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Financial Enhancement Group LLC — 13F Holdings & Portfolio

CIK 1641438 · latest 13F-HR filed 2026-10-08

Backtest portfolio

Financial Enhancement Group LLC manages $870.7M in 13F-reported U.S. long-equity assets across 140 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYM (6.52%), IJR (3.91%), AVDE (3.81%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 11 new positions and exited 9; 34 existing positions rose in reported value and 33 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$870.7M

Long-equity book

Holdings
140

Distinct positions

Period
2026-09-30

Filed 2026-10-08

Q/Q Activity
+11 / −9 / ↑34 / ↓33

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPYM6.5% · -0%IJR3.9% · +3%AVDE3.8% · +4%OEF3.7% · +1%DYNF3.3% · +6%JSI3.1% · +3%LMBS3.0% · newOMFL3.0% · +0%LGOV2.9% · +161%FTGC2.6% · +8%VFLO2.5% · -12%QQQ2.5% · -3%SPMO2.3% · +3%JMBS2.3% · +6%AAPL2.2% · -2%IVE2.1% · 0%V1.8% · +1%AVGO1.8% · +3%FTSM1.8% · -16%LIN1.6% · +3%VOO1.6% · +22%QQQM1.6% · +9%NVDA1.5% · +0%TLT1.5% · +123%PALC1.5% · +1%QEFA1.5% · -2%JPST1.3% · +16%ICE1.2% · -22%QUAL1.1% · +0%ACWI1.1% · 0%EFA1.1% · -4%USMV1.1% · +0%PTLC1.0% · -1%GLDM1.0% · +118%FEZ1.0% · +2%RSP1.0% · +3%XLK1.0% · +4%IVOL1.0% · -37%FTLS1.0% · -5%KR0.9% · +11%XLE0.9% · -14%JAAA0.8% · +8%XLV0.8% · newJEMB0.7% · +4%SPEM0.7% · +6%CAT0.7% · +24%AGGH0.6% · -0%LFEQ0.6% · -2%IBIT0.6% · +2%LLY0.6% · +1%GRNY0.6% · +12%NEE0.6% · +22%HEQT0.5% · -7%PSQ0.5% · newIPKW0.5% · newKOMP0.4% · +13%DBJP0.4% · -1%SPY0.4% · -4%AIQ0.4% · +9%TPYP0.3% · -7%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 35.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 23, 2026.

Assets Under Management
$987.0M
Discretionary
$987.0M
Employees
25
Accounts
3,599
Address
2704 ENTERPRISE DRIVE
ANDERSON, IN 46013
Phone
(765) 640-1524
Website
Name Title / Status Ownership Type
CLARK, JOSEPH, ANDREW ControlMANAGING MEMBER
since Nov 2011
Less than 5%Individual
HARTER, ADAM, MICHAEL ControlCHIEF INVESTMENT STRATEGIST, OWNER
since Dec 2012
10–25%Individual
HODSON, DONALD, EARL ControlCHIEF COMPLIANCE OFFICER, OWNER
since Dec 2012
10–25%Individual
JENKINSON, TAYLOR, BENNETT ControlLEAD PARAPLANNER
since Jan 2019
10–25%Individual
Burton, Jamie, CatherineFINANCIAL ADVISOR
since Jan 2025
Less than 5%Individual
Emmons, Dusty, LynnACCOUNT SPECIALIST
since Jan 2025
Less than 5%Individual
Grimme, Seth, MichaelFINANCIAL ADVISOR
since Jan 2025
Less than 5%Individual
Hardesty, Daren, EugeneFINANCIAL ADVISOR
since Jan 2025
Less than 5%Individual
JOE'S MONEY SHOW LLCOWNER
since Mar 2002
25–50%Domestic Entity
KARSHNER, PAUL, EDWARDFINANCIAL ADVISOR
since Jan 2025
Less than 5%Individual
MCNEAL, STACY JPROCESSOR
since Jan 2021
Less than 5%Individual
MELLADY, VICKY JFIRM ADMINISTRATOR
since Jan 2021
Less than 5%Individual
Neff, SamuelFINANCIAL ADVISOR
since Jan 2025
5–10%Individual
RHEAUME, AARON, SCOTTDIRECTOR OF FINANCIAL PLANNING
since Jan 2020
5–10%Individual
SOLIVEN, GRANT, GARNERFINANCIAL ADVISOR
since Jan 2025
5–10%Individual
CLARK, JOSEPH, ANDREW Control
Indirect owner via JOE'S MONEY SHOW LLC
MANAGING MEMBER/OWNER
since Mar 2002
25–50%Individual
Ownership & leadership changes · 9 filings with changes since Nov 16, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 19, 2025 filing
  • AddedBurton, Jamie, Catherine · FINANCIAL ADVISOR · Less than 5%
  • AddedEmmons, Dusty, Lynn · ACCOUNT SPECIALIST · Less than 5%
  • AddedGrimme, Seth, Michael · FINANCIAL ADVISOR · Less than 5%
  • AddedHardesty, Daren, Eugene · FINANCIAL ADVISOR · Less than 5%
  • AddedKARSHNER, PAUL, EDWARD · FINANCIAL ADVISOR · Less than 5%
  • AddedNeff, Samuel · FINANCIAL ADVISOR · 5–10%
  • AddedSOLIVEN, GRANT, GARNER · FINANCIAL ADVISOR · 5–10%
  • ChangedCLARK, JOSEPH, ANDREW · indirect via JOE'S MONEY SHOW LLC: ownership 75% or more → 25–50%
  • ChangedJENKINSON, TAYLOR, BENNETT · ownership Less than 5% → 10–25%; now a control person
  • ChangedJOE'S MONEY SHOW LLC · ownership 50–75% → 25–50%
  • ChangedRHEAUME, AARON, SCOTT · ownership Less than 5% → 5–10%; no longer a control person
Feb 9, 2024 filing
  • ChangedHODSON, DONALD, EARL · ownership 5–10% → 10–25%
Mar 5, 2021 filing
  • AddedMCNEAL, STACY J · PROCESSOR · Less than 5%
  • AddedMELLADY, VICKY J · FIRM ADMINISTRATOR · Less than 5%
Feb 17, 2020 filing
  • AddedRHEAUME, AARON, SCOTT · DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
Feb 28, 2019 filing
  • AddedJENKINSON, TAYLOR, BENNETT · LEAD PARAPLANNER · Less than 5%
Feb 2, 2018 filing
  • No longer listedGRIFFIN, SARAH, JANE · OWNER · 5–10% · listed since Dec 2012
  • ChangedHARTER, ADAM, MICHAEL · title OWNER → CHIEF INVESTMENT STRATEGIST, OWNER
Apr 25, 2013 filing
  • ChangedCLARK, JOSEPH, ANDREW · title CHIEF COMPLIANCE OFFICER, MANAGING MEMBER → MANAGING MEMBER
  • ChangedHODSON, DONALD, EARL · title OWNER → CHIEF COMPLIANCE OFFICER, OWNER
Dec 17, 2012 filing
  • No longer listedHOPPES, DEBRA, ANN · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES · listed since Mar 2002
  • No longer listedHT FINANCIAL SERVICES · OWNER · 50–75% · listed since Mar 2002
  • No longer listedPERKINS, LINCOLN, BECKETT · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES · listed since Mar 2002
  • No longer listedROBERTSON, MATTHEW, LEE · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES · listed since Mar 2002
  • No longer listedSABOLICH, ROBERT, GEORGE · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES · listed since Mar 2002
  • No longer listedTHOMPSON, STEPHEN, MAURICE · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES · listed since Mar 2002
  • AddedGRIFFIN, SARAH, JANE · OWNER · 5–10%
  • AddedHARTER, ADAM, MICHAEL · OWNER · 10–25% · control person
  • AddedHODSON, DONALD, EARL · OWNER · 5–10% · control person
Dec 9, 2011 filing
  • AddedCLARK, JOSEPH, ANDREW · MANAGING MEMBER/OWNER · 75% or more · indirect via JOE'S MONEY SHOW LLC · control person
  • AddedHOPPES, DEBRA, ANN · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES
  • AddedPERKINS, LINCOLN, BECKETT · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES
  • AddedROBERTSON, MATTHEW, LEE · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES
  • AddedSABOLICH, ROBERT, GEORGE · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES
  • AddedTHOMPSON, STEPHEN, MAURICE · OWNER · General partner, trustee or manager · indirect via HT FINANCIAL SERVICES
  • ChangedCLARK, JOSEPH, ANDREW · ownership 50–75% → Less than 5%
  • ChangedJOE'S MONEY SHOW LLC · ownership 25–50% → 50–75%
Nov 16, 2011 filing (earliest on record)
  • ListedCLARK, JOSEPH, ANDREW · CHIEF COMPLIANCE OFFICER, MANAGING MEMBER · 50–75% · control person
  • ListedHT FINANCIAL SERVICES · OWNER · 50–75%
  • ListedJOE'S MONEY SHOW LLC · OWNER · 25–50%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Financial Enhancement Group LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $56.8M 6.52% 620,582 SH
2 ISHARES TR IJR 464287804 $34.0M 3.91% 248,352 SH
3 AMERICAN CENTY ETF TR AVDE 025072703 $33.2M 3.81% 370,785 SH
4 ISHARES TR OEF 464287101 $32.4M 3.73% 83,321 SH
5 BLACKROCK ETF TRUST DYNF 09290C103 $28.4M 3.26% 402,793 SH
6 JANUS DETROIT STR TR JSI 47103U746 $27.3M 3.13% 545,120 SH
7 FIRST TR EXCHANGE-TRADED FD LMBS 33739Q200 $26.1M 3.00% 537,884 SH
8 INVESCO EXCH TRD SLF IDX FD OMFL 46138J619 $26.1M 2.99% 367,230 SH
9 FIRST TR EXCHANGE-TRADED FD LGOV 33738D606 $25.2M 2.90% 1,290,981 SH
10 FIRST TR EXCHANGE TRAD FD VI FTGC 33739H101 $22.2M 2.55% 719,087 SH
11 VICTORY PORTFOLIOS II VFLO 92647X830 $21.7M 2.49% 414,586 SH
12 INVESCO QQQ TR QQQ 46090E103 $21.6M 2.49% 28,566 SH
13 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $19.6M 2.25% 128,321 SH
14 JANUS DETROIT STR TR JMBS 47103U852 $19.6M 2.25% 463,609 SH
15 APPLE INC AAPL 037833100 $18.8M 2.16% 55,889 SH
16 ISHARES TR IVE 464287408 $18.2M 2.09% 78,827 SH
17 VISA INC V 92826C839 $15.8M 1.82% 42,564 SH
18 BROADCOM INC AVGO 11135F101 $15.8M 1.82% 42,004 SH
19 FIRST TR EXCHANGE-TRADED FD FTSM 33739Q408 $15.4M 1.77% 258,930 SH
20 LINDE PLC LIN G54950103 $14.1M 1.62% 29,073 SH
21 VANGUARD INDEX FDS VOO 922908363 $13.7M 1.57% 19,163 SH
22 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $13.7M 1.57% 43,816 SH
23 NVIDIA CORPORATION NVDA 67066G104 $13.4M 1.54% 56,547 SH
24 ISHARES TR TLT 464287432 $13.1M 1.51% 170,442 SH
25 PACER FDS TR PALC 69374H816 $13.0M 1.49% 237,848 SH
26 SPDR INDEX SHS FDS QEFA 78463X434 $12.8M 1.47% 131,957 SH
27 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $11.7M 1.34% 231,856 SH
28 INTERCONTINENTAL EXCHANGE IN ICE 45866F104 $10.2M 1.17% 66,785 SH
29 ISHARES TR QUAL 46432F339 $9.6M 1.10% 42,330 SH
30 ISHARES TR ACWI 464288257 $9.5M 1.09% 59,132 SH
31 ISHARES TR EFA 464287465 $9.3M 1.06% 89,812 SH
32 ISHARES TR USMV 46429B697 $9.2M 1.06% 92,840 SH
33 PACER FDS TR PTLC 69374H105 $8.9M 1.03% 147,102 SH
34 WORLD GOLD TR GLDM 98149E303 $8.8M 1.01% 108,686 SH
35 SPDR INDEX SHS FDS FEZ 78463X202 $8.7M 1.00% 132,978 SH
36 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $8.7M 0.99% 41,116 SH
37 SELECT SECTOR SPDR TR XLK 81369Y803 $8.6M 0.99% 42,614 SH
38 KRANESHARES TRUST IVOL 500767736 $8.4M 0.97% 485,873 SH
39 FIRST TR EXCH TRADED FD III FTLS 33739P103 $8.3M 0.95% 106,618 SH
40 KROGER CO KR 501044101 $8.1M 0.93% 135,976 SH
41 SELECT SECTOR SPDR TR XLE 81369Y506 $7.8M 0.90% 123,240 SH
42 JANUS DETROIT STR TR JAAA 47103U845 $7.4M 0.85% 146,040 SH
43 SELECT SECTOR SPDR TR XLV 81369Y209 $7.4M 0.85% 43,630 SH
44 JANUS DETROIT STR TR JEMB 47103U738 $6.5M 0.74% 128,113 SH
45 SPDR INDEX SHS FDS SPEM 78463X509 $6.2M 0.71% 119,014 SH
46 CATERPILLAR INC CAT 149123101 $5.9M 0.68% 7,233 SH
47 SIMPLIFY EXCHANGE TRADED FUN AGGH 82889N723 $5.6M 0.65% 296,505 SH
48 VANECK ETF TRUST LFEQ 92189F148 $5.6M 0.64% 90,140 SH
49 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $5.4M 0.62% 114,027 SH
50 ELI LILLY & CO LLY 532457108 $5.0M 0.57% 4,200 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-08 $870.7M 140 0001641438-26-000006
2026-06-30 2026-07-07 $838.7M 138 0001641438-26-000005
2026-03-31 2026-04-20 $807.2M 136 0001641438-26-000004
2025-12-31 2026-01-23 $768.7M 135 0001641438-26-000003
Filer Information
Address
2704 ENTERPRISE DRIVE
ANDERSON, IN 46013
Phone
(765) 640-1524
Filing Manager
Financial Enhancement Group LLC
ANDERSON, IN
Signatory
Donald E Hodson
CCO