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Prospect Capital Advisors, LLC — 13F Holdings & Portfolio

CIK 1632368 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Prospect Capital Advisors, LLC manages $220.2M in 13F-reported U.S. long-equity assets across 59 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are ENVA (8.20%), PJT (6.44%), SGHC (6.15%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 4 new positions and exited 2; 17 existing positions rose in reported value and 3 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$220.2M

Long-equity book

Holdings
59

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+4 / −2 / ↑17 / ↓3

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
ENVA8.6% · -12%PJT6.7% · 0%SGHC6.4% · +0%OSIS5.7% · +16%SIMO5.5% · -55%RSI5.5% · -16%LOPE5.4% · +4%TTMI5.3% · -17%IDCC4.7% · +71%TPB4.0% · 0%DAVE4.0% · -55%BLBD3.4% · -2%ARLO3.0% · +36%IMAX2.8% · -9%LSCC2.7% · -21%ETON2.6% · newMSFT2.6% · +3%FENC2.4% · newAMT2.3% · 0%FSS2.3% · +30%DIOD2.2% · +7%PRE2.0% · newOPLN2.0% · +25%POOL1.5% · 0%GPGI1.5% · -13%WSO1.5% · 0%FIVN0.9% · 0%BLND0.9% · +50%NVEC0.7% · newNXST0.6% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 58%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 21, 2026.

Assets Under Management
$6.64B
Discretionary
$6.62B
Employees
143
Accounts
4
Address
700 S. ROSEMARY AVE.
SUITE 204
WEST PALM BEACH, FL 33401
Phone
(561) 285-4044
Website
Name Title / Status Ownership Type
BARRY, JOHN, FRANCIS ControlCEO
since Mar 2004
75% or moreIndividual
WININGER, RUSSELL, LAWRENCECHIEF COMPLIANCE OFFICER
since Jun 2024
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Mar 13, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 21, 2026 filing
  • No longer listedBLACKMAN, PATRICIA, LYNN · DEPUTY COMPLIANCE OFFICER · Less than 5% · listed since Mar 2018
Jun 14, 2024 filing
  • No longer listedLI, JONATHAN, JUNG-HSI · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2018
  • AddedWININGER, RUSSELL, LAWRENCE · CHIEF COMPLIANCE OFFICER · Less than 5%
Jan 2, 2019 filing
  • No longer listedBECKER, DARIA · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2006
  • AddedLI, JONATHAN, JUNG-HSI · CHIEF COMPLIANCE OFFICER · Less than 5%
Jul 12, 2018 filing
  • ChangedBLACKMAN, PATRICIA, LYNN · title CO-C. COMPLIANCE OFFICER → DEPUTY COMPLIANCE OFFICER
Mar 29, 2018 filing
  • AddedBLACKMAN, PATRICIA, LYNN · CO-C. COMPLIANCE OFFICER · Less than 5%
Mar 13, 2012 filing (earliest on record)
  • ListedBARRY, JOHN, FRANCIS · CEO · 75% or more · control person
  • ListedBECKER, DARIA · CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 17 →

Top Trims

Show all 3 →

New Positions

Show all 4 →

Exited Positions

Show all 2 →

Prospect Capital Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ENOVA INTL INC ENVA 29357K103 $18.1M 8.20% 75,000 SH
2 PJT PARTNERS INC PJT 69343T107 $14.2M 6.44% 94,000 SH
3 SUPER GROUP SGHC LIMITED SGHC G8588X103 $13.6M 6.15% 1,000,000 SH
4 OSI SYSTEMS INC OSIS 671044105 $12.0M 5.46% 55,000 SH
5 SILICON MOTION TECHNOLOGY CO SIMO 82706C108 $11.7M 5.30% 35,000 SH
6 RUSH STREET INTERACTIVE INC RSI 782011100 $11.5M 5.23% 387,500 SH
7 GRAND CANYON ED INC LOPE 38526M106 $11.4M 5.17% 79,500 SH
8 TTM TECHNOLOGIES INC TTMI 87305R109 $11.2M 5.09% 60,000 SH
9 INTERDIGITAL INC IDCC 45867G101 $9.9M 4.50% 35,000 SH
10 TURNING PT BRANDS INC TPB 90041L105 $8.5M 3.85% 100,000 SH
11 DAVE INC DAVE 23834J201 $8.4M 3.81% 22,500 SH
12 BLUE BIRD CORP BLBD 095306106 $7.1M 3.23% 90,000 SH
13 ARLO TECHNOLOGIES INC ARLO 04206A101 $6.4M 2.91% 475,000 SH
14 IMAX CORP IMAX 45245E109 $5.9M 2.70% 149,000 SH
15 LATTICE SEMICONDUCTOR CORP LSCC 518415104 $5.7M 2.60% 37,500 SH
16 ETON PHARMACEUTICALS INC ETON 29772L108 $5.4M 2.47% 150,000 SH
17 MICROSOFT CORP MSFT 594918104 $5.4M 2.46% 14,500 SH
18 FENNEC PHARMACEUTICALS INC FENC 31447P100 $5.1M 2.32% 475,000 SH
19 AMERICAN TOWER CORP AMT 03027X100 $5.0M 2.26% 30,450 SH
20 FEDERAL SIGNAL CORP FSS 313855108 $4.8M 2.19% 37,500 SH
21 DIODES INC DIOD 254543101 $4.7M 2.11% 42,500 SH
22 PRENETICS GLOBAL LTD PRE G72245122 $4.3M 1.95% 225,000 SH
23 OPENLANE INC OPLN 48238T109 $4.1M 1.87% 100,000 SH
24 POOL CORP POOL 73278L105 $3.2M 1.46% 15,000 SH
25 GPGI INC GPGI 20459V105 $3.2M 1.44% 200,000 SH
26 WATSCO INC WSO 942622200 $3.1M 1.42% 7,500 SH
27 FIVE9 INC FIVN 338307101 $1.8M 0.83% 85,800 SH
28 BLEND LABS INC BLND 09352U108 $1.8M 0.82% 1,050,000 SH
29 NVE CORP NVEC 629445206 $1.6M 0.71% 15,000 SH
30 NEXSTAR MEDIA GROUP INC NXST 65336K103 $1.3M 0.61% 7,500 SH
31 ENOVA INTL INC ENVA 29357K103 $869.0K 0.39% 3,610 SH
32 PJT PARTNERS INC PJT 69343T107 $638.5K 0.29% 4,230 SH
33 SUPER GROUP SGHC LIMITED SGHC G8588X103 $638.2K 0.29% 47,100 SH
34 OSI SYSTEMS INC OSIS 671044105 $577.4K 0.26% 2,640 SH
35 RUSH STREET INTERACTIVE INC RSI 782011100 $554.7K 0.25% 18,650 SH
36 SILICON MOTION TECHNOLOGY CO SIMO 82706C108 $553.3K 0.25% 1,660 SH
37 TTM TECHNOLOGIES INC TTMI 87305R109 $542.4K 0.25% 2,900 SH
38 GRAND CANYON ED INC LOPE 38526M106 $538.8K 0.24% 3,765 SH
39 INTERDIGITAL INC IDCC 45867G101 $475.7K 0.22% 1,680 SH
40 DAVE INC DAVE 23834J201 $404.3K 0.18% 1,085 SH
41 TURNING PT BRANDS INC TPB 90041L105 $379.9K 0.17% 4,480 SH
42 BLUE BIRD CORP BLBD 095306106 $341.9K 0.16% 4,330 SH
43 ARLO TECHNOLOGIES INC ARLO 04206A101 $306.7K 0.14% 22,750 SH
44 IMAX CORP IMAX 45245E109 $287.0K 0.13% 7,200 SH
45 LATTICE SEMICONDUCTOR CORP LSCC 518415104 $275.3K 0.13% 1,800 SH
46 ETON PHARMACEUTICALS INC ETON 29772L108 $260.6K 0.12% 7,200 SH
47 MICROSOFT CORP MSFT 594918104 $257.4K 0.12% 690 SH
48 FENNEC PHARMACEUTICALS INC FENC 31447P100 $245.1K 0.11% 22,800 SH
49 FEDERAL SIGNAL CORP FSS 313855108 $231.3K 0.11% 1,800 SH
50 DIODES INC DIOD 254543101 $224.4K 0.10% 2,050 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $220.2M 59 0001632368-26-000006
2026-03-31 2026-05-15 $179.9M 56 0001632368-26-000003
2026-03-31 2026-05-29 $179.9M 55 0001632368-26-000004
2025-12-31 2026-02-17 $193.9M 53 0001632368-26-000002
2025-09-30 2025-11-14 $193.0M 54 0001632368-25-000004
Filer Information
Address
501 HUMBOLDT AVENUE
2ND FLOOR
SAUSALITO, CA 94965
Phone
(415) 331-3590
Filing Manager
Prospect Capital Advisors, LLC
Sausalito, CA
Signatory
Keith Williams
Chief Compliance Officer