LSCC Lattice Semiconductor Corp
XNAS
96.40
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
LSCC
$96.40
—
Key stats
$96.40
Pre-market
$96.55
+0.16%
- 52-Week Range
- $60.50 – $157.01
- YTD
- +22.57%
- IV Rank (30D)
- 60.16
- Straddle Price
- $17.50
- P/C Vol Ratio
- 0.17
- Market Cap
- $15.3B
- Open
- $102.41
- Day Range
- $95.27 – $102.65
- Volume
- 3,221,864
- Prev Close
- $107.79
Fair Value
MODEL: LONG
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.12% |
| Beta vs SPY | 1.57 |
| Cost of Equity (CAPM) | 13.78% (VRP-adj) |
| WACC | 13.78% |
| Volatility Risk Premium | +24.2pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 18.9% |
| Rev. Growth (YoY, DCF input) | +30.0% |
| DCF Horizon | 12 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.10 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $0.2B |
| Return on Equity (TTM) | 4.6% |
| Book / Price | 5.9% |
| Gross Margin (TTM) | 69.0% |
| FCF Margin (TTM) | 30.6% |
| Debt / Equity | 0.00 |
| Quality Score | 5/6 — high quality (12y DCF) |
| SMA 50 | $118.37 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $120.27 |
| Bollinger Width / SMA20 | 30.5% (drives anchor stability) |
| Net Debt | $-0.2B |
| Market Cap | $13B |
Peers used for multiples: ADI, ALAB, AMD, AVGO, INTC, MRVL, MU, NVDA
60-Day Conviction
50%
20-Day Fair Value
≈ by Nov 23, 2026
$98.68
α +2.4%
rank 55%
conviction
94%
40-Day Fair Value
≈ by Dec 22, 2026
$97.95
α +1.6%
rank 42%
conviction
52%
60-Day Fair Value
≈ by Jan 20, 2027
$97.74
α +1.4%
rank 47%
conviction
50%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $62.82 | 30% | |
| DDM (Gordon) | n/a | 0% | |
| Peer P/E | $13.61 | 7% | median 47.6× · 7 peers |
| Peer EV/EBITDA | $24.34 | 9% | median 31.7× · 8 peers |
| Peer P/B | $71.65 | 12% | median 12.6× · 8 peers |
| Peer P/S | $92.21 | 12% | median 17.9× · 8 peers |
| Market Anchor (SMA50) | $118.37 | 0% | stability 0% (BB-width) |
| Options Expected (B-L 30d) | $95.32 | 30% | 32 strikes · skew +0.06 |
As of 2026-10-23 · updated
Related
About
- Industry (SIC)
- SEMICONDUCTORS & RELATED DEVICES (3674) · industry map
- Exchange
- XNAS
- Market Cap
- $15.3B
- Employees
- 1,174
- List Date
- 1989-11-01
- CIK
- 0000855658
- Next Earnings
- 2026-11-02 (After-Close)
- EPS Forecast
- $0.27 (5 est.)
- Headquarters
- Hillsboro, OR
- Homepage
- https://www.latticesemi.com
Lattice Semiconductor Corp is a developer of semiconductor technology that it distributes through products, solutions, and licenses. The company reaches its customers through consumer, communications, and industrial markets. The company has one operating segment namely the core Lattice business that includes silicon-based and silicon-enabling products, evaluation boards, development hardware, and related intellectual property licensing, services, and sales. The products of the company are offered globally; and, the majority of sales are derived from customers in Asia. It also has its presence …
Summary
—
composite
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No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -11.52% | -29.70% | 18.22% | -11.02% | 1.91% | 2.38% | -4.96% |
| Feb | 13.52% | 10.42% | 5.23% | 25.32% | 14.30% | 15.33% | 14.02% |
| Mar | -12.21% | 1.38% | 11.60% | 0.04% | -13.05% | -7.90% | -3.36% |
| Apr | 3.35% | -18.66% | -16.50% | -12.01% | -7.54% | 27.99% | -3.90% |
| May | 8.11% | 4.82% | -0.40% | 10.49% | -8.23% | 21.59% | 6.06% |
| Jun | 7.44% | -6.17% | 15.62% | -7.57% | 9.21% | 5.68% | 4.04% |
| Jul | 2.62% | 35.82% | -4.36% | -8.16% | -0.62% | -15.29% | 1.67% |
| Aug | 8.81% | -13.09% | 4.60% | -2.25% | 35.50% | -9.31% | 4.04% |
| Sep | 4.49% | -5.67% | -11.43% | 23.28% | 9.84% | 12.48% | 5.50% |
| Oct | 5.63% | -4.83% | -35.12% | -1.27% | -0.87% | -25.19%* | -10.28% |
| Nov | 5.12% | 38.51% | 7.21% | 8.57% | -3.58% | -- | 11.17% |
| Dec | 3.39% | -8.71% | 14.49% | -2.88% | 7.24% | -- | 2.71% |
| Total | 41.79% | -15.64% | -5.80% | 15.50% | 42.29% | 15.61% | 15.62% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $120.27
SMA 50: $118.37
SMA 200: $115.28
Current: $96.40
EMA 12: $111.61
EMA 26: $116.29
MACD: -4.6824 | Signal: -2.8647
BEARISH
ADX (14): 23.02
WEAK TREND
+DI: 15.40
−DI: 40.63
Momentum Oscillators
RSI (14): 29.76
OVERSOLD
Stoch %K: 9.83
Stoch %D: 11.57
Williams %R: -97.24
Volume & Volatility
BB Upper: $142.32
BB Lower: $98.22
OVERSOLD
OBV: 31,232,668
Vol SMA 20: 1,903,165
Vol ROC: 78.74%
ATR: $6.25
True Range: $12.52
HV 20: 63.6%
HV 30: 68.8%
HV 60: 63.1%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-24T00:00:00 – 2026-10-22T00:00:00
AI Analysis
LLM Stock Analysis Report
Executive Summary
Overall Assessment: NEUTRAL (Confidence Level: 6/10)
Key Drivers: Recent positive news headlines, strong technical momentum, and a relatively high beta.
Primary Risks: High volatility, potential for negative earnings surprises, and regulatory risks.
Investment Thesis: LSCC is a highly volatile stock with significant upside potential, driven by its strong presence in the application-specific integrated circuit (ASIC) market. However, this volatility also poses significant risks to investors.
Recent News Sentiment Impact: Positive news headlines have contributed to the recent price appreciation, but caution is advised due to the high level of volatility and potential for negative earnings surprises.
Technical Analysis
Trend Direction:
- Short-term (1-4 weeks): Bullish
- Medium-term (1-3 months): Neutral
- Long-term (3-12 months): Bullish
Support/Resistance Levels: The stock is currently trading above the 50-day SMA, with resistance at $140.82 and support at $115.90.
Momentum Signals:
- RSI Interpretation: Neutral (48.07)
- MACD Signal: Bearish (-2.23 / Signal: 0.70)
- Bollinger Bands Position: Squeeze
Volume Analysis: The stock has seen an increase in volume recently, with a Volume SMA 20 of $1916253.00 and an On-Balance Volume (OBV) of $53297023.78.
News & Sentiment Analysis
Recent Headlines Summary: Positive news headlines have dominated the narrative recently, highlighting the company's strong position in the ASIC market.
Sentiment Assessment: Overall sentiment is positive (55%), driven by recent news articles and technical momentum.
Catalyst Identification: Upcoming earnings releases and product launches could drive further price appreciation or volatility.
Market Narrative: The stock's recent price appreciation has been driven by a combination of positive news headlines, technical momentum, and high beta. However, caution is advised due to the high level of volatility and potential for negative earnings surprises.
Risk & Volatility Assessment
Beta Interpretation: High (2.90) - risk relative to market.
Volatility Regime: Current vs historical volatility levels: Higher than average (78.7% HV20).
Options Market Signals: IV rank is Medium (36.3%), with a current IV of 88.4%. The put/call volume ratio is bearish at 1.87.
Downside Protection: Support levels and risk management considerations are crucial due to the high level of volatility and potential for negative earnings surprises.
Market Context & Positioning
Sector Performance: Relative strength vs sector/market: Strong performance in the technology sector, driven by IoT expansion and increased demand for smart technology.
Institutional Activity: Volume patterns suggest institutional interest is moderate.
Correlation Analysis: Correlation with SPY is 0.64 - indicating a high correlation between LSCC and the broader market.
Relative Valuation: Position within trading range: The stock has recently broken out above its 50-day SMA, suggesting potential for further price appreciation or consolidation.
Key Levels & Action Items
Critical Price Levels: Support at $115.90 and resistance at $140.82.
Breakout/Breakdown Levels: Technical levels that could trigger significant moves include the 20-day SMA ($128.36) and the upper Bollinger Band ($140.82).
Time-Sensitive Catalysts: Earnings releases, product launches, and regulatory changes could drive further price appreciation or volatility.
Risk Management: Stop-loss levels should be set below $115.90 to manage potential downside risk, with position sizing considerations taken into account due to the high level of volatility.
Generated
News
All LSCC news →
Earnings History
21 of 23 under expected move
Avg Expected Move
13.31%
Avg Actual Move
6.90%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-02-16 | After-Close | 9.21% | 2.88% | 0.31x | Within |
| 2021-05-04 | After-Close | 14.12% | 1.57% | 0.11x | Within |
| 2021-08-03 | After-Close | 10.60% | 0.15% | 0.01x | Within |
| 2021-11-02 | After-Close | 10.85% | 5.80% | 0.53x | Within |
| 2022-02-15 | After-Close | 10.74% | 6.92% | 0.64x | Within |
| 2022-05-03 | After-Close | 13.85% | 5.71% | 0.41x | Within |
| 2022-08-01 | After-Close | 10.72% | 2.53% | 0.24x | Within |
| 2022-10-31 | After-Close | 13.40% | 8.39% | 0.63x | Within |
| 2023-02-13 | After-Close | 9.00% | 7.94% | 0.88x | Within |
| 2023-05-01 | After-Close | 11.27% | 2.50% | 0.22x | Within |
| 2023-07-31 | After-Close | 10.63% | 2.24% | 0.21x | Within |
| 2023-10-30 | After-Close | 12.53% | 17.36% | 1.39x | Exceeded |
| 2024-02-12 | After-Close | 15.14% | 1.83% | 0.12x | Within |
| 2024-04-29 | After-Close | 12.62% | 10.75% | 0.85x | Within |
| 2024-07-29 | After-Close | 15.42% | 9.44% | 0.61x | Within |
| 2024-11-04 | After-Close | 17.73% | 1.37% | 0.08x | Within |
| 2025-02-10 | After-Close | 15.88% | 7.66% | 0.48x | Within |
| 2025-05-05 | After-Close | 12.39% | 9.28% | 0.75x | Within |
| 2025-08-04 | After-Close | 15.49% | 15.21% | 0.98x | Within |
| 2025-11-03 | After-Close | 15.04% | 13.17% | 0.88x | Within |
| 2026-02-10 | After-Close | 12.53% | 16.29% | 1.30x | Exceeded |
| 2026-05-04 | After-Close | 18.64% | 2.63% | 0.14x | Within |
| 2026-08-04 | After-Close | 18.26% | 7.02% | 0.38x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
LSCC Options Activity & IV Rank
LSCC IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 79.7%
7-DTE IV: —
Expected Move: $17.50
7-DTE Move: $17.50
Days to Exp: 29 (2026-11-20)
Options Flow
Call Volume: 9,912
Put Volume: 1,671
P/C Volume: 0.169
BULLISH
Call OI: 17,222
Put OI: 1,718
P/C OI: 0.1
Total OI: 18,940
ATM Options Pricing
ATM Call: $9.50
ATM Put: $8.00
Call %: 9.9%
Put %: 8.3%
Chain Summary
Chain Volume: 16,642
Chain OI: 32,556
Last Updated: 10/22/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
TYPICAL γ
Estimated net dealer gamma is at the 44th percentile of this name's own daily history, within its typical range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
44%
vs own history
GEX tilt
+0.40
OI-weighted, today
Vanna tilt
+0.75
δ-sensitivity to IV
Charm tilt
-0.85
δ-decay vs time
Vanna tilt +0.75: the estimated dealer exposure leans positive, so the modeled hedge would shift noticeably if implied volatility changed.
Charm tilt -0.85: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 32 ATM contracts, 10k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 22 · No data
30 DTE / 10d
19%
+4.8
pts
EXTREME
as of Oct 22 · ATM 80.9% / Wing 85.7%
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)60.2MediumOct 22
Straddle Price (30 DTE)$17.50Oct 22
Beta Analysis
Risk Metrics
Beta: 3.0514
Alpha: 12.27%
Correlation: 0.6247
R-Squared: 39.0%
Stock Volatility: 62.3%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
Notable investors who own LSCC
5 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Point72 Hedge fund Steve Cohen | $228.2M | #48 of 1945 | +902.5% | 13F | |
| Citadel Hedge fund Ken Griffin | $188.9M | #207 of 6285 | -21.3% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $89.6M | #373 of 3716 | +67.2% | 13F | |
| Bridgewater Associates Hedge fund Ray Dalio | $1.9M | #729 of 997 | new | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $521K | #2063 of 4729 | -4.6% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
LSCC Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 138,990,750 (as of 2026-07-04)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
15 filers$252.40M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Jane Street Group, LLC Custodian | $50.51M | 20.01% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $48.67M | 19.28% | 2026-06-30 |
| 3 | MAPLELANE CAPITAL, LLC | $45.89M | 18.18% | 2026-06-30 |
| 4 | Tidal Investments LLC | $33.74M | 13.37% | 2026-06-30 |
| 5 | Citadel Advisors LLC Custodian | $27.76M | 11.00% | 2026-06-30 |
| 6 | IMC-Chicago, LLC Custodian | $11.73M | 4.65% | 2026-06-30 |
| 7 | PEAK6 LLC | $10.08M | 3.99% | 2026-06-30 |
| 8 | Walleye Trading LLC | $8.70M | 3.45% | 2026-06-30 |
| 9 | GROUP ONE TRADING LLC Custodian | $5.22M | 2.07% | 2026-06-30 |
| 10 | SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC | $3.52M | 1.39% | 2026-06-30 |
| 11 | Walleye Capital LLC | $2.69M | 1.07% | 2026-06-30 |
| 12 | Simplex Trading, LLC Custodian | $1.82M | 0.72% | 2026-06-30 |
| 13 | Wolverine Trading, LLC Custodian | $1.34M | 0.53% | 2025-09-30 |
| 14 | Cubist Systematic Strategies, LLC | $388.60K | 0.15% | 2025-09-30 |
| 15 | Millennium Management LLC Custodian | $336.51K | 0.13% | 2026-06-30 |
14 filers$79.94M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Jane Street Group, LLC Custodian | $23.30M | 29.14% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $15.22M | 19.04% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $13.69M | 17.12% | 2026-06-30 |
| 4 | Goldman Sachs Group Inc Custodian | $8.31M | 10.39% | 2026-06-30 |
| 5 | IMC-Chicago, LLC Custodian | $7.79M | 9.74% | 2026-06-30 |
| 6 | Simplex Trading, LLC Custodian | $5.23M | 6.54% | 2026-06-30 |
| 7 | GROUP ONE TRADING LLC Custodian | $1.84M | 2.30% | 2026-06-30 |
| 8 | Walleye Trading LLC | $1.28M | 1.61% | 2026-06-30 |
| 9 | BNP Paribas Financial Markets Custodian | $1.04M | 1.30% | 2026-06-30 |
| 10 | Wolverine Trading, LLC Custodian | $1.02M | 1.27% | 2025-09-30 |
| 11 | Twin Tree Management, LP | $397.70K | 0.50% | 2026-06-30 |
| 12 | Walleye Capital LLC | $321.22K | 0.40% | 2026-06-30 |
| 13 | Cubist Systematic Strategies, LLC | $271.28K | 0.34% | 2025-09-30 |
| 14 | TUDOR INVESTMENT CORP ET AL | $244.74K | 0.31% | 2026-06-30 |
LSCC Insider Trading (Form 4)
Latest: 2026-10-16Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-16 | Erhaan Shaikh | SVP, Sales | Tax (F) | −804 | $107.09 | -$86.1K | EDGAR |
| 2026-10-13 | Pravin Desale | SVP, R&D | Tax (F) | −504 | $126.05 | -$63.5K | EDGAR |
| 2026-10-13 | Erhaan Shaikh | SVP, Sales | Tax (F) | −493 | $126.05 | -$62.1K | EDGAR |
| 2026-10-13 | Esam Elashmawi | SVP, Strategy and Marketing | Tax (F) | −515 | $126.05 | -$64.9K | EDGAR |
| 2026-10-13 | Tracy Ann Feanny | SVP, General Counsel | Tax (F) | −346 | $126.05 | -$43.6K | EDGAR |
| 2026-10-13 | Lorenzo Flores | SVP, CFO | Tax (F) | −577 | $126.05 | -$72.7K | EDGAR |
| 2026-10-13 | Ford Tamer | President & CEO | Tax (F) | −1,566 | $126.05 | -$197.4K | EDGAR |
| 2026-09-16 | Pravin Desale | SVP, R&D | Sell (S) | −4,279 | $105.63 | -$452.0K | EDGAR |
| 2026-09-15 | Pravin Desale | SVP, R&D | Mixed | +1,371 | $117.56 | -$863.1K | EDGAR |
| 2026-09-01 | Esam Elashmawi | SVP, Strategy and Marketing | Tax (F) | −680 | $115.34 | -$78.4K | EDGAR |
| 2026-09-01 | Pravin Desale | SVP, R&D | Tax (F) | −654 | $115.34 | -$75.4K | EDGAR |
| 2026-09-01 | Tracy Ann Feanny | SVP, General Counsel | Tax (F) | −445 | $115.34 | -$51.3K | EDGAR |
| 2026-08-19 | Tracy Ann Feanny | SVP, General Counsel | Sell (S) | −1,880 | $126.43 | -$237.7K | EDGAR |
| 2026-08-18 | Esam Elashmawi | SVP, Strategy and Marketing | Mixed | −16,773 | $134.56 | -$2.26M | EDGAR |
| 2026-08-18 | Tracy Ann Feanny | SVP, General Counsel | Tax (F) | −637 | $131.40 | -$83.7K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
LSCC Insider Holdings
16 insiders · @ $96.40
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Ford Tamer | President & CEO | 325,677 | $31.40M | $1.57M | 7 | 2026-10-13 |
| 2 | Esam Elashmawi | SVP, Strategy and Marketing | 154,225 | $14.87M | -$19.52M | 102 | 2026-10-13 |
| 3 | Lorenzo Flores | SVP, CFO | 112,936 | $10.89M | -$196.4K | 9 | 2026-10-13 |
| 4 | Robin Ann Abrams | Director | 111,541 | $10.75M | -$7.23M | 31 | 2026-02-13 |
| 5 | Mark Edwin Jensen | Director | 102,602 | $9.89M | -$7.17M | 38 | 2026-05-06 |
| 6 | Mark Jon Nelson | SVP, Sales | 96,551 | $9.31M | -$30.86M | 94 | 2025-02-04 |
| 7 | Erhaan Shaikh | SVP, Sales | 88,490 | $8.53M | -$442.4K | 26 | 2026-10-16 |
| 8 | Pravin Desale | SVP, R&D | 68,673 | $6.62M | -$4.94M | 37 | 2026-10-13 |
| 9 | Tonya Stevens | CVP, Chief Accounting Officer | 63,437 | $6.12M | -$1.93M | 31 | 2026-03-19 |
| 10 | Tracy Ann Feanny | SVP, General Counsel | 59,430 | $5.73M | -$4.85M | 62 | 2026-10-13 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
LSCC Board & Officers
As of SEC filings through Oct 16, 2026Directors 9
- Robin Ann Abrams · since Sep 1, 2011
- Mark Edwin Jensen · since Jun 19, 2013
- David Jeffrey Richardson · since Dec 4, 2014
- James P Lederer · since Mar 14, 2018
- Douglas R Bettinger · since Dec 2, 2022
- Elizabeth M Schwarting · since Mar 14, 2023
- John Forsyth · since Nov 14, 2023
- Que Dallara · since Nov 14, 2023
- Ford Tamer · since Sep 16, 2024
Officers 6
- Ford Tamer · President & CEO · since Sep 16, 2024
- Lorenzo Flores · SVP, CFO · listed since Feb 2025
- Tracy Ann Feanny · SVP, General Counsel · listed since Nov 2022
- Pravin Desale · SVP, R&D · since Sep 11, 2023
- Erhaan Shaikh · SVP, Sales · since Feb 10, 2025
- Esam Elashmawi · SVP, Strategy and Marketing · listed since Jul 2026
Changes in the last 10 years (49)
| Jul 14, 2026 | Esam Elashmawi listed as SVP, Strategy and Marketing (previously SVP Mktg & Strategy) in SEC filings |
| Mar 19, 2026 | Tonya Stevens reported in an SEC filing no longer being CVP, Chief Accounting Officer |
| Mar 4, 2025 | Tonya Stevens listed as CVP, Chief Accounting Officer (previously Interim CFO) in SEC filings |
| Feb 12, 2025 | Lorenzo Flores listed as SVP, CFO (previously Chief Financial Officer) in SEC filings |
| Feb 10, 2025 | The company announced the departure of Mark Jon Nelson as SVP, Sales in an SEC filing |
| Feb 10, 2025 | Lorenzo Flores became Chief Financial Officer |
| Feb 10, 2025 | Erhaan Shaikh became SVP, Sales |
| Nov 19, 2024 | Esam Elashmawi listed as SVP Mktg & Strategy (previously Interim CEO, SVP Mktg&Strategy) in SEC filings |
| Oct 10, 2024 | Tonya Stevens became Interim CFO |
| Oct 10, 2024 | The company announced the departure of Sherri R Luther as SVP, CFO in an SEC filing |
| Sep 16, 2024 | Ford Tamer became a director |
| Sep 16, 2024 | Ford Tamer became President & CEO |
| Jul 10, 2024 | Esam Elashmawi listed as Interim CEO, SVP Mktg&Strategy (previously SVP, Mktg & Strategy) in SEC filings |
| May 31, 2024 | The company announced the departure of James Robert Anderson from the board in an SEC filing |
| May 31, 2024 | The company announced the departure of James Robert Anderson as President & CEO in an SEC filing |
| May 6, 2024 | Raejeanne Skillern reported in an SEC filing no longer being a director |
| Feb 28, 2024 | The company announced the departure of Stephen Douglass as SVP, CTO in an SEC filing |
| Nov 15, 2023 | Stephen Douglass listed as SVP, CTO (previously SVP, R&D) in SEC filings |
| Nov 14, 2023 | Que Dallara became a director |
| Nov 14, 2023 | John Forsyth became a director |
| Sep 11, 2023 | Pravin Desale became SVP, R&D |
| May 8, 2023 | Anjali Joshi reported in an SEC filing no longer being a director |
| Mar 14, 2023 | Elizabeth M Schwarting became a director |
| Dec 2, 2022 | Douglas R Bettinger became a director |
| Nov 7, 2022 | Tracy Ann Feanny listed as SVP, General Counsel (previously VP Corp, General Counsel) in SEC filings |
| Sep 14, 2022 | Raejeanne Skillern became a director |
| Aug 4, 2022 | Glenn O'Rourke no longer listed as a director in SEC filings |
| Aug 4, 2022 | Glenn O'Rourke first listed as SVP, Mfg Ops in an SEC filing |
| Jul 19, 2022 | Krishna Rangasayee reported in an SEC filing no longer being a director |
| May 17, 2022 | Stephen Douglass listed as SVP, R&D (previously VP Corp, R&D) in SEC filings |
| May 17, 2022 | Sherri R Luther listed as SVP, CFO (previously VP Corp, CFO) in SEC filings |
| May 17, 2022 | Mark Jon Nelson listed as SVP, Sales (previously VP Corp, Sales) in SEC filings |
| May 17, 2022 | Esam Elashmawi listed as SVP, Mktg & Strategy (previously VP Corp, Mktg & Strategy) in SEC filings |
| Feb 18, 2022 | Glenn O'Rourke became a director |
| Nov 3, 2021 | Tracy Ann Feanny became VP Corp, General Counsel |
| Jan 3, 2020 | Sherri R Luther listed as VP Corp, CFO (previously CVP, Chief Financial Officer) in SEC filings |
| Nov 1, 2019 | Anjali Joshi became a director |
| Jan 8, 2019 | Mark Jon Nelson became VP Corp, Sales |
| Jan 2, 2019 | Sherri R Luther became CVP, Chief Financial Officer |
| Sep 24, 2018 | Esam Elashmawi became VP Corp, Mktg & Strategy |
| Sep 4, 2018 | Stephen Douglass became VP Corp, R&D |
| Sep 4, 2018 | James Robert Anderson became a director |
| Sep 4, 2018 | James Robert Anderson became President & CEO |
| Jun 7, 2018 | Darin G Billerbeck reported in an SEC filing no longer being a director |
| Jun 7, 2018 | Darin G Billerbeck reported in an SEC filing no longer being President & CEO |
| Mar 14, 2018 | Krishna Rangasayee became a director |
| Mar 14, 2018 | John E Major became a director |
| Mar 14, 2018 | James P Lederer became a director |
| Oct 23, 2017 | Maxwell J Downing listed as CFO (previously Interim CFO) in SEC filings |
Not reported recently (9)
- Glenn O'Rourke · Last reported as SVP, Mfg Ops in an SEC filing dated May 23, 2024
- Byron Wayne Milstead · Last reported as VP Corp, General Counsel in an SEC filing dated Nov 5, 2021
- John Bourgoin · Last reported as a director in an SEC filing dated May 6, 2021
- John E Major · Last reported as a director in an SEC filing dated May 6, 2021
- Brian M Beattie · Last reported as a director in an SEC filing dated May 8, 2019
- Maxwell J Downing · Last reported as CFO in an SEC filing dated Oct 22, 2018
- Glen Hawk · Last reported as VP, Corp Mktg in an SEC filing dated Oct 19, 2018
- Robert R Herb · Last reported as a director in an SEC filing dated Jul 12, 2017
- Fred Weber · Last reported as a director in an SEC filing dated Jul 12, 2017
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
LSCC Proposed Insider Sales (Form 144)
Latest: 2026-09-15
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
3 filings
· $2.8M notice value
· 2 unique filers
· 100% under 10b5-1 plans
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
Top 90-day filers:
ESAM ELASHMAWI (1, $2.1M) · PRAVIN DESALE (2, $700K)
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-09-15 | PRAVIN DESALE | Officer | 4,279 | $455.7K | 2026-09-15 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-09-14 | PRAVIN DESALE | Officer | 2,039 | $244.2K | 2026-09-14 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-08-17 | ESAM ELASHMAWI | Officer | 15,742 | $2.05M | 2026-08-17 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-06-12 | PRAVIN DESALE | Officer | 2,039 | $291.3K | 2026-06-12 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-06-12 | ABRAMS FAMILY TRUST | Former Affiliate | 7,500 | $1.09M | 2026-06-12 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-06-10 | ABRAMS FAMILY TRUST | Former Affiliate | 2,500 | $336.3K | 2026-06-10 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-06-04 | TRACY FEANNY | Officer | 4,620 | $714.3K | 2026-06-04 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-06-03 | JAMES P LEDERER | Director | 6,101 | $939.2K | 2026-06-03 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
| 2026-05-20 | PRAVIN DESALE | Officer | 14,155 | $1.76M | 2026-05-20 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-05-06 | ELIZABETH M SCHWARTING | Director | 3,200 | $398.5K | 2026-05-06 | Morgan Stanley Smith Barney LLC … | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-05-05
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-05 | 0001437749-26-014958 | EDGAR |
| 2026-05-04 | 0001437749-26-014654 | EDGAR |
| 2026-03-11 | 0001437749-26-007783 | EDGAR |
| 2026-02-10 | 0001437749-26-003634 | EDGAR |
| 2025-12-05 | 0001437749-25-036946 | EDGAR |
| 2025-11-03 | 0001437749-25-032775 | EDGAR |
| 2025-08-04 | 0001437749-25-024604 | EDGAR |
| 2025-05-05 | 0001437749-25-014533 | EDGAR |
| 2025-05-05 | 0001437749-25-014550 | EDGAR |
| 2025-02-10 | 0001437749-25-003302 | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-05-04 | 0001437749-26-014686 | EDGAR |
| 2025-11-03 | 0001437749-25-032777 | EDGAR |
| 2025-08-04 | 0001437749-25-024620 | EDGAR |
| 2025-05-05 | 0001437749-25-014540 | EDGAR |
| 2024-11-04 | 0001437749-24-033136 | EDGAR |
| 2024-07-30 | 0001437749-24-023930 | EDGAR |
| 2024-04-30 | 0001437749-24-013962 | EDGAR |
| 2023-10-31 | 0001437749-23-029543 | EDGAR |
| 2023-08-01 | 0001437749-23-021434 | EDGAR |
| 2023-05-02 | 0001437749-23-012101 | EDGAR |
ETF Holders
182 ETFs hold LSCC
25 shown · $3.32B total exposure · 0.31% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.02% | $566.3M | — | 2026-09-30 |
| 2 | IJH iShares Core S&P Mid-Cap ETF | iShares (BlackRock) | 0.45% | $548.6M | $122.0B | 2026-10-21 |
| 3 | VB Vanguard Morningstar Small-Cap ETF | Vanguard | 0.23% | $401.6M | — | 2026-09-30 |
| 4 | VBK Vanguard Morningstar Small-Cap Growth ETF | Vanguard | 0.51% | $223.4M | — | 2026-09-30 |
| 5 | VXF Vanguard Extended Market ETF | Vanguard | 0.22% | $200.9M | — | 2026-09-30 |
| 6 | VGT Vanguard Information Technology ETF | Vanguard | 0.11% | $188.0M | — | 2026-09-30 |
| 7 | BAI iShares A.I. Innovation and Tech Active ETF | iShares (BlackRock) | 1.04% | $139.0M | $12.5B | 2026-10-21 |
| 8 | XMMO Invesco S&P MidCap Momentum ETF | Invesco | 1.95% | $133.9M | — | 2026-10-21 |
| 9 | MDY State Street® SPDR® S&P MIDCAP 400® ETF Trust | SPDR (State Street) | 0.44% | $115.0M | $26.0B | 2026-10-21 |
| 10 | IWP iShares Russell Mid-Cap Growth ETF | iShares (BlackRock) | 0.45% | $85.8M | $18.7B | 2026-10-21 |
| 11 | SPMD State Street® SPDR® Portfolio S&P 400™ Mid Cap ETF | SPDR (State Street) | 0.45% | $82.7M | $18.5B | 2026-10-21 |
| 12 | QTUM Defiance Quantum ETF | Nport | 1.23% | $76.9M | — | 2026-06-30 |
| 13 | PSI Invesco Semiconductors ETF | Invesco | 2.66% | $70.4M | — | 2026-10-21 |
| 14 | IWR iShares Russell Mid-Cap ETF | iShares (BlackRock) | 0.11% | $63.7M | $57.2B | 2026-10-21 |
| 15 | XSD State Street® SPDR® S&P® Semiconductor ETF | SPDR (State Street) | 2.43% | $61.8M | $2.5B | 2026-10-21 |
| 16 | IWF iShares Russell 1000 Growth ETF | iShares (BlackRock) | 0.05% | $57.1M | $122.6B | 2026-10-21 |
| 17 | IJK iShares S&P Mid-Cap 400 Growth ETF | iShares (BlackRock) | 0.52% | $54.4M | $10.3B | 2026-10-21 |
| 18 | SCHM Schwab U.S. Mid-Cap ETF | Nport | 0.37% | $54.4M | — | 2026-05-31 |
| 19 | FWD AB Disruptors ETF | Nport | 1.19% | $34.4M | — | 2026-05-31 |
| 20 | IJJ iShares S&P Mid-Cap 400 Value ETF | iShares (BlackRock) | 0.37% | $31.9M | $8.6B | 2026-10-21 |
| 21 | IVOO Vanguard S&P Mid-Cap 400 ETF | Vanguard | 0.52% | $29.8M | — | 2026-09-30 |
| 22 | VONG Vanguard Russell 1000 Growth ETF | Vanguard | 0.05% | $28.9M | — | 2026-09-30 |
| 23 | CHPY YieldMax Semiconductor Portfolio Option Income ETF | YieldMax | 2.21% | $27.6M | — | 2026-10-23 |
| 24 | SCHX Schwab U.S. Large-Cap ETF | Nport | 0.03% | $21.6M | — | 2026-05-31 |
| 25 | SOXQ Invesco PHLX Semiconductor ETF | Invesco | 0.70% | $20.7M | — | 2026-10-21 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
$0.26
TTM Revenue
$651.12M
TTM Net Income
$36.33M
TTM Op. Cash Flow
$243.24M
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q2 '26 | 2026-07-04 | $201.08M | $19.36M | $0.14 | $88.30M |
| Q1 '26 | 2026-04-04 | $170.90M | $21.82M | $0.16 | $50.26M |
| Q4 '25 | 2026-01-03 | $145.79M | $-7.64M | $-0.06 | $57.58M |
| Q3 '25 | 2025-09-27 | $133.35M | $2.79M | $0.02 | $47.10M |
| Q2 '25 | 2025-06-28 | $123.97M | $2.91M | $0.02 | $38.53M |
| Q1 '25 | 2025-03-29 | $120.15M | $5.02M | $0.04 | $31.89M |
| Q4 '24 | 2024-12-28 | $117.42M | $16.51M | $0.12 | $45.42M |
| Q3 '24 | 2024-09-28 | $127.09M | $7.19M | $0.05 | $44.01M |
| Q2 '24 | 2024-06-29 | $124.08M | $22.63M | $0.16 | $21.93M |
| Q1 '24 | 2024-03-30 | $140.81M | $14.80M | $0.11 | $29.51M |
| Q4 '23 | 2023-12-30 | $170.60M | $98.71M | $0.70 | $71.97M |
| Q3 '23 | 2023-09-30 | $192.17M | $53.79M | $0.38 | $82.16M |
Q2 2026 • period ending 2026-07-04 • filed 2026-08-04
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
370.77
P/B
17.01
P/S
20.58
EV/EBITDA
143.65
EV/Sales
20.31
ROE
4.6%
ROA
3.7%
Div Yield
0.00%
FCF Yield
1.82%
Debt/Equity
0.00
Current Ratio
—
Market Cap
$13.40B
as of 2026-10-22
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
8.06M
SI % of Float
6.77%
Days to Cover
4.23
Short Vol Ratio
23.2%
Free Float
118.95M
Float %
86.8%
Short interest 2026-09-30 • Short volume 2026-10-22 • Float 2026-05-17