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Smart Portfolios, LLC — 13F Holdings & Portfolio

CIK 1513227 · latest 13F-HR filed 2026-05-01

Backtest portfolio

Smart Portfolios, LLC manages $100.3M in 13F-reported U.S. long-equity assets across 99 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are BOND (9.94%), XTRE (3.67%), XONE (3.26%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 0 new positions and exited 1; 30 existing positions rose in reported value and 27 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$100.3M

Long-equity book

Holdings
99

Distinct positions

Period
2026-03-31

Filed 2026-05-01

Q/Q Activity
+0 / −1 / ↑30 / ↓27

vs 2025-12-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q1 26
BOND9.9% · +6%XTRE3.7% · +4%XONE3.3% · +6%PKW3.0% · +2%XLC2.7% · +4%PWRD2.7% · +2%AVGO2.6% · -0%AAPL2.6% · -0%INDA2.0% · +9%MSFT2.0% · +3%COWZ1.9% · +2%WINN1.8% · +27%QQQ1.8% · +6%CALF1.7% · +2%DBMF1.6% · +5%SCHZ1.5% · 0%FDNI1.5% · +6%VWO1.4% · +1%JPM1.4% · +2%URA1.4% · +7%XITK1.3% · +8%PATN1.3% · +3%GLD1.3% · -2%QDPL1.3% · +2%OAKM1.3% · +20%ABFL1.2% · +0%RTX1.2% · -4%JPST1.2% · -3%COPX1.1% · -2%V1.1% · -1%ORCL1.1% · +2%ECOW1.0% · +1%AMZN1.0% · +17%SUSA1.0% · +4%IVV1.0% · -0%CAT1.0% · -0%SCHO0.9% · 0%SCHG0.8% · 0%SCHD0.8% · 0%USSG0.8% · +3%SCHV0.8% · -0%FDN0.8% · +11%BLK0.8% · -2%SYK0.8% · -2%GRNB0.7% · +6%TXN0.7% · +2%IBM0.7% · +2%CSCO0.7% · +7%MCD0.7% · -2%ESGE0.7% · +2%PSX0.7% · -1%HD0.7% · -0%CPTL0.7% · +4%AMGN0.6% · -2%SLYG0.6% · -0%TMUS0.6% · -1%SLYV0.6% · -0%SCHM0.6% · -0%LMBS0.6% · +3%FDX0.5% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q4 25 → Q1 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 34.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 27, 2026.

Assets Under Management
$210.3M
Discretionary
$207.9M
Employees
6
Accounts
448
Address
17849 BALLINGER WAY NE
LAKE FOREST PARK, WA 98155
Phone
(206) 686-3636
Website
Name Title / Status Ownership Type
CAMPBELL, KEITH, EDWARD ControlCHIEF INVESTMENT OFFICER
since Jan 2019
Less than 5%Individual
Copper, Kristin, Lynn ControlCHIEF COMPLIANCE OFFICER
since Jan 2020
Less than 5%Individual
JAMES, BRYCE, ARNEVICK ControlPRESIDENT
since Mar 2005
Less than 5%Individual
SHIELD HOLDINGS, LLC ControlMEMBER
since Mar 2005
75% or moreDomestic Entity
JAMES, BRYCE, ARNEVICK Control
Indirect owner via SHIELD HOLDINGS, LLC
MANAGING MEMBER
since Jan 2005
75% or moreIndividual
Ownership & leadership changes · 4 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2020 filing
  • AddedCAMPBELL, KEITH, EDWARD · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • AddedCopper, Kristin, Lynn · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedJAMES, BRYCE, ARNEVICK · title PRESIDENT, CIO, AND CCO → PRESIDENT
Mar 31, 2017 filing
  • No longer listedTHOMPSON, RONALD, JAY · CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2012
  • ChangedJAMES, BRYCE, ARNEVICK · title MANAGER → PRESIDENT, CIO, AND CCO
Mar 30, 2015 filing
  • No longer listedBIRD, SHAWN, DANIEL · OWNER · 5–10% · listed since Aug 2005
Apr 1, 2013 filing
  • ChangedBIRD, SHAWN, DANIEL · title PORTFOLIO MANAGER → OWNER
Mar 28, 2012 filing (earliest on record)
  • ListedBIRD, SHAWN, DANIEL · PORTFOLIO MANAGER · 5–10%
  • ListedJAMES, BRYCE, ARNEVICK · MANAGER · Less than 5% · control person
  • ListedJAMES, BRYCE, ARNEVICK · MANAGING MEMBER · 75% or more · indirect via SHIELD HOLDINGS, LLC · control person
  • ListedSHIELD HOLDINGS, LLC · MEMBER · 75% or more · control person
  • ListedTHOMPSON, RONALD, JAY · CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 30 →

Top Trims

Show all 27 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

Show all 1 →

Smart Portfolios, LLC Holdings (2026-03-31)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PIMCO ETF TR BOND 72201R775 $10.0M 9.94% 108,036 SH
2 BONDBLOXX ETF TRUST XTRE 09789C846 $3.7M 3.67% 74,315 SH
3 BONDBLOXX ETF TRUST XONE 09789C861 $3.3M 3.26% 65,970 SH
4 INVESCO EXCHANGE TRADED FD T PKW 46137V308 $3.1M 3.05% 23,290 SH
5 SELECT SECTOR SPDR TR XLC 81369Y852 $2.8M 2.75% 24,837 SH
6 TCW ETF TRUST PWRD 29287L205 $2.7M 2.73% 27,966 SH
7 BROADCOM INC AVGO 11135F101 $2.6M 2.60% 8,432 SH
8 APPLE INC AAPL 037833100 $2.6M 2.58% 10,190 SH
9 ISHARES TR INDA 46429B598 $2.0M 2.03% 43,406 SH
10 MICROSOFT CORP MSFT 594918104 $2.0M 1.96% 5,316 SH
11 PACER FDS TR COWZ 69374H881 $1.9M 1.89% 30,352 SH
12 HARBOR ETF TRUST WINN 41151J406 $1.8M 1.79% 64,632 SH
13 INVESCO QQQ TR QQQ 46090E103 $1.8M 1.77% 3,074 SH
14 PACER FDS TR CALF 69374H857 $1.7M 1.69% 37,671 SH
15 LITMAN GREGORY FDS TR DBMF 53700T827 $1.6M 1.60% 53,108 SH
16 SCHWAB STRATEGIC TR SCHZ 808524839 $1.5M 1.48% 64,000 SH
17 FIRST TR EXCHANGE-TRADED FD FDNI 33734X770 $1.5M 1.46% 53,937 SH
18 VANGUARD INTL EQUITY INDEX F VWO 922042858 $1.4M 1.41% 26,208 SH
19 JPMORGAN CHASE & CO JPM 46625H100 $1.4M 1.39% 4,730 SH
20 GLOBAL X FDS URA 37954Y871 $1.4M 1.38% 28,498 SH
21 SPDR SERIES TRUST XITK 78464A110 $1.3M 1.33% 9,112 SH
22 PACER FDS TR PATN 69374H311 $1.3M 1.33% 46,951 SH
23 SPDR GOLD TR GLD 78463V107 $1.3M 1.32% 3,071 SH
24 PACER FDS TR QDPL 69374H436 $1.3M 1.30% 32,415 SH
25 HARRIS OAKMARK ETF TRUST OAKM 41456U106 $1.3M 1.27% 46,061 SH
26 ABACUS FCF ETF TR ABFL 89628W302 $1.2M 1.24% 17,419 SH
27 RTX CORPORATION RTX 75513E101 $1.2M 1.21% 6,275 SH
28 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $1.2M 1.16% 22,982 SH
29 GLOBAL X FDS COPX 37954Y830 $1.1M 1.14% 14,961 SH
30 VISA INC V 92826C839 $1.1M 1.10% 3,645 SH
31 ORACLE CORP ORCL 68389X105 $1.1M 1.09% 7,445 SH
32 PACER FDS TR ECOW 69374H865 $1.0M 1.03% 38,819 SH
33 AMAZON COM INC AMZN 023135106 $1.0M 1.02% 4,911 SH
34 ISHARES TR SUSA 464288802 $989.2K 0.99% 7,488 SH
35 ISHARES TR IVV 464287200 $988.4K 0.99% 1,513 SH
36 CATERPILLAR INC CAT 149123101 $964.2K 0.96% 1,361 SH
37 SCHWAB STRATEGIC TR SCHO 808524862 $932.7K 0.93% 38,430 SH
38 SCHWAB STRATEGIC TR SCHG 808524300 $841.0K 0.84% 28,870 SH
39 SCHWAB STRATEGIC TR SCHD 808524797 $777.6K 0.78% 25,345 SH
40 DBX ETF TR USSG 233051150 $776.1K 0.77% 13,004 SH
41 SCHWAB STRATEGIC TR SCHV 808524409 $770.3K 0.77% 25,255 SH
42 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $764.4K 0.76% 3,266 SH
43 BLACKROCK INC BLK 09290D101 $760.7K 0.76% 791 SH
44 STRYKER CORPORATION SYK 863667101 $759.0K 0.76% 2,310 SH
45 VANECK ETF TRUST GRNB 92189F171 $750.7K 0.75% 31,334 SH
46 TEXAS INSTRS INC TXN 882508104 $747.4K 0.75% 3,850 SH
47 INTERNATIONAL BUSINESS MACHS IBM 459200101 $735.9K 0.73% 3,036 SH
48 CISCO SYS INC CSCO 17275R102 $707.2K 0.71% 9,114 SH
49 MCDONALDS CORP MCD 580135101 $707.0K 0.71% 2,275 SH
50 ISHARES INC ESGE 46434G863 $706.3K 0.70% 15,533 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-01 $100.3M 99 0001513227-26-000006
2025-12-31 2026-01-30 $100.4M 100 0001513227-26-000005