Legacy Wealth Management, LLC — 13F Holdings & Portfolio
CIK 1488921 · latest 13F-HR filed 2026-07-09
Legacy Wealth Management, LLC manages $1.91B in 13F-reported U.S. long-equity assets across 30 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (22.13%), IWB (15.05%), FBND (13.08%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 1 new position and exited 1; 20 existing positions rose in reported value and 4 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-09
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 94.9%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 13, 2026.
SUITE 301
MEMPHIS, TN 38120-1443
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Epperly, Lawrence, James Control | DIRECTOR OF CLIENT SERVICE since Jan 2025 | Less than 5% | Individual |
| JALENAK, E, CHARLES Control | DIRECTOR since Jan 2025 | 10–25% | Individual |
| MAZZOLA, LINDSEY, BELL Control | DIRECTOR OF CLIENT OPERATIONS since May 2012 | 5–10% | Individual |
| MILLER, DUNCAN, L Control | PRESIDENT & CEO since Jan 2022 | 10–25% | Individual |
| PEYTON, HALLIE, L Control | DIRECTOR since Jan 2025 | 5–10% | Individual |
| RAWLINSON, REBECCA, JEANNE Control | DIRECTOR OF CLIENT SERVICE since Jan 2025 | 5–10% | Individual |
| SIEVERS, ROBIN, KEITH Control | MANAGING DIRECTOR since Jan 2025 | 5–10% | Individual |
| SIMMONS, CATHY, ANN Control | CHIEF COMPLIANCE OFFICER since Apr 2007 | Less than 5% | Individual |
| SOWELL, NICHOLAS, GLENN Control | DIRECTOR OF FINANCIAL PLANNING since Oct 2021 | Less than 5% | Individual |
| VOSBURG, ALAN, EDWARD Control | IT MANAGER since Jan 2013 | 5–10% | Individual |
Ownership & leadership changes · 13 filings with changes since Mar 28, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedEpperly, Lawrence, James · title DIRECTOR OF PORTFOLIO MANAGEMENT → DIRECTOR OF CLIENT SERVICE
- ChangedJALENAK, E, CHARLES · title SENIOR WEALTH STRATEGIST → DIRECTOR
- ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICE → DIRECTOR
- ChangedRAWLINSON, REBECCA, JEANNE · title DIRECTOR OF FINANCIAL PLANNING → DIRECTOR OF CLIENT SERVICE
- ChangedSIEVERS, ROBIN, KEITH · title DIRECTOR OF CLIENT SERVICE → MANAGING DIRECTOR
- No longer listedISAACS, JAMES, J. · CHAIRMAN · 10–25% · control person · listed since Jan 2022
- AddedVOSBURG, ALAN, EDWARD · IT MANAGER · 5–10% · control person
- No longer listedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5% · listed since Jan 2005
- AddedEpperly, Lawrence, James · DIRECTOR OF PORTFOLIO MANAGEMENT · Less than 5% · control person
- AddedSOWELL, NICHOLAS, GLENN · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
- ChangedJALENAK, E, CHARLES · title DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE → SENIOR WEALTH STRATEGIST
- ChangedPEYTON, HALLIE, L · ownership 10–25% → 5–10%
- ChangedRAWLINSON, REBECCA, JEANNE · ownership Less than 5% → 5–10%
- ChangedJALENAK, E, CHARLES · ownership 5–10% → 10–25%
- ChangedPEYTON, HALLIE, L · ownership 5–10% → 10–25%
- ChangedSIMMONS, CATHY, ANN · ownership 5–10% → Less than 5%
- AddedRAWLINSON, REBECCA, JEANNE · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
- ChangedISAACS, JAMES, J. · title CEO & PRESIDENT → CHAIRMAN
- ChangedMILLER, DUNCAN, L · title MANAGING DIRECTOR OF CLIENT SERVICE → PRESIDENT & CEO
- No longer listedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since May 2012
- ChangedISAACS, JAMES, J. · ownership 25–50% → 10–25%
- ChangedJALENAK, E, CHARLES · title DIRECTOR OF WEALTH PLANNING → DIRECTOR & CHAIRMAN OF THE INVESTMENT COMMITTEE
- ChangedMAZZOLA, LINDSEY, BELL · now a control person
- ChangedSIEVERS, ROBIN, KEITH · ownership Less than 5% → 5–10%
- ChangedJALENAK, E, CHARLES · now a control person
- No longer listedHOLDSWORTH, STEVEN, ALLEN · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since Jul 2004
- No longer listedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5% · listed since Jun 2012
- ChangedMAZZOLA, LINDSEY, BELL · ownership Less than 5% → 5–10%
- ChangedMILLER, DUNCAN, L · ownership 5–10% → 10–25%
- ChangedOVERCAST, WILLIAM, COIL · ownership Less than 5% → 5–10%
Older changes (4 more filings)
- No longer listedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · Less than 5% · control person · listed since Apr 1982
- AddedJALENAK, E, CHARLES · DIRECTOR OF WEALTH PLANNING · 5–10%
- AddedSIEVERS, ROBIN, KEITH · DIRECTOR OF CLIENT SERVICE · Less than 5% · control person
- ChangedMILLER, DUNCAN, L · title DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT → MANAGING DIRECTOR OF CLIENT SERVICE
- ChangedPEYTON, HALLIE, L · title DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT → DIRECTOR OF CLIENT SERVICE
- ChangedSIMMONS, CATHY, ANN · title CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES → CHIEF COMPLIANCE OFFICER
- ChangedUELEKE, JOHN, W. · ownership 10–25% → Less than 5%
- AddedMAZZOLA, LINDSEY, BELL · DIRECTOR OF CLIENT OPERATIONS · Less than 5%
- AddedOVERCAST, WILLIAM, COIL · DIRECTOR OF FINANCIAL PLANNING · Less than 5%
- AddedTRIMM, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5%
- ChangedHOLDSWORTH, STEVEN, ALLEN · title MANAGING DIRECTOR → DIRECTOR OF FINANCIAL PLANNING
- ChangedISAACS, JAMES, J. · ownership 10–25% → 25–50%
- ListedDAVES, HOWARD, CLIFTON · CONTROLLER · Less than 5%
- ListedHOLDSWORTH, STEVEN, ALLEN · MANAGING DIRECTOR · 5–10%
- ListedISAACS, JAMES, J. · CEO & PRESIDENT · 10–25% · control person
- ListedMILLER, DUNCAN, L · DIRECTOR CLIENT SERVICES & PORTFOLIO MANAGEMENT · 5–10% · control person
- ListedPEYTON, HALLIE, L · DIRECTOR OF CLIENT SERVICES & BUSINESS DEVELOPEMENT · 5–10% · control person
- ListedSIMMONS, CATHY, ANN · CHIEF COMPLIANCE OFFICER/DIRECTOR CLIENT SERVICES · 5–10% · control person
- ListedUELEKE, JOHN, W. · CHAIRMAN & FOUNDER · 10–25% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- FIDELITY MERRIMACK STR TR$90.3M +56.6%
- ISHARES TR$58.7M +16.1%
- ISHARES TR$35.2M +13.9%
- SCHWAB STRATEGIC TR$24.3M +18.2%
- SCHWAB STRATEGIC TR$22.9M +12.2%
Top Trims
- J P MORGAN EXCHANGE TRADED F-$82.6M -97.9%
- ISHARES TR-$306.3K -7.6%
- ISHARES TR-$59.3K -14.0%
- AT&T INC-$53.5K -16.4%
Legacy Wealth Management, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $422.9M | 22.13% | 564,713 | SH |
| 2 | ISHARES TR | IWB | 464287622 | $287.7M | 15.05% | 702,613 | SH |
| 3 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $250.0M | 13.08% | 5,495,432 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHK | 808524722 | $210.9M | 11.03% | 5,848,312 | SH |
| 5 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $190.5M | 9.97% | 4,057,660 | SH |
| 6 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $158.0M | 8.27% | 4,286,476 | SH |
| 7 | ISHARES TR | IJH | 464287507 | $100.4M | 5.25% | 1,301,904 | SH |
| 8 | ISHARES TR | IXUS | 46432F834 | $69.5M | 3.64% | 728,716 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $63.5M | 3.32% | 2,158,489 | SH |
| 10 | ISHARES TR | IJR | 464287804 | $60.7M | 3.18% | 409,323 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $26.5M | 1.39% | 732,766 | SH |
| 12 | HARTFORD FDS EXCHANGE TRADED | HMOP | 41653L503 | $24.2M | 1.26% | 617,517 | SH |
| 13 | ISHARES TR | IWM | 464287655 | $15.8M | 0.83% | 52,705 | SH |
| 14 | VANGUARD INDEX FDS | VTI | 922908769 | $10.8M | 0.56% | 29,077 | SH |
| 15 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $7.3M | 0.38% | 9,742 | SH |
| 16 | ISHARES TR | AGG | 464287226 | $3.7M | 0.20% | 37,783 | SH |
| 17 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $1.8M | 0.09% | 35,085 | SH |
| 18 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $1.2M | 0.06% | 41,259 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $1.1M | 0.06% | 46,343 | SH |
| 20 | SCHWAB STRATEGIC TR | SCMB | 808524649 | $942.6K | 0.05% | 36,507 | SH |
| 21 | VANGUARD INDEX FDS | VUG | 922908736 | $792.3K | 0.04% | 9,198 | SH |
| 22 | ISHARES TR | IWF | 464287614 | $632.8K | 0.03% | 5,096 | SH |
| 23 | INVESCO QQQ TR | QQQ | 46090E103 | $377.4K | 0.02% | 513 | SH |
| 24 | ISHARES TR | IWD | 464287598 | $364.6K | 0.02% | 1,504 | SH |
| 25 | VANGUARD INDEX FDS | VOO | 922908363 | $338.6K | 0.02% | 493 | SH |
| 26 | NVIDIA CORPORATION | NVDA | 67066G104 | $290.9K | 0.02% | 1,454 | SH |
| 27 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $277.5K | 0.01% | 6,256 | SH |
| 28 | AT&T INC | T | 00206R102 | $273.1K | 0.01% | 13,192 | SH |
| 29 | APPLE INC | AAPL | 037833100 | $265.3K | 0.01% | 917 | SH |
| 30 | VANGUARD STAR FDS | VXUS | 921909768 | $237.6K | 0.01% | 2,780 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-09 | $1.91B | 30 | 0001488921-26-000004 |
| 2026-03-31 | 2026-04-23 | $1.71B | 30 | 0001488921-26-000002 |
| 2025-12-31 | 2026-01-21 | $1.74B | 31 | 0001488921-26-000001 |
MEMPHIS, TN 38120