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Summit Financial Wealth Advisors, LLC — 13F Holdings & Portfolio

CIK 1632283 · latest 13F-HR filed 2026-10-15

Backtest portfolio

Summit Financial Wealth Advisors, LLC manages $806.9M in 13F-reported U.S. long-equity assets across 227 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VYMI (8.66%), SCHD (7.91%), VUG (7.62%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 16 new positions and exited 14; 64 existing positions rose in reported value and 75 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$806.9M

Long-equity book

Holdings
227

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+16 / −14 / ↑64 / ↓75

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VYMI8.7% · +3%SCHD7.9% · +2%VUG7.6% · +0%BILZ4.1% · +3%SPBO3.9% · -4%FTSM3.1% · +45%FMDE3.1% · +6%VTI2.8% · +2%IJR2.4% · +3%FDVV2.2% · +196%VLO2.2% · -30%RDVI2.1% · +52%AAPL1.9% · -0%MMM1.9% · -3%UNH1.8% · -2%RTX1.8% · -2%NOBL1.8% · -47%CSCO1.8% · -3%ACN1.6% · +1752%GRMN1.6% · -1%AMLP1.6% · -0%FDL1.6% · -0%T1.5% · +2%ETN1.3% · -1%CMI1.3% · -23%MSFT1.0% · +4%XOM1.0% · +2%VO1.0% · -0%LMT1.0% · +1%CVX0.8% · -2%HWC0.8% · -3%USB0.7% · -5%IBM0.7% · +6%SPY0.6% · +7%IVV0.6% · +5%SCHG0.6% · +5%NVDA0.6% · +6%GOOG0.5% · -4%VOO0.5% · +2%JPM0.5% · +2%EQL0.5% · +1%AMZN0.4% · +1%AVGO0.4% · +1%SPYM0.4% · +2%TLT0.4% · +61%WMT0.4% · +6%HBCP0.3% · 0%VTV0.3% · +46%OUSM0.3% · +2%PFE0.3% · -2%OKE0.3% · +2%SCHA0.3% · +2%BA0.3% · -10%BRK.B0.3% · -2%PM0.3% · -1%TSLA0.3% · +1%JNJ0.3% · +1%FELG0.2% · +23%GLD0.2% · +1%FHN0.2% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 45.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 14, 2026.

Assets Under Management
$2.31B
Discretionary
$2.31B
Employees
80
Accounts
8,632
Address
13710 STRUTHERS ROAD, SUITE 115
COLORADO SPRINGS, CO 80921
Phone
(719) 633-4033
Website
Name Title / Status Ownership Type
HAYCOCK, ROSS, W ControlVICE PRESIDENT
since Feb 2025
Less than 5%Individual
JORDAN, LACEY ControlVICE PRESIDENT, SENIOR FINANCIAL ADVISOR
since Feb 2025
Less than 5%Individual
MARKS, ROBERT, S ControlSENIOR FINANCIAL ADVISOR, VICE PRESIDENT
since Feb 2025
Less than 5%Individual
MORRIS, CHARLES, RANDAL ControlCHIEF EXECUTIVE OFFICER
since Feb 2025
Less than 5%Individual
NEMECHEK, CARMELLE, LYNN ControlCHIEF OPERATIONS OFFICER
since Feb 2025
Less than 5%Individual
SUMMIT WEALTH GROUP, INC. ControlOWNER
since May 2025
75% or moreDomestic Entity
WELLS, CHRISTOPHER, ELDEN ControlVICE PRESIDENT
since Feb 2025
Less than 5%Individual
WHITESELL, KURT, WAYNE ControlVICE PRESIDENT
since Feb 2025
Less than 5%Individual
WILKINSON, SCOTT, EDWARD ControlCHIEF COMPLIANCE OFFICER
since Dec 2025
Less than 5%Individual
CWC SNOWCAP INVESTOR, LLC
Indirect owner via SUMMIT WEALTH GROUP, INC.
OWNER
since Jun 2025
25–50%Domestic Entity
Ownership & leadership changes · 2 filings with changes since Feb 25, 2025

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jan 5, 2026 filing
  • No longer listedCOOK, DANIEL, EARL · PRESIDENT · Less than 5% · control person · listed since Feb 2025
  • No longer listedHEROUX, CHRISTINE, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Feb 2025
  • No longer listedRUNUNG, JASON, JOHAN · VICE PRESIDENT · Less than 5% · control person · listed since Feb 2025
  • AddedCWC SNOWCAP INVESTOR, LLC · OWNER · 25–50% · indirect via SUMMIT WEALTH GROUP, INC.
  • AddedHAYCOCK, ROSS, W · VICE PRESIDENT · Less than 5% · control person
  • AddedJORDAN, LACEY · VICE PRESIDENT, SENIOR FINANCIAL ADVISOR · Less than 5% · control person
  • AddedMARKS, ROBERT, S · SENIOR FINANCIAL ADVISOR, VICE PRESIDENT · Less than 5% · control person
  • AddedMORRIS, CHARLES, RANDAL · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • AddedNEMECHEK, CARMELLE, LYNN · CHIEF OPERATIONS OFFICER · Less than 5% · control person
  • AddedWELLS, CHRISTOPHER, ELDEN · VICE PRESIDENT · Less than 5% · control person
  • AddedWHITESELL, KURT, WAYNE · VICE PRESIDENT · Less than 5% · control person
  • AddedWILKINSON, SCOTT, EDWARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 21, 2025 filing
  • AddedSUMMIT WEALTH GROUP, INC. · OWNER · 75% or more · control person
  • ChangedCOOK, DANIEL, EARL · ownership 25–50% → Less than 5%
  • ChangedRUNUNG, JASON, JOHAN · ownership 25–50% → Less than 5%
Feb 25, 2025 filing (earliest on record)
  • ListedCOOK, DANIEL, EARL · PRESIDENT · 25–50% · control person
  • ListedHEROUX, CHRISTINE, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedRUNUNG, JASON, JOHAN · VICE PRESIDENT · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Summit Financial Wealth Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD WHITEHALL FDS VYMI 921946794 $69.9M 8.66% 690,818 SH
2 SCHWAB STRATEGIC TR SCHD 808524797 $63.8M 7.91% 1,961,363 SH
3 VANGUARD INDEX FDS VUG 922908736 $61.5M 7.62% 682,616 SH
4 PIMCO ETF TR BILZ 72201R577 $32.9M 4.07% 325,677 SH
5 SPDR SERIES TRUST SPBO 78464A144 $31.4M 3.89% 1,142,910 SH
6 FIRST TR EXCHANGE-TRADED FD FTSM 33739Q408 $25.1M 3.12% 422,527 SH
7 FIDELITY COVINGTON TRUST FMDE 31609A503 $24.7M 3.06% 611,650 SH
8 VANGUARD INDEX FDS VTI 922908769 $22.5M 2.79% 60,086 SH
9 ISHARES TR IJR 464287804 $19.3M 2.39% 141,915 SH
10 FIDELITY COVINGTON TRUST FDVV 316092840 $17.6M 2.18% 289,420 SH
11 VALERO ENERGY CORP VLO 91913Y100 $17.4M 2.16% 44,930 SH
12 FIRST TR EXCHANGE-TRADED FD RDVI 33738D879 $17.3M 2.14% 620,073 SH
13 APPLE INC AAPL 037833100 $15.3M 1.90% 46,052 SH
14 3M CO MMM 88579Y101 $15.2M 1.89% 92,703 SH
15 UNITEDHEALTH GROUP INC UNH 91324P102 $14.9M 1.85% 40,627 SH
16 RTX CORPORATION RTX 75513E101 $14.4M 1.79% 77,606 SH
17 PROSHARES TR NOBL 74348A467 $14.4M 1.78% 266,181 SH
18 CISCO SYS INC CSCO 17275R102 $14.1M 1.75% 131,364 SH
19 ACCENTURE PLC IRELAND ACN G1151C101 $13.3M 1.64% 72,370 SH
20 GARMIN LTD GRMN H2906T109 $13.2M 1.64% 46,143 SH
21 ALPS ETF TR AMLP 00162Q452 $13.1M 1.63% 253,374 SH
22 FIRST TR EXCHANGE-TRADED FD FDL 336917109 $12.9M 1.60% 262,675 SH
23 AT&T INC T 00206R102 $12.4M 1.53% 507,252 SH
24 EATON CORP PLC ETN G29183103 $10.6M 1.32% 24,738 SH
25 CUMMINS INC CMI 231021106 $10.2M 1.26% 19,710 SH
26 MICROSOFT CORP MSFT 594918104 $8.3M 1.03% 16,179 SH
27 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $8.3M 1.02% 50,793 SH
28 VANGUARD INDEX FDS VO 922908629 $8.0M 0.99% 101,811 SH
29 LOCKHEED MARTIN CORP LMT 539830109 $7.9M 0.98% 15,516 SH
30 CHEVRON CORPORATION CVX 166764100 $6.5M 0.80% 31,697 SH
31 HANCOCK WHITNEY CORPORATION HWC 410120109 $6.1M 0.76% 84,629 SH
32 US BANCORP USB 902973304 $5.7M 0.71% 98,545 SH
33 INTERNATIONAL BUSINESS MACHS IBM 459200101 $5.3M 0.66% 24,298 SH
34 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.8M 0.60% 6,357 SH
35 ISHARES TR IVV 464287200 $4.7M 0.58% 6,118 SH
36 SCHWAB STRATEGIC TR SCHG 808524300 $4.6M 0.57% 128,225 SH
37 NVIDIA CORPORATION NVDA 67066G104 $4.4M 0.55% 19,465 SH
38 ALPHABET INC GOOG 02079K107 $4.3M 0.54% 12,720 SH
39 VANGUARD INDEX FDS VOO 922908363 $4.2M 0.52% 6,013 SH
40 JPMORGAN CHASE & CO JPM 46625H100 $4.1M 0.51% 12,402 SH
41 ALPS ETF TR EQL 00162Q205 $3.8M 0.47% 75,128 SH
42 AMAZON COM INC AMZN 023135106 $3.4M 0.42% 13,447 SH
43 BROADCOM INC AVGO 11135F101 $3.3M 0.41% 9,456 SH
44 SPDR SERIES TRUST SPYM 78464A854 $3.3M 0.41% 36,424 SH
45 ISHARES TR TLT 464287432 $2.9M 0.36% 37,642 SH
46 WALMART INC WMT 931142103 $2.9M 0.35% 27,496 SH
47 HOMEBANCORP INC HBCP 43689E107 $2.6M 0.33% 39,737 SH
48 VANGUARD INDEX FDS VTV 922908744 $2.6M 0.32% 11,913 SH
49 ALPS ETF TR OUSM 00162Q395 $2.5M 0.31% 54,956 SH
50 PFIZER INC PFE 717081103 $2.4M 0.30% 85,028 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $806.9M 227 0001172661-26-004545
2026-06-30 2026-07-15 $782.0M 225 0001172661-26-002625
2026-03-31 2026-05-26 $705.4M 193 0001172661-26-002435
2025-12-31 2026-01-27 $698.6M 195 0001172661-26-000332
2025-09-30 2025-10-03 $645.3M 180 0001172661-25-004158
Filer Information
Address
P.O. BOX 53007
LAFAYETTE, LA 70505
Phone
(337) 232-1141
Filing Manager
Summit Financial Wealth Advisors, LLC
Lafayette, LA
Signatory
David Daniel
Managing Partner