Top Institutional Investors

Steele Capital Management, Inc. — 13F Holdings & Portfolio

CIK 1646695 · latest 13F-HR filed 2026-07-28

Backtest portfolio

Steele Capital Management, Inc. manages $2.72B in 13F-reported U.S. long-equity assets across 85 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (10.41%), FNDX (7.35%), SCHF (7.20%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 4; 54 existing positions rose in reported value and 17 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$2.72B

Long-equity book

Holdings
85

Distinct positions

Period
2026-06-30

Filed 2026-07-28

Q/Q Activity
+3 / −4 / ↑54 / ↓17

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV10.4% · +0%FNDX7.4% · +2%SCHF7.2% · +2%VEA5.8% · +3%VOO5.7% · +1%QQQ5.5% · -0%SCHX4.5% · +1%VWO4.3% · +3%IJR3.8% · +8%VCSH3.8% · -0%AGG3.6% · +4%FNDA3.0% · +3%SCHA3.0% · +0%ILCV2.5% · +1%VCIT2.3% · +7%BND1.8% · -11%RSP1.7% · +4%VONG1.4% · 0%AAPL1.4% · -3%SCHD1.4% · +4%VTV1.0% · +6%SPYM1.0% · -1%ICSH1.0% · +5%VYM0.9% · -16%MDY0.9% · -0%NVDA0.8% · -1%IUSV0.8% · -1%JCPB0.8% · -2%IMCG0.7% · +1%IMCV0.7% · +1%IMCB0.7% · +1%BRK.B0.7% · -6%JEPI0.6% · -5%VBR0.6% · -6%AIQ0.6% · +6%AMZN0.5% · +0%ISCV0.5% · +1%XLE0.5% · -2%ISCG0.4% · +1%SCHE0.4% · -2%IDEV0.4% · -2%SPYI0.3% · +7%VTI0.3% · -27%IEMG0.2% · +6%XLY0.2% · -1%SOXX0.2% · newDE0.2% · 0%SCHG0.2% · -0%ITA0.2% · +2%SCHM0.2% · 0%MSFT0.2% · +8%NLR0.2% · -10%SPDW0.2% · -0%GOOG0.1% · -0%EQWL0.1% · +0%SCHV0.1% · 0%ABBV0.1% · -1%SPAB0.1% · +42%VXUS0.1% · -44%PLTR0.1% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 58.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 26, 2026.

Assets Under Management
$3.55B
Discretionary
$3.51B
Employees
15
Accounts
4,418
Address
1000 JACKSON STREET
SUITE 201
DUBUQUE, IA 52001
Phone
(563) 588-2097
Website
Name Title / Status Ownership Type
STEELE, MICHAEL, DANIEL ControlCEO/PRESIDENT
since Dec 2010
Less than 5%Individual
ASHLEY E STEELE 2024 TRUSTMINORITY OWNER
since Feb 2024
10–25%Domestic Entity
BOXLEITER, CHRISTOPHER, MATTHEWDIRECTOR OF COMPANY SPONSORED RETIREMENT PLANS
since Jan 2018
5–10%Individual
DANIEL L STEELE 2024 TRUSTMINORITY OWNER
since Feb 2024
10–25%Domestic Entity
LEWIS, BRADLEYSENIOR PORTFOLIO MANAGER
since Jan 2018
5–10%Individual
MICHAEL D STEELE TRUSTOWNER
since Jan 2018
75% or moreDomestic Entity
MORAN, KATHRYN, LYNNCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER
since Nov 2016
5–10%Individual
SMITH, NICHOLAS, PATRICKSENIOR PORTFOLIO MANAGER
since Jan 2018
5–10%Individual
WESSELS, BRETT, ALLENCHIEF INVESTMENT OFFICER
since Jan 2018
5–10%Individual
STEELE, MICHAEL, DANIEL Control
Indirect owner via MICHAEL D STEELE TRUST
TRUSTEE
since Mar 2001
75% or moreIndividual
STEELE, ASHLEY, E
Indirect owner via ASHLEY E STEELE 2024 TRUST
BENEFICIARY OF TRUST
since Feb 2024
General partner, trustee or managerIndividual
STEELE, BRIGID, A
Indirect owner via DANIEL L STEELE 2024 TRUST
TRUSTEE
since Feb 2024
General partner, trustee or managerIndividual
STEELE, BRIGID, A
Indirect owner via ASHLEY E STEELE 2024 TRUST
TRUSTEE
since Feb 2024
General partner, trustee or managerIndividual
STEELE, DANIEL, LOUIS
Indirect owner via DANIEL L STEELE 2024 TRUST
BENEFICIARY OF TRUST
since Feb 2024
General partner, trustee or managerIndividual
Ownership & leadership changes · 8 filings with changes since Dec 12, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 7, 2025 filing
  • ChangedSTEELE, MICHAEL, DANIEL · title CEO → CEO/PRESIDENT
Aug 5, 2024 filing
  • No longer listedDOYLE, MICHAEL, HUGH · PRESIDENT · Less than 5% · listed since Jan 2022
Mar 6, 2024 filing
  • AddedASHLEY E STEELE 2024 TRUST · MINORITY OWNER · 10–25%
  • AddedDANIEL L STEELE 2024 TRUST · MINORITY OWNER · 10–25%
  • AddedSTEELE, ASHLEY, E · BENEFICIARY OF TRUST · General partner, trustee or manager · indirect via ASHLEY E STEELE 2024 TRUST
  • AddedSTEELE, BRIGID, A · TRUSTEE · General partner, trustee or manager · indirect via DANIEL L STEELE 2024 TRUST
  • AddedSTEELE, BRIGID, A · TRUSTEE · General partner, trustee or manager · indirect via ASHLEY E STEELE 2024 TRUST
  • AddedSTEELE, DANIEL, LOUIS · BENEFICIARY OF TRUST · General partner, trustee or manager · indirect via DANIEL L STEELE 2024 TRUST
Feb 2, 2022 filing
  • AddedDOYLE, MICHAEL, HUGH · PRESIDENT · Less than 5%
  • AddedMICHAEL D STEELE TRUST · OWNER · 75% or more
  • AddedSTEELE, MICHAEL, DANIEL · TRUSTEE · 75% or more · indirect via MICHAEL D STEELE TRUST · control person
  • ChangedSTEELE, MICHAEL, DANIEL · title CEO/PRESIDENT → CEO; ownership 75% or more → Less than 5%
Mar 14, 2018 filing
  • AddedBOXLEITER, CHRISTOPHER, MATTHEW · DIRECTOR OF COMPANY SPONSORED RETIREMENT PLANS · 5–10%
  • AddedLEWIS, BRADLEY · SENIOR PORTFOLIO MANAGER · 5–10%
  • AddedSMITH, NICHOLAS, PATRICK · SENIOR PORTFOLIO MANAGER · 5–10%
  • AddedWESSELS, BRETT, ALLEN · CHIEF INVESTMENT OFFICER · 5–10%
  • ChangedMORAN, KATHRYN, LYNN · ownership Less than 5% → 5–10%
Sep 29, 2017 filing
  • No longer listedTIMMERMAN, KEVIN, JOSEPH · PRESIDENT · 50–75% · control person · listed since Aug 1996
  • ChangedMORAN, KATHRYN, LYNN · title CHIEF COMPLIANCE OFFICER/DIRECTOR → CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER
  • ChangedSTEELE, MICHAEL, DANIEL · title CEO → CEO/PRESIDENT; ownership 50–75% → 75% or more
Dec 2, 2016 filing
  • No longer listedKAPLER, DAVID, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Oct 2016
  • ChangedMORAN, KATHRYN, LYNN · title DIRECTOR → CHIEF COMPLIANCE OFFICER/DIRECTOR
Oct 20, 2016 filing
  • AddedKAPLER, DAVID, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedMORAN, KATHRYN, LYNN · title CHIEF COMPLIANCE OFFICER → DIRECTOR
Dec 12, 2011 filing (earliest on record)
  • ListedMORAN, KATHRYN, LYNN · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedSTEELE, MICHAEL, DANIEL · CEO · 50–75% · control person
  • ListedTIMMERMAN, KEVIN, JOSEPH · PRESIDENT · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 54 →

Top Trims

Show all 17 →

New Positions

Show all 3 →

Exited Positions

Show all 4 →

Steele Capital Management, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $282.8M 10.41% 377,597 SH
2 SCHWAB STRATEGIC TR FNDX 808524771 $199.8M 7.35% 6,423,407 SH
3 SCHWAB STRATEGIC TR SCHF 808524805 $195.8M 7.20% 7,056,392 SH
4 VANGUARD TAX-MANAGED FDS VEA 921943858 $158.5M 5.83% 2,224,154 SH
5 VANGUARD INDEX FDS VOO 922908363 $154.7M 5.69% 225,206 SH
6 INVESCO QQQ TR QQQ 46090E103 $148.1M 5.45% 200,903 SH
7 SCHWAB STRATEGIC TR SCHX 808524201 $121.1M 4.46% 4,110,047 SH
8 VANGUARD INTL EQUITY INDEX F VWO 922042858 $117.7M 4.33% 1,972,443 SH
9 ISHARES TR IJR 464287804 $104.5M 3.85% 704,827 SH
10 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $102.4M 3.77% 1,295,469 SH
11 ISHARES TR AGG 464287226 $98.2M 3.61% 991,812 SH
12 SCHWAB STRATEGIC TR FNDA 808524763 $82.8M 3.05% 2,176,267 SH
13 SCHWAB STRATEGIC TR SCHA 808524607 $82.2M 3.03% 2,273,743 SH
14 ISHARES TR ILCV 464288109 $68.3M 2.51% 674,771 SH
15 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $63.0M 2.32% 762,109 SH
16 VANGUARD BD INDEX FDS BND 921937835 $49.7M 1.83% 676,531 SH
17 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $47.2M 1.74% 221,915 SH
18 VANGUARD SCOTTSDALE FDS VONG 92206C680 $39.1M 1.44% 306,208 SH
19 APPLE INC AAPL 037833100 $38.2M 1.41% 132,054 SH
20 SCHWAB STRATEGIC TR SCHD 808524797 $37.1M 1.36% 1,169,147 SH
21 VANGUARD INDEX FDS VTV 922908744 $27.8M 1.02% 127,476 SH
22 SPDR SERIES TRUST SPYM 78464A854 $27.4M 1.01% 311,237 SH
23 ISHARES TR ICSH 46434V878 $26.2M 0.96% 518,375 SH
24 VANGUARD WHITEHALL FDS VYM 921946406 $24.1M 0.89% 152,205 SH
25 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $23.2M 0.86% 32,975 SH
26 NVIDIA CORPORATION NVDA 67066G104 $22.9M 0.84% 114,599 SH
27 ISHARES TR IUSV 464287663 $22.8M 0.84% 206,988 SH
28 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $22.1M 0.81% 471,492 SH
29 ISHARES TR IMCG 464288307 $20.2M 0.74% 205,307 SH
30 ISHARES TR IMCV 464288406 $19.2M 0.71% 209,721 SH
31 ISHARES TR IMCB 464288208 $18.7M 0.69% 193,311 SH
32 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $18.3M 0.67% 36,537 SH
33 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $16.6M 0.61% 293,175 SH
34 VANGUARD INDEX FDS VBR 922908611 $16.1M 0.59% 66,141 SH
35 GLOBAL X FDS AIQ 37954Y632 $14.9M 0.55% 227,715 SH
36 AMAZON COM INC AMZN 023135106 $14.9M 0.55% 62,468 SH
37 ISHARES TR ISCV 464288703 $14.8M 0.55% 189,142 SH
38 SELECT SECTOR SPDR TR XLE 81369Y506 $13.8M 0.51% 259,203 SH
39 ISHARES TR ISCG 464288604 $11.8M 0.43% 180,159 SH
40 SCHWAB STRATEGIC TR SCHE 808524706 $10.4M 0.38% 287,095 SH
41 ISHARES TR IDEV 46435G326 $9.7M 0.36% 109,178 SH
42 NEOS ETF TRUST SPYI 78433H303 $9.2M 0.34% 173,620 SH
43 VANGUARD INDEX FDS VTI 922908769 $8.7M 0.32% 23,584 SH
44 ISHARES INC IEMG 46434G103 $6.8M 0.25% 81,760 SH
45 SELECT SECTOR SPDR TR XLY 81369Y407 $6.6M 0.24% 56,671 SH
46 ISHARES TR SOXX 464287523 $6.5M 0.24% 10,121 SH
47 DEERE & CO DE 244199105 $6.4M 0.23% 10,006 SH
48 SCHWAB STRATEGIC TR SCHG 808524300 $5.9M 0.22% 175,472 SH
49 ISHARES TR ITA 464288760 $5.7M 0.21% 23,467 SH
50 SCHWAB STRATEGIC TR SCHM 808524508 $5.6M 0.21% 151,201 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-28 $2.72B 85 0001646695-26-000003
2026-03-31 2026-04-29 $2.41B 86 0001646695-26-000002
2025-12-31 2026-01-27 $2.33B 79 0001646695-26-000001
Filer Information
Address
1000 JACKSON STREET
SUITE 201
DUBUQUE, IA 52001
Phone
(563) 588-2097
Filing Manager
Steele Capital Management, Inc.
DUBUQUE, IA
Signatory
Kathryn Moran
CCO