Johnson Financial Group, Inc. — 13F Holdings & Portfolio
CIK 1477024 · latest 13F-HR filed 2026-08-10
Johnson Financial Group, Inc. manages $3.04B in 13F-reported U.S. long-equity assets across 1,178 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (21.65%), IVV (9.56%), IUSB (6.17%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 78 new positions and exited 151; 350 existing positions rose in reported value and 240 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$3.04B
Long-equity book
Holdings
1,178
Distinct positions
Period
2026-06-30
Filed 2026-08-10
Q/Q Activity
+78 / −151 / ↑350 / ↓240
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV31.2% · -1%IEFA7.9% · +29%IUSB7.8% · +1%XLG4.5% · +9%IWF3.8% · +123%IEMG2.2% · +82%AAPL2.0% · -2%ACWX1.7% · -3%IXUS1.5% · -0%JOUT1.4% · -0%SPY1.4% · -1%JCPB1.3% · +49%VPLS1.3% · newMSFT1.2% · -3%IJH1.1% · +2%NVDA1.0% · -0%GOOG1.0% · -9%IWB0.7% · -2%VTI0.7% · +1%LRCX0.7% · -6%DSI0.5% · -2%XOM0.5% · -6%IEI0.5% · -6%JNJ0.5% · -3%AMZN0.4% · -8%MO0.4% · +10%CAT0.4% · -8%META0.4% · -6%AVGO0.4% · -6%CSCO0.4% · -9%VNQ0.4% · +1%IUSG0.4% · +707%JPM0.4% · -4%V0.4% · -6%VYM0.3% · -4%GOOGL0.3% · -9%SNA0.3% · +3%PG0.3% · +3%IWD0.3% · -30%AMAT0.3% · -5%BRK.B0.3% · -31%EFV0.3% · +1%LLY0.3% · -4%IWR0.3% · -2%MCO0.3% · -6%ABBV0.3% · -10%IJR0.3% · +1%PGR0.3% · +8%APH0.3% · -21%ISTB0.3% · -70%MBB0.3% · -64%FTNT0.3% · -1%OBDC0.2% · +3%KLAC0.2% · +866%EXPD0.2% · -2%UNH0.2% · +1%IGF0.2% · +0%AGG0.2% · +14%DHI0.2% · +4%GVI0.2% · -0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 64%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated May 4, 2026.
Assets Under Management
$4.53B
Discretionary
$2.46B
Employees
62
Accounts
1,745
Address
1144 FIFTEENTH STREET
SUITE 3950
DENVER, CO 80202
SUITE 3950
DENVER, CO 80202
Phone
(720) 475-1195
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| B&W HOLDINGS LLC Control | MEMBER since Sep 2021 | 75% or more | Domestic Entity |
| BURKE, LISA, MARIE Control | CHIEF COMPLIANCE OFFICER since Jul 2025 | Less than 5% | Individual |
| CRAWFORD, PATRICK, CAIN Control | MANAGING DIRECTOR since Jan 2026 | Less than 5% | Individual |
| DOWELL, WILLIAM, F Control | MANAGING DIRECTOR since Sep 2025 | Less than 5% | Individual |
| HICKS, BRYANT Control | DIRECTOR OF OPERATIONS since Jul 2022 | Less than 5% | Individual |
| JOHNSON, BRANDON, CARROLL Control | ELECTED MANAGER & CEO since Jan 2002 | Less than 5% | Individual |
| JOHNSON, WENDY, MARIE Control | GENERAL COUNSEL since Jan 2016 | Less than 5% | Individual |
| KOONS, MARY, LOVE Control | MANAGING DIRECTOR since Sep 2025 | Less than 5% | Individual |
| LAWRENCE, ROBERT, LLOYD Control | SENIOR ADVISOR since Nov 2012 | 5–10% | Individual |
| WILLIAMS, ALBERT, WAYNE Control | MANAGING DIRECTOR since Dec 2016 | 5–10% | Individual |
| BRITISH COLONY INVESTMENT COMPANY, LLC | MEMBER since Mar 2017 | 5–10% | Domestic Entity |
| KEFFELER, KRISTIN | CHIEF LEARNING OFFICER since Dec 2021 | Less than 5% | Individual |
| MCCONNELL, MARK, PETER | MANAGING DIRECTOR since Jul 2022 | Less than 5% | Individual |
| JOHNSON, BRANDON, CARROLL Control Indirect owner via B&W HOLDINGS LLC | MEMBER since Sep 2021 | 50–75% | Individual |
| JOHNSON, WENDY, MARIE Control Indirect owner via B&W HOLDINGS LLC | MEMBER since Sep 2021 | 50–75% | Individual |
Ownership & leadership changes · 13 filings with changes since Jan 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 30, 2026 filing
- AddedCRAWFORD, PATRICK, CAIN · MANAGING DIRECTOR · Less than 5% · control person
- AddedDOWELL, WILLIAM, F · MANAGING DIRECTOR · Less than 5% · control person
- AddedHICKS, BRYANT · DIRECTOR OF OPERATIONS · Less than 5% · control person
- AddedKOONS, MARY, LOVE · MANAGING DIRECTOR · Less than 5% · control person
- ChangedJOHNSON, WENDY, MARIE · title CHIEF INNOVATION OFFICER & GENERAL COUNSEL → GENERAL COUNSEL
Aug 13, 2025 filing
- AddedBURKE, LISA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedJOHNSON, WENDY, MARIE · title CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL → CHIEF INNOVATION OFFICER & GENERAL COUNSEL
Mar 13, 2024 filing
- AddedLAWRENCE, ROBERT, LLOYD · SENIOR ADVISOR · 5–10% · control person
- ChangedWILLIAMS, ALBERT, WAYNE · ownership Less than 5% → 5–10%
Mar 2, 2023 filing
- AddedKEFFELER, KRISTIN · CHIEF LEARNING OFFICER · Less than 5%
- AddedMCCONNELL, MARK, PETER · MANAGING DIRECTOR · Less than 5%
Mar 22, 2022 filing
- ChangedJOHNSON, BRANDON, CARROLL · indirect via B&W HOLDINGS LLC: ownership 25–50% → 50–75%
- ChangedJOHNSON, WENDY, MARIE · indirect via B&W HOLDINGS LLC: ownership 25–50% → 50–75%
Oct 13, 2021 filing
- AddedB&W HOLDINGS LLC · MEMBER · 75% or more · control person
- AddedJOHNSON, BRANDON, CARROLL · MEMBER · 25–50% · indirect via B&W HOLDINGS LLC · control person
- AddedJOHNSON, WENDY, MARIE · MEMBER · 25–50% · indirect via B&W HOLDINGS LLC · control person
- ChangedJOHNSON, BRANDON, CARROLL · ownership 75% or more → Less than 5%
Mar 25, 2021 filing
- ChangedBRITISH COLONY INVESTMENT COMPANY, LLC · ownership 10–25% → 5–10%
- ChangedJOHNSON, BRANDON, CARROLL · ownership 50–75% → 75% or more
- ChangedJOHNSON, WENDY, MARIE · title CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER → CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL
Mar 30, 2020 filing
- No longer listedJOHNSON, BRANDON, CARROLL · TRUSTEE · General partner, trustee or manager · indirect via RICHARDSON 2012 TRUST · control person · listed since Apr 2012
- No longer listedMASSEY, STEWART, RICHARD · TRUSTEE · General partner, trustee or manager · indirect via RICHARDSON 2012 TRUST · listed since Apr 2012
- No longer listedRICHARDSON 2012 TRUST · MEMBER · 10–25% · listed since Apr 2012
- ChangedJOHNSON, BRANDON, CARROLL · title ELECTED MANAGER & PRESIDENT → ELECTED MANAGER & CEO
Mar 8, 2018 filing
- AddedBRITISH COLONY INVESTMENT COMPANY, LLC · MEMBER · 10–25%
Mar 16, 2017 filing
- AddedWILLIAMS, ALBERT, WAYNE · MANAGING DIRECTOR · Less than 5% · control person
Older changes (4 more filings)
Mar 30, 2016 filing
- No longer listedELLENA, GREGORY, J. · TRUSTEE · General partner, trustee or manager · indirect via RICHARDSON 2012 TRUST · listed since Apr 2012
- ChangedJOHNSON, BRANDON, CARROLL · title MANAGER & PRESIDENT → ELECTED MANAGER & PRESIDENT
- ChangedJOHNSON, WENDY, MARIE · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER
- ChangedRICHARDSON 2012 TRUST · title OWNER → MEMBER
Mar 23, 2016 filing
- AddedJOHNSON, WENDY, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedJOHNSON, BRANDON, CARROLL · title MANAGER, PRESIDENT, CHIEF COMPLIANCE OFFICER → MANAGER & PRESIDENT; ownership 75% or more → 50–75%
Feb 12, 2014 filing
- AddedELLENA, GREGORY, J. · TRUSTEE · General partner, trustee or manager · indirect via RICHARDSON 2012 TRUST
- AddedJOHNSON, BRANDON, CARROLL · TRUSTEE · General partner, trustee or manager · indirect via RICHARDSON 2012 TRUST · control person
- AddedMASSEY, STEWART, RICHARD · TRUSTEE · General partner, trustee or manager · indirect via RICHARDSON 2012 TRUST
- AddedRICHARDSON 2012 TRUST · OWNER · 10–25%
- ChangedJOHNSON, BRANDON, CARROLL · title CHIEF COMPLIANCE OFFICER / MANAGER → MANAGER, PRESIDENT, CHIEF COMPLIANCE OFFICER
Jan 30, 2012 filing (earliest on record)
- ListedJOHNSON, BRANDON, CARROLL · CHIEF COMPLIANCE OFFICER / MANAGER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$114.5M +13.7%
- ISHARES TR$66.4M +37.9%
- ISHARES INC$36.2M +115.8%
- INVESCO EXCHANGE TRADED FD T$25.1M +22.2%
- J P MORGAN EXCHANGE TRADED F$13.1M +48.4%
Top Trims
- ISHARES TR-$61.9M -35.1%
- ISHARES TR-$19.1M -70.5%
- ISHARES TR-$13.8M -63.8%
- J P MORGAN EXCHANGE TRADED F-$5.4M -65.7%
- EXXON MOBIL CORP-$4.5M -24.1%
New Positions
- VANGUARD MALVERN FDS$39.4M
- HONEYWELL AEROSPACE INC$1.4M
- SPROUTS FMRS MKT INC$187.4K
- UNITIL CORP$158.1K
- GOLDMAN SACHS ETF TR$149.3K
Exited Positions
- HONEYWELL INTL INC$2.9M
- BAKER HUGHES COMPANY$1.2M
- COTERRA ENERGY INC$905.7K
- LABCORP HOLDINGS INC$500.0K
- NUVEEN MUN VALUE FD INC$338.3K
Johnson Financial Group, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $658.3M | 21.65% | 879,083 | SH |
| 2 | ISHARES TR | IVV | 464287200 | $290.8M | 9.56% | 388,286 | SH |
| 3 | ISHARES TR | IUSB | 46434V613 | $187.5M | 6.17% | 4,062,927 | SH |
| 4 | ISHARES TR | IEFA | 46432F842 | $174.3M | 5.73% | 1,804,714 | SH |
| 5 | INVESCO EXCHANGE TRADED FD T | XLG | 46137V233 | $95.4M | 3.14% | 1,557,593 | SH |
| 6 | ISHARES TR | IEFA | 46432F842 | $67.2M | 2.21% | 695,893 | SH |
| 7 | ISHARES TR | IWF | 464287614 | $58.6M | 1.93% | 471,604 | SH |
| 8 | ISHARES TR | IWF | 464287614 | $55.6M | 1.83% | 447,824 | SH |
| 9 | ISHARES INC | IEMG | 46434G103 | $52.8M | 1.74% | 637,629 | SH |
| 10 | ISHARES TR | IUSB | 46434V613 | $48.8M | 1.60% | 1,057,435 | SH |
| 11 | INVESCO EXCHANGE TRADED FD T | XLG | 46137V233 | $42.7M | 1.41% | 697,915 | SH |
| 12 | JOHNSON OUTDOORS INC | JOUT | 479167108 | $38.9M | 1.28% | 845,316 | SH |
| 13 | APPLE INC | AAPL | 037833100 | $37.9M | 1.25% | 131,098 | SH |
| 14 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $37.7M | 1.24% | 804,171 | SH |
| 15 | VANGUARD MALVERN FDS | VPLS | 922020755 | $35.5M | 1.17% | 458,169 | SH |
| 16 | ISHARES TR | ACWX | 464288240 | $30.0M | 0.99% | 394,327 | SH |
| 17 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $29.0M | 0.95% | 38,716 | SH |
| 18 | ISHARES TR | IJH | 464287507 | $27.9M | 0.92% | 362,300 | SH |
| 19 | MICROSOFT CORP | MSFT | 594918104 | $24.7M | 0.81% | 66,241 | SH |
| 20 | ISHARES TR | IXUS | 46432F834 | $22.7M | 0.75% | 238,015 | SH |
| 21 | APPLE INC | AAPL | 037833100 | $22.5M | 0.74% | 77,740 | SH |
| 22 | ISHARES TR | IXUS | 46432F834 | $22.1M | 0.73% | 231,895 | SH |
| 23 | ISHARES TR | ACWX | 464288240 | $21.4M | 0.70% | 281,421 | SH |
| 24 | NVIDIA CORPORATION | NVDA | 67066G104 | $21.3M | 0.70% | 106,484 | SH |
| 25 | ALPHABET INC | GOOG | 02079K107 | $19.6M | 0.64% | 55,497 | SH |
| 26 | ISHARES TR | IWB | 464287622 | $18.4M | 0.61% | 45,015 | SH |
| 27 | ISHARES TR | DSI | 464288570 | $15.2M | 0.50% | 107,061 | SH |
| 28 | ISHARES INC | IEMG | 46434G103 | $14.6M | 0.48% | 176,761 | SH |
| 29 | VANGUARD INDEX FDS | VTI | 922908769 | $14.5M | 0.48% | 39,268 | SH |
| 30 | LAM RESEARCH CORP | LRCX | 512807306 | $14.1M | 0.47% | 32,617 | SH |
| 31 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $13.2M | 0.43% | 17,666 | SH |
| 32 | ISHARES TR | IEI | 464288661 | $12.6M | 0.41% | 107,075 | SH |
| 33 | MICROSOFT CORP | MSFT | 594918104 | $11.3M | 0.37% | 30,393 | SH |
| 34 | SNAP ON INC | SNA | 833034101 | $10.5M | 0.34% | 26,002 | SH |
| 35 | EXXON MOBIL CORP | XOM | 30231G102 | $10.3M | 0.34% | 75,544 | SH |
| 36 | ALPHABET INC | GOOG | 02079K107 | $9.9M | 0.33% | 28,125 | SH |
| 37 | ISHARES TR | IUSG | 464287671 | $9.9M | 0.32% | 52,427 | SH |
| 38 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $9.8M | 0.32% | 61,932 | SH |
| 39 | NVIDIA CORPORATION | NVDA | 67066G104 | $9.5M | 0.31% | 47,585 | SH |
| 40 | JOHNSON & JOHNSON | JNJ | 478160104 | $9.5M | 0.31% | 37,245 | SH |
| 41 | ALTRIA GROUP INC | MO | 02209S103 | $9.2M | 0.30% | 126,093 | SH |
| 42 | META PLATFORMS INC | META | 30303M102 | $8.3M | 0.27% | 14,748 | SH |
| 43 | CATERPILLAR INC | CAT | 149123101 | $8.3M | 0.27% | 7,784 | SH |
| 44 | MOODYS CORP | MCO | 615369105 | $8.3M | 0.27% | 18,271 | SH |
| 45 | ISHARES TR | IWD | 464287598 | $8.3M | 0.27% | 34,045 | SH |
| 46 | VANGUARD INDEX FDS | VNQ | 922908553 | $8.0M | 0.26% | 82,813 | SH |
| 47 | CISCO SYS INC | CSCO | 17275R102 | $7.3M | 0.24% | 62,052 | SH |
| 48 | APPLIED MATLS INC | AMAT | 038222105 | $7.2M | 0.24% | 9,959 | SH |
| 49 | PROCTER & GAMBLE CO | PG | 742718109 | $7.1M | 0.23% | 48,536 | SH |
| 50 | ISHARES TR | IWR | 464287499 | $7.1M | 0.23% | 64,291 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $3.04B | 1,178 | 0000892712-26-000334 |
| 2026-03-31 | 2026-05-07 | $2.76B | 1,301 | 0000892712-26-000234 |
| 2025-12-31 | 2026-02-12 | $2.67B | 1,369 | 0000892712-26-000082 |
Filer Information
Address
555 MAIN STREETRACINE, WI 53403
Phone
(262) 619-2272
Filing Manager
Johnson Financial Group, Inc.
RACINE, WI
Signatory
Adam S. Bellmer
Wealth Chief Compliance Officer