MUN TR CMU 59318E102 $10.6M 0.53% 2,955,950 SH
40 ROYCE MICRO-CAP TR INC RMT 780915104 $10.2M 0.51% 898,550 SH
41 ROYCE SMALL CAP TRUST INC RVT 780910105 $10.0M 0.50% 601,975 SH
42 BNY MELLON STRATEGIC MUN BD DSM 09662E109 $10.0M 0.50% 1,660,357 SH
43 KAYNE ANDERSON ENERGY INFRST KYN 486606106 $9.9M 0.49% 692,896 SH
44 BLACKROCK MUNIYIELD PA QUALI MPA 09255G107 $9.9M 0.49% 894,459 SH
45 HOWARD HUGHES HOLDINGS INC HHH 44267T102 $9.4M 0.47% 149,204 SH
46 NEUBERGER MUN FD INC NBH 64124P101 $9.4M 0.47% 929,775 SH
47 CLOUGH GLOBAL EQUITY FD GLQ 18914C100 $9.2M 0.46% 1,227,734 SH
48 WESTERN ASSET INTER MUNI SBI 958435109 $9.1M 0.46% 1,187,933 SH
49 PALMER SQUARE CAPITAL BDC IN PSBD 69702V107 $8.2M 0.41% 834,603 SH
50 WESTERN AST INFL LKD OPP & I WIW 95766R104 $8.2M 0.41% 963,439 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-15 $2.00B 542 0001398344-26-009303
2025-12-31 2026-02-17 $2.12B 477 0001398344-26-003293
2025-09-30 2025-11-14 $1.75B 479 0001398344-25-020996